UBS Security Specialist Interview Questions and Answers

Corporate actions refer to events initiated by a publicly-traded company that can affect the value of its securities.

• Corporate actions can include stock splits, dividends, mergers and acquisitions, spin-offs, and rights issues.

• These actions can have a significant impact on the price of a company's stock and can affect the value of an investor's portfolio.

• Investors need to stay informed about corporate actions to make i...read more

The life cycle of a corporate action involves several stages from announcement to completion.

• Corporate actions can include events such as mergers, acquisitions, stock splits, and dividend payments.

• The first stage is the announcement, where the company publicly declares the event and its details.

• Next, there is a record date where shareholders are identified and eligible to receive the benefits of the event.

• The third sta...read more

Answering questions related to DRIP, Right/EXRI Event, CHOS and VOLU Event type, MT564, MT568, EX and Record Date.

• DRIP stands for Dividend Reinvestment Plan, where dividends are reinvested to purchase additional shares of the same stock.

• Right/EXRI Event refers to the event where a company issues new shares of stock to existing shareholders.

• CHOS and VOLU Event type are both related to corporate actions, where CHOS refer...read more