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UBS KYC Analyst Interview Questions and Answers

Updated 24 Dec 2024

UBS KYC Analyst Interview Experiences

3 interviews found

KYC Analyst Interview Questions & Answers

user image Anonymous

posted on 24 Dec 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Nov 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is KYC and AML
  • Ans. 

    KYC stands for Know Your Customer and AML stands for Anti-Money Laundering. They are regulatory processes to prevent financial crimes.

    • KYC is the process of verifying the identity of customers to prevent fraud and financial crimes.

    • AML is the set of procedures, laws, and regulations designed to prevent the practice of generating income through illegal actions.

    • KYC involves verifying customer identity, assessing risks, and...

  • Answered by AI
  • Q2. Why UBS?
  • Ans. 

    UBS is a global financial services company known for its strong reputation, innovative solutions, and commitment to excellence.

    • UBS has a strong reputation in the financial services industry

    • UBS is known for its innovative solutions and cutting-edge technology

    • UBS has a global presence, offering opportunities for growth and development

    • UBS values excellence and professionalism in its employees

    • UBS has a strong commitment to

  • Answered by AI
Round 2 - HR 

(1 Question)

  • Q1. Why you wnat join UBS
  • Ans. 

    I want to join UBS because of its reputation for excellence in the financial industry and the opportunities for professional growth and development.

    • UBS is a globally recognized financial institution known for its high standards of quality and integrity

    • I am impressed by UBS's commitment to innovation and technology in the financial sector

    • I believe that working at UBS will provide me with the chance to enhance my skills

  • Answered by AI

Interview Preparation Tips

Topics to prepare for UBS KYC Analyst interview:
  • Anti Money Laundering
Interview preparation tips for other job seekers - Have tge basic Financial and compliance knowledge

KYC Analyst Interview Questions & Answers

user image Anonymous

posted on 16 Mar 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
6-8 weeks
Result
Selected Selected

I applied via Referral and was interviewed before Mar 2023. There was 1 interview round.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Tell Me about your experience
  • Ans. You should know what you have written on the resume and they except it's relevant to the job description and how. Explain your previous experience and inform how this will help for present job offered
  • Answered Anonymously
  • Q2. How do you categorise risk in KYC and What are the risks involved
  • Ans. 

    Risk in KYC is categorized based on the level of threat posed by a customer's profile and activities.

    • Risk is categorized as low, medium, or high based on factors such as customer profile, transaction history, and geographical location.

    • Examples of risks involved in KYC include money laundering, terrorist financing, fraud, and identity theft.

    • KYC analysts assess the risks associated with each customer to ensure compliance

  • Answered by AI
  • Q3. What is PEP and how to you define it
  • Ans. 

    PEP stands for Politically Exposed Person, referring to individuals who hold prominent public positions or have close associations with such individuals.

    • PEPs are individuals who are entrusted with prominent public functions, such as government officials, heads of state, or high-ranking military officers.

    • Family members or close associates of PEPs are also considered as PEPs due to their potential influence and access to...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Always remember every next question asked in interview is based on the first answer you have given. They will try to go in depth. If have no idea about answer front agree. This will help you because interview will move to another topic

All the for the interview!

Skills evaluated in this interview

KYC Analyst Interview Questions Asked at Other Companies

asked in KPMG India
Q1. 7. What is PEP? 8. Are only politicallly exposed person a threat ... read more
Q2. Full form of FATCA What is kyc Why for kyc Need of kyc Sanctioned ... read more
asked in KPMG India
Q3. 4. What is AML? 5. Difference between CDD and EDD 6. What is the ... read more
Q4. What is corporate KYC
asked in BNP Paribas
Q5. Why KYC is used in some areas and why AML is not used in that are ... read more

KYC Analyst Interview Questions & Answers

user image Anonymous

posted on 9 Feb 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed before Feb 2023. There were 3 interview rounds.

Round 1 - Case Study 

It was pure judgement of conscience

Round 2 - One-on-one 

(1 Question)

  • Q1. It was held by SME and there were kyc related questions
Round 3 - Behavioral 

(1 Question)

  • Q1. It was again and introduction plus kyc round

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare on kyc domain and about the company

KYC Analyst Jobs at UBS

View all

Interview questions from similar companies

Analyst Interview Questions & Answers

HSBC Group user image Sumit Sourav

posted on 21 Nov 2016

Interview Questionnaire 

6 Questions

  • Q1. How will you find the top 5 customer of HSBC from the entire world?
  • Ans. 

    Top 5 customers of HSBC can be found by analyzing transaction history and account balances.

