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HSBC Group Compliance Manager Interview Questions and Answers

Updated 12 Feb 2023

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Compliance Manager Interview Questions

user image Anonymous

posted on 12 Feb 2023

Interview experience
3
 Average
Difficulty level
 Hard
Duration
 2-4 weeks
Result
 No response

I applied via Referral and was interviewed in Jan 2023.

1 Interview Round

1

One-on-one Round (2 Questions)

  • Q1. Market manipulation, market abuse, bond market and swaps.
  • Q2. Derivative market and options greeks

Interview Preparation Tips

Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.

Interview questions from similar companies

Interview experience
5
 Excellent
Difficulty level
 Moderate
Duration
 2-4 weeks
Result
Selected  Selected

I applied via Approached by Company and was interviewed in Aug 2024.

3 Interview Rounds

1

HR Round (1 Question)

  • Q1. Tell me about yourself?
2

One-on-one Round (1 Question)

  • Q1. Current work profile and experience?
3

Case Study Round

Detailed work done till date on risk profile?

Interview experience
5
 Excellent
Difficulty level
 -
Duration
 -
Result
 -

1 Interview Round

1

One-on-one Round (1 Question)

  • Q1. About yourself and experaince in complaince
Interview experience
5
 Excellent
Difficulty level
 -
Duration
 -
Result
 -

2 Interview Rounds

1

Resume Shortlist Round

Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
2

Technical Round (1 Question)

  • Q1. What does you understand about Regulatory reporting.

Interview Preparation Tips

Interview preparation tips for other job seekers - Over all it was good experience with JPMC.
They specifically focus on our way of answering the question asked and our body language plays a key role .

Just maintain smile and eye to eye contact while giving interview.
Interview experience
4
 Good
Difficulty level
 Easy
Duration
 Less than 2 weeks
Result
Selected  Selected

I applied via LinkedIn and was interviewed before Feb 2023.

1 Interview Round

1

One-on-one Round (1 Question)

  • Q1. About yourself, situational bases questions
Interview experience
5
 Excellent
Difficulty level
 Easy
Duration
 Less than 2 weeks
Result
Selected  Selected

I was interviewed before Feb 2023.

1 Interview Round

1

One-on-one Round (1 Question)

  • Q1. Questions about previous work

Interview Preparation Tips

Interview preparation tips for other job seekers - Just one round , simple straight forward questions related to previous work. Confidence is the key.

I applied via Company Website and was interviewed in Jan 2021.

4 Interview Rounds

Interview Questions

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be real!

Compliance Officer Interview Questions

UBS user image Anonymous

posted on 26 Sep 2021

I applied via Approached by Company and was interviewed before Sep 2020.

4 Interview Rounds

Interview Questions

  • Q1. Salary , DOJ & benefits. Add Answer
  • Q2. What is compliance? What is regulatory reporting? How good are you with regards to Advