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UBS Interview Questions, Process, and Tips

Updated 21 Mar 2025

Top UBS Interview Questions and Answers

  • Q1. Pattern Printing Task You are tasked with printing a specific pattern based on the given number of rows, 'N'. For any input value of 'N', generate and print a pattern as ...read more
    asked in ENO interview
  • Q2. Convert Min Heap to Max Heap Problem Statement Given an array representation of a min-heap of size 'n', your task is to convert this array into a max-heap. Input: The fi ...read more
    asked in Business Technology Analyst interview
  • Q3. There is a closed room with 3 bulbs and there are three switches outside. You can toggle any two switches once without looking inside the room and map the bulbs to their ...read more
    asked in Analyst interview
View all 255 questions

UBS Interview Experiences

Popular Designations

338 interviews found

Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Walk-in and was interviewed before Apr 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(3 Questions)

  • Q1. What Is Corporate Actions?
  • Ans. 

    Corporate actions refer to events initiated by a publicly-traded company that can affect the value of its securities.

    • Corporate actions can include stock splits, dividends, mergers and acquisitions, spin-offs, and rights issues.

    • These actions can have a significant impact on the price of a company's stock and can affect the value of an investor's portfolio.

    • Investors need to stay informed about corporate actions to make i...

  • Answered by AI
  • Q2. Type of Corporate Action, What is Life Cycle of Any Event/CA?
  • Ans. 

    The life cycle of a corporate action involves several stages from announcement to completion.

    • Corporate actions can include events such as mergers, acquisitions, stock splits, and dividend payments.

    • The first stage is the announcement, where the company publicly declares the event and its details.

    • Next, there is a record date where shareholders are identified and eligible to receive the benefits of the event.

    • The third sta...

  • Answered by AI
  • Q3. What DRIP, Right/EXRI Event, What is Difference between CHOS and VOLU Event type? What is MT564 and MT568, What is EX and Record Date?
  • Ans. 

    Answering questions related to DRIP, Right/EXRI Event, CHOS and VOLU Event type, MT564, MT568, EX and Record Date.

    • DRIP stands for Dividend Reinvestment Plan, where dividends are reinvested to purchase additional shares of the same stock.

    • Right/EXRI Event refers to the event where a company issues new shares of stock to existing shareholders.

    • CHOS and VOLU Event type are both related to corporate actions, where CHOS refer...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Be calm, Elaborate your Current Job BAU in detail. If you don't know any answer just say I Don't know and do not try to full Interviewer because they are expert in People Management !
If Interviewer asks you why you want to quit your job - Just Say Growth Opportunity, If you say something else, they will catch out.

Best of luck.

Security Specialist Interview Questions asked at other Companies

Q1. Type of Corporate Action, What is Life Cycle of Any Event/CA?
View answer (1)
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I appeared for an interview in Feb 2025.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What are your reasons for wanting to join this company?
  • Ans. 

    I am drawn to this company for its innovative approach, commitment to excellence, and alignment with my professional values and goals.

    • The company's reputation for innovation aligns with my passion for driving change in the industry.

    • I admire your commitment to sustainability and corporate social responsibility, which resonates with my personal values.

    • The opportunity to work with a talented team excites me, as collaborat...

  • Answered by AI
  • Q2. What knowledge do you possess regarding risk and banking?
  • Ans. 

    I possess extensive knowledge of risk management in banking, including credit, market, operational, and liquidity risks.

    • Credit Risk: Assessing the likelihood of a borrower defaulting on a loan, e.g., using credit scoring models.

    • Market Risk: Understanding the impact of market fluctuations on asset values, e.g., managing a portfolio's exposure to interest rate changes.

    • Operational Risk: Identifying risks arising from inte...

  • Answered by AI
Round 2 - One-on-one 

(1 Question)

  • Q1. What is your scope of work and your determination to succeed in it?
  • Ans. 

    As an Associate Director, my scope encompasses strategic leadership, team development, and project management to drive organizational success.

    • Strategic Leadership: I develop and implement long-term strategies that align with organizational goals, ensuring sustainable growth.

    • Team Development: I prioritize mentoring and empowering team members, fostering a culture of collaboration and innovation.

    • Project Management: I ove...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Concentrate on developing fundamental skills and knowledge.

Top UBS Associate Director Interview Questions and Answers

Q1. How a bond is valued? What is the difference between Bond’s duration and maturity? How a bond exposure to risk can be mitigated?
View answer (1)

Associate Director Interview Questions asked at other Companies

Q1. How will you manage the New location and ramp up the Resourcing as per business requirement
View answer (2)
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Dec 2024. There were 2 interview rounds.

Round 1 - Technical 

(2 Questions)

  • Q1. What are derivatives in finance?
  • Ans. 

    Derivatives in finance are financial instruments whose value is derived from the value of an underlying asset.

    • Derivatives can be used for hedging against risk, speculating on price movements, or gaining exposure to assets without owning them.

    • Common types of derivatives include options, futures, forwards, and swaps.

    • Options give the holder the right, but not the obligation, to buy or sell an asset at a specified price be...

  • Answered by AI
  • Q2. What are the different types of derivatives?
  • Ans. 

    Derivatives are financial instruments whose value is derived from an underlying asset or group of assets.

    • Types of derivatives include options, futures, forwards, and swaps.

    • Options give the holder the right, but not the obligation, to buy or sell an asset at a specified price before or on a specified date.

    • Futures are contracts to buy or sell an asset at a future date for a price agreed upon today.

    • Forwards are similar to...

  • Answered by AI
Round 2 - Technical 

(4 Questions)

  • Q1. What are the details of the stock market and its various products?
  • Ans. 

    The stock market is a platform where investors can buy and sell shares of publicly traded companies.

    • Stocks represent ownership in a company and can be bought and sold on stock exchanges like NYSE and NASDAQ.

    • Bonds are debt securities issued by companies or governments to raise capital.

    • Mutual funds pool money from multiple investors to invest in a diversified portfolio of stocks, bonds, or other securities.

    • Options give i...

  • Answered by AI
  • Q2. Balance sheet,profit &loss account
  • Q3. Journal entries
  • Q4. Option in detail, economic crisis,

Interview Preparation Tips

Interview preparation tips for other job seekers - Well-prepared with comprehensive knowledge of the stock market, derivatives and their types, balance sheets, and profit and loss accounts.

Top UBS Financial Analyst Interview Questions and Answers

Q1. Entry for purchases? Purchases was recorded as Rs.100 first, then it increased to Rs.105, what will be the entry?
View answer (1)

Financial Analyst Interview Questions asked at other Companies

Q1. Suppose you have 10000 US dollars with you, out of which you took a loan of 5000 US Dollars. Now suppose you have purchased two assets of 5000 US Dollars each, one through cash and other through bank loan. How would you show this transactio... read more
View answer (3)
Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. Question on financial derivatives
Round 2 - Technical 

(1 Question)

  • Q1. Question on Greeks and Derivatives
Round 3 - HR 

(1 Question)

  • Q1. Salary discussion

Product Control Analyst Interview Questions asked at other Companies

Q1. What is the journal entry for purchasing a bond?
View answer (1)

UBS interview questions for popular designations

 ENO

 (31)

 Associate Director

 (25)

 Analyst

 (11)

 Financial Analyst

 (10)

 Business Analyst

 (10)

 Authorized Officer

 (8)

 Exempt NON Officer

 (7)

 Intern

 (7)

Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(3 Questions)

  • Q1. Design a system where images and documents would be transferred to client.
  • Ans. 

    Design a system for transferring images and documents to clients.

    • Use a secure file transfer protocol like SFTP or HTTPS

    • Implement a user-friendly interface for clients to upload and download files

    • Utilize cloud storage for scalability and accessibility

    • Include encryption for data security

    • Implement version control for tracking changes

  • Answered by AI
  • Q2. Redis caching details
  • Ans. 

    Redis is an open-source, in-memory data structure store used as a cache or database.

    • Redis is used for caching frequently accessed data to improve performance.

    • It stores data in key-value pairs and can be used for session management, real-time analytics, and more.

    • Redis supports various data structures like strings, lists, sets, sorted sets, hashes, and more.

    • It has features like replication, persistence, clustering, and L...

  • Answered by AI
  • Q3. How to call rest api in Angular
  • Ans. 

    To call a REST API in Angular, use the HttpClient module to make HTTP requests.

    • Import HttpClientModule in app.module.ts

    • Inject HttpClient in the component/service where API call needs to be made

    • Use HttpClient methods like get(), post(), put(), delete() to make API calls

    • Subscribe to the Observable returned by HttpClient methods to get the response data

    • Handle errors using catchError() method

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Interview is average, just go with little preparation

Senior Full Stack Developer Interview Questions asked at other Companies

Q1. How the clients of one domain will be made to access the API service? How do the different domains based clients authentication and authorization are managed in the API service
View answer (1)

Get interview-ready with Top UBS Interview Questions

Summer Associate Interview Questions & Answers

user image Jeren Tolegova

posted on 6 Nov 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Oct 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(2 Questions)

  • Q1. How do you keep up with multiple deadlines
  • Ans. 

    I prioritize tasks, use a calendar, break down tasks into smaller steps, and communicate with team members.

    • Prioritize tasks based on deadlines and importance

    • Use a calendar or task management tool to track deadlines

    • Break down tasks into smaller steps to manage time effectively

    • Communicate with team members to coordinate deadlines and workload

  • Answered by AI
  • Q2. Tell me about yourself
  • Ans. 

    I am a motivated and detail-oriented individual with a strong background in finance and a passion for problem-solving.

    • Graduated with a degree in Finance from XYZ University

    • Completed internships at ABC Investment Bank and DEF Consulting firm

    • Proficient in financial modeling and analysis

    • Strong communication and teamwork skills

    • Passionate about finding innovative solutions to complex problems

  • Answered by AI
Round 2 - One-on-one 

(2 Questions)

  • Q1. What is happening in the markets
  • Ans. 

    The markets are currently experiencing volatility due to global economic uncertainty and geopolitical tensions.

    • Global economic uncertainty, such as trade tensions between US and China, Brexit negotiations, and slowing growth in major economies

    • Geopolitical tensions, including conflicts in the Middle East and North Korea's nuclear program

    • Market reactions to central bank policies and interest rate changes

    • Impact of COVID-1

  • Answered by AI
  • Q2. What do you know about our team
  • Ans. 

    Our team is known for its diverse expertise in various practice areas and strong collaborative culture.

    • Diverse expertise in various practice areas

    • Strong collaborative culture

    • Known for delivering high-quality work efficiently

  • Answered by AI

Summer Associate Interview Questions asked at other Companies

Q1. What is happening in the markets
View answer (1)

Jobs at UBS

View all
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Company Website and was interviewed in Dec 2024. There were 3 interview rounds.

Round 1 - Aptitude Test 

Quantity ,verbal number system , percentage

Round 2 - Coding Test 

Revse string ,1 ton100 prime number

Round 3 - One-on-one 

(1 Question)

  • Q1. Java questions oops , Inheritance, polymorphism, multi therd

Software Developer 1 Interview Questions asked at other Companies

Q1. Do you have prior experience in Java and Spring Boot?
View answer (1)

KYC Analyst Interview Questions & Answers

user image Anonymous

posted on 24 Dec 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Nov 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is KYC and AML
  • Ans. 

    KYC stands for Know Your Customer and AML stands for Anti-Money Laundering. They are regulatory processes to prevent financial crimes.

    • KYC is the process of verifying the identity of customers to prevent fraud and financial crimes.

    • AML is the set of procedures, laws, and regulations designed to prevent the practice of generating income through illegal actions.

    • KYC involves verifying customer identity, assessing risks, and...

  • Answered by AI
  • Q2. Why UBS?
  • Ans. 

    UBS is a global financial services company known for its strong reputation, innovative solutions, and commitment to excellence.

    • UBS has a strong reputation in the financial services industry

    • UBS is known for its innovative solutions and cutting-edge technology

    • UBS has a global presence, offering opportunities for growth and development

    • UBS values excellence and professionalism in its employees

    • UBS has a strong commitment to

  • Answered by AI
Round 2 - HR 

(1 Question)

  • Q1. Why you wnat join UBS
  • Ans. 

    I want to join UBS because of its reputation for excellence in the financial industry and the opportunities for professional growth and development.

    • UBS is a globally recognized financial institution known for its high standards of quality and integrity

    • I am impressed by UBS's commitment to innovation and technology in the financial sector

    • I believe that working at UBS will provide me with the chance to enhance my skills

  • Answered by AI

Interview Preparation Tips

Topics to prepare for UBS KYC Analyst interview:
  • Anti Money Laundering
Interview preparation tips for other job seekers - Have tge basic Financial and compliance knowledge

KYC Analyst Interview Questions asked at other Companies

Q1. 7. What is PEP? 8. Are only politicallly exposed person a threat or are there any other threats you can relate ?
View answer (1)
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
2-4 weeks
Result
No response

I applied via Company Website and was interviewed in Nov 2024. There were 2 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Project Architecture
Round 2 - Technical 

(1 Question)

  • Q1. Informatica tech questions

Software Developer Interview Questions asked at other Companies

Q1. Maximum Subarray Sum Problem Statement Given an array of integers, determine the maximum possible sum of any contiguous subarray within the array. Example: Input: array = [34, -50, 42, 14, -5, 86] Output: 137 Explanation: The maximum sum is... read more
View answer (43)
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Campus Placement and was interviewed in Aug 2024. There were 2 interview rounds.

Round 1 - Coding Test 

1 coding question based on DP for 25 minutes and 30 MCQs on Java , OOPS and code snippet questions also some basic questions based on trees like number of leaf nodes in a complete binary tree with n nodes.

Round 2 - Technical 

(3 Questions)

  • Q1. Write code for finding palindrome of a string
  • Ans. 

    Code to find palindrome of a string

    • Iterate through the string from both ends and compare characters

    • Use two pointers, one starting from the beginning and one from the end

    • If characters at both pointers match, continue checking until they meet in the middle

    • If all characters match, the string is a palindrome

  • Answered by AI
  • Q2. What is dynamic memory allocation in Java
  • Ans. 

    Dynamic memory allocation in Java refers to the process of allocating memory for objects at runtime.

    • Dynamic memory allocation allows for objects to be created and destroyed during program execution.

    • The 'new' keyword is used to dynamically allocate memory for objects in Java.

    • Dynamic memory allocation helps in managing memory efficiently by allocating memory only when needed.

    • Example: int[] arr = new int[5]; dynamically a

  • Answered by AI
  • Q3. You are designing an e commerce website which database will you choose and what will you use for authentication given that you can't use JWT or even third party like Google authentication
  • Ans. 

    I would choose a relational database like MySQL and implement a custom authentication system using session management.

    • Choose a relational database like MySQL for storing user data, product information, and orders.

    • Implement a custom authentication system using session management to securely authenticate users without JWT or third-party services.

    • Use encryption techniques to store and validate user passwords securely.

    • Util...

  • Answered by AI

Skills evaluated in this interview

Software Engineer Interview Questions asked at other Companies

Q1. Bridge and torch problem : Four people come to a river in the night. There is a narrow bridge, but it can only hold two people at a time. They have one torch and, because it's night, the torch has to be used when crossing the bridge. Person... read more
View answer (211)
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I appeared for an interview in Sep 2024, where I was asked the following questions.

  • Q1. Why are you looking for change
  • Q2. How will you add value to current role

Top UBS Associate Director Interview Questions and Answers

Q1. How a bond is valued? What is the difference between Bond’s duration and maturity? How a bond exposure to risk can be mitigated?
View answer (1)

Associate Director Interview Questions asked at other Companies

Q1. How will you manage the New location and ramp up the Resourcing as per business requirement
View answer (2)

UBS Interview FAQs

How many rounds are there in UBS interview?
UBS interview process usually has 2-3 rounds. The most common rounds in the UBS interview process are Technical, One-on-one Round and Resume Shortlist.
How to prepare for UBS interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at UBS. The most common topics and skills that interviewers at UBS expect are Python, SQL, Java, Investment Banking and Wealth Management.
What are the top questions asked in UBS interview?

Some of the top questions asked at the UBS interview -

  1. There is a closed room with 3 bulbs and there are three switches outside. You c...read more
  2. If I have 1 to 10 numbers in an array and if one of the numbers is missing then...read more
  3. There is a boat with 100 rungs. How many rungs will be submerged in water on a ...read more
How long is the UBS interview process?

The duration of UBS interview process can vary, but typically it takes about less than 2 weeks to complete.

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UBS Interview Process

based on 209 interviews

Interview experience

4.1
  
Good
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UBS Reviews and Ratings

based on 2.9k reviews

3.9/5

Rating in categories

3.6

Skill development

4.1

Work-life balance

3.7

Salary

3.6

Job security

3.9

Company culture

3.1

Promotions

3.6

Work satisfaction

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