    • Analyze transaction history of all HSBC customers worldwide

    • Identify customers with highest transaction volumes and account balances

    • Rank customers based on transaction volumes and account balances

    • Select top 5 customers based on ranking

    • Consider other factors such as creditworthiness and profitability

  • Answered by AI
  • Q2. About Credit Risk Modelling
  • Q3. About my internship (as i have done intern in Data Analytics field)
  • Q4. How to find the no of petrol pump in the city
  • Ans. 

    Use online maps or directories to find the number of petrol pumps in the city.

    • Search for petrol pumps on online maps like Google Maps or MapQuest.

    • Use online directories like Yelp or Yellow Pages to find petrol pumps in the city.

    • Check with local authorities or city websites for a list of petrol pumps in the area.

    • Ask locals or taxi drivers for recommendations on petrol pumps in the city.

  • Answered by AI
  • Q5. Basic HR question( like why HSBC,Strength,Weakness.etc)
  • Q6. One puzzles--How to calculate the average no of person coming to the airport daily?
  • Ans. 

    The average number of people coming to the airport daily can be calculated by taking the total number of people arriving and departing and dividing it by two.

    • Collect data on the number of arrivals and departures for a given period, such as a week or a month.

    • Add the number of arrivals and departures together to get the total number of people coming to the airport.

    • Divide the total number by the number of days in the peri...

  • Answered by AI

Interview Preparation Tips

Round: Test
Experience: The test was on amcat platform where you can not skip the question and you have to attempt each and every question.the key thing here is accuracy specially in first two section coz in retail banking and econometric will be new for everyone.I am from Industrial Engg and Management(M.tech) so we have some basic idea of Econometrics.
Tips: Maintain the accuracy and try to give few hours in studying the basic of Retail Banking and Econometric, coz these are the two section where u can take the lead. and never forget that this is the mass rejection process

Round: Group Discussion
Experience: Follow the basic rule of GD and try to give valid example with your point.
Tips: Read the Newspaper and be aware of what is happening around.

Round: Technical Interview
Experience: my interview was around 35-40 minutes process in which they as the technical part from my resume
Tips: just be confident and they will try to stress you out.so be calm and compose and try to understand the question properly before start giving your answer
they expect the logic how you attempt the question


Round: HR Interview
Experience: be ready for the puzzles
Tips: The process is going to be time talking so be ready to wait, and dont sound low in the interview coz this is the day u are waiting for your entire life.

Skills:
College Name: NIT Tiruchirappalli

Analyst Interview Questions & Answers

HSBC Group user image Prateek Ladha

posted on 3 Feb 2015

Interview Questionnaire 

1 Question

  • Q1. It was HR plus Technical

Interview Preparation Tips

Round: Test
Experience: It was a decent test as normal apti tests but you have to keep little extra knowledge about retail banking and econometrics.
Tips: Just practice well for all aptitude test and boost your speed with accuracy.
Duration: 60 minutes
Total Questions: 40

Round: Group Discussion
Experience: It was a good discussion but in between there was a chaos as number of people in my group was too big(14) as far as GDs are concerned.But overall it was good and everyone whosoever wanted, had put their points.
Tips: Don't fight during GD. Make sure that whenever you get chance you utilize it fully and make a very effective point. Also keep in mind it is a GD so you should be humble to others as well.
Duration: 30 minutes

Round: Technical Interview
Experience: It was a very weird experience.
After get shortlisted from test late in the night, our GD was early in the morning and then followed by interview. And then something really strange happened.I was waiting for my turn since afternoon and I was the last one to be interviewed. When I was called for my turn, all three panel of interviewers came out of their rooms and they announced the result before taking my interview so it was shocking because as par our campus rule you can not straight away declare the results to candidates before the whole process gets over. It shook me and I was very angry at that time but I kept myself calm and turned that anger into a positive way thanks to my friend who were there with me during that time. All I thought was I will get a chance and now I don't have anything to lose so I have to make a better impact on them than the other guys and convince them to increase their selected candidate list. The interview started with general HR questions, why do you want to join us? Why do you think we should hire you? And then they started asking questions over my project which I mentioned in my resume. After that there were few basic probability questions and some analytical puzzles. And during my interview I said I like to play with numbers so they threw me a multiplication 55555*55555 and it took me around 25-30 seconds to do it so I think that was a really effective part of my interview well at last I got selected in HSBC.
Tips: Don't get panic and never lose your calm. Situations can be more worst than what you thought it to be but be confident on yourself. Sooner or later you will be rewarded for your work. Good luck in advance :)

General Tips: Just be yourself and be confident. Be with those who make you feel comfortable. Keep calm and eventually everything will fall in the right place.
Skill Tips: I would say that patience is not a skill but it is as important as any other skill during your interviews. You might encounter some serious situations which might take you on your nerve so be patient.
During your interviews make sure whatever you know you should be able to communicate it well enough otherwise your knowledge is of no use. At the same time ensure that you don't really show off that you know more. If you know more about that problem be humble to the interviewer as discuss or share your thoughts in a very polite manner. And last but not the least is the analytical skills. You might be asked to decode some case or do guesstimates to be prepared for it. Practice it a lot with your friends or else whichever way you like it to be done.
Skills: Analytical skill, Communication, Patience
College Name: IIT KANPUR
Motivation: My only motivation was to get a analytical job which I was targeting. And apart from it there was a reason in my life to get this job and do something for someone very special. So, this keeps me motivated even today.
Funny Moments: The whole placement process right from companies visiting your campus to giving test and getting shortlisted for the interviews was really stressful but when I look back I cherish all those moments where we all friend sat together abusing some bull shit companies their procedure. How we used to run like a wild animal from one test to another one PPT to another. Those late might discussion talking about our future. Those were the lifetime memories, good or bad, which will stay with us always.

Godd luck again for your placements. :)

I applied via Campus Placement

Interview Questionnaire 

2 Questions

  • Q1. Why this specific profile? (analyst)
  • Ans. 

    I am passionate about analyzing data and deriving insights to drive strategic decision-making.

    • I have a strong background in data analysis and statistics.

    • I enjoy problem-solving and finding patterns in data.

    • I believe that my analytical skills can add value to the organization by providing actionable insights.

    • I have experience using various analytical tools such as Excel, SQL, and Tableau.

    • I am detail-oriented and thrive

  • Answered by AI
  • Q2. Why finance?
  • Ans. 

    Passion for analyzing data and making informed financial decisions.

    • I have always been fascinated by numbers and analyzing trends.

    • I enjoy the challenge of making sense of complex financial data.

    • I believe finance plays a crucial role in driving business success and growth.

    • I am motivated by the opportunity to help companies make informed financial decisions.

    • I find satisfaction in using data to identify opportunities for i

  • Answered by AI

Interview Preparation Tips

Round: Case Study Interview
Experience: Q: Give me five steps to estimate the number of traffic lights in Bombay.
Me: I will divide the city into equidistant lines, both vertical and horizontal; sort of a mesh. Then I would take vertical and horizontal rectangles i.e. the rectangles which fall on length and breadth of the city. Starting with the horizontal ones I would try to estimate the number of roads going from east to west in each rectangle(depending on the type of area: residential, commercial or a highway) Similarly I would try to estimate the number of roads going from north to south in each vertical rectangle. Now I have the average number of roads per unit length and per unit breadth. Now, I can calculate the average number of roads intersecting per rectangle. Now if I have the data, I can also use the traffic density data to further improve my estimate, i.e. whether the traffic light is required in that rectangle or not.(depending upon the traffic density)
Q: Lets say that golden quadrilateral gets completed tomorrow. What would be its impact on the sales of Ashok Leyland?
Me: Sir, they would increase, as more and more traffic will shift from railways to roadways as the average time taken by road will decrease.
Q: If I say that the sales will decreases by road, the truk will make the same number of trips in less amount of time, thereby rendering overcapacity in the road transport market therefore the sales will decrease.
Me: (I actually didn't let him complete, I interrupted him in between and said that I got the logic)
Tips: Don't try to overstate the facts.

Skills:
Duration: 3
College Name: IIM Lucknow

Analyst Interview Questions & Answers

Wells Fargo user image SNEHA KUMARI SHARMA

posted on 1 Jun 2017

I appeared for an interview in Aug 2016.

Interview Questionnaire 

11 Questions

  • Q1. Basics of programming language
  • Q2. Basics of programming language
  • Q3. Microprocessor basics
  • Q4. Logic of traffic light functionality
  • Ans. 

    Traffic lights use a set sequence of colors to control the flow of vehicles and pedestrians.

    • Traffic lights use red, yellow, and green lights to indicate when vehicles and pedestrians should stop, slow down, or go.

    • The sequence of colors is typically red, yellow, green, and then back to red.

    • Different traffic lights may have different timings for each color depending on the traffic flow and pedestrian activity.

    • Traffic lig...

  • Answered by AI
  • Q5. Logic of elevator operation
  • Ans. 

    The logic of elevator operation involves a system of sensors, controls, and algorithms to efficiently transport passengers between floors.

    • Elevators use sensors to detect the presence of passengers and determine their desired floor.

    • Controls process this information and calculate the most efficient route for the elevator to take.

    • Algorithms prioritize elevator assignments based on factors like proximity, floor traffic, an...

  • Answered by AI
  • Q6. Coding on paper.
  • Q7. How was the technical I review experience
  • Q8. How was the technical I review experience
  • Q9. Why wells Fargo?
  • Ans. 

    Wells Fargo is a reputable and established financial institution with a strong track record in the industry.

    • Wells Fargo has a long history dating back to 1852, making it one of the oldest and most established banks in the United States.

    • The company has a strong reputation for providing a wide range of financial services, including banking, investments, and insurance.

    • Wells Fargo has a large network of branches and ATMs, ...

  • Answered by AI
  • Q10. Comments on the moto of the company
  • Q11. General questions related to resume included details.

Interview Preparation Tips

Round: Test
Experience: Computer based Test
Enrollment round
Followed with other test rounds with one minute timer for each question.
Tips: Be quick,still careful.
Time management is the key to score.

Total Questions: 75

Round: Technical Interview
Experience: Computer based Test
Enrollment round
Followed with other test rounds with one minute timer for each question.
Tips: Be quick,still careful.
Time management is the key to score.


Round: Technical Interview
Experience: A general introduction of oneself.Hobbies and inclination towards IT sector job and why wells Fargo followed by different subject knowledge and basics .

Tips: Be confident.
Revise coding basics.
Know your microprocessor basics.
Be frank to say if u are unable to recall an answer at that moment.


College Name: Sikkim Manipal University

Analyst Interview Questions & Answers

BNY user image amandeep kaur

posted on 28 Jul 2017

I appeared for an interview in Jul 2017.

Interview Preparation Tips

Round: Resume Shortlist
Experience: Tell about myself
Tips: Need to talk. So they can get to know about are communication

Round: Test
Experience: It's a aptitude test of English and finance related questions askef
Duration: 1 hour
Total Questions: 80

I applied via Naukri.com and was interviewed before Aug 2019. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Technical and behavioral questions only. I went through Manpower. It was third party payroll.

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare as per job description.

I applied via Job Portal and was interviewed in May 2019. There were 3 interview rounds.

Interview Questionnaire 

7 Questions

  • Q1. What is digital marketing?
  • Ans. 

    Digital marketing is the practice of promoting products or services using digital channels and technologies.

    • Digital marketing involves various strategies such as search engine optimization (SEO), social media marketing, email marketing, and content marketing.

    • It aims to reach and engage with a target audience through online platforms like websites, social media platforms, search engines, and mobile apps.

    • Digital marketin...

  • Answered by AI
  • Q2. What is SEO
  • Ans. 

    SEO stands for Search Engine Optimization. It is the process of optimizing a website to rank higher in search engine results pages.

    • SEO involves optimizing website content, structure, and HTML code.

    • Keyword research and analysis is a crucial part of SEO.

    • Link building and social media marketing can also improve SEO.

    • Examples of search engines include Google, Bing, and Yahoo.

    • SEO helps businesses increase their online visibi...

  • Answered by AI
  • Q3. What are inorganic and organic results in digital marketing
  • Ans. 

    Inorganic results are paid ads in search engines while organic results are the natural listings.

    • Inorganic results are paid advertisements that appear at the top or bottom of search engine results pages (SERPs).

    • Organic results are the natural listings that appear in SERPs based on relevance to the search query.

    • Inorganic results are marked as 'Ad' while organic results are not.

    • Examples of inorganic results include Google...

  • Answered by AI
  • Q4. A scenario related to anything and the best solution for it
  • Q5. General personality related questions
  • Q6. Marketing terminologies
  • Q7. Basic marketing concepts

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident, composed and cool.

Skills evaluated in this interview

UBS Interview FAQs

How many rounds are there in UBS KYC Analyst interview?
UBS interview process usually has 2 rounds. The most common rounds in the UBS interview process are One-on-one Round, HR and Case Study.
How to prepare for UBS KYC Analyst interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at UBS. The most common topics and skills that interviewers at UBS expect are Commercial Banking, Customer Service, Analytical Chemistry, Due Diligence and Data Quality.
What are the top questions asked in UBS KYC Analyst interview?

Some of the top questions asked at the UBS KYC Analyst interview -

  1. How do you categorise risk in KYC and What are the risks invol...read more
  2. What is PEP and how to you define...read more
  3. What is KYC and ...read more

Tell us how to improve this page.

UBS KYC Analyst Interview Process

based on 4 interviews

Interview experience

4.8
  
Excellent
View more
UBS KYC Analyst Salary
based on 254 salaries
₹3.5 L/yr - ₹12 L/yr
74% more than the average KYC Analyst Salary in India
View more details

UBS KYC Analyst Reviews and Ratings

based on 21 reviews

3.6/5

Rating in categories

3.7

Skill development

3.2

Work-life balance

3.6

Salary

3.5

Job security

3.2

Company culture

3.0

Promotions

3.2

Work satisfaction

Explore 21 Reviews and Ratings
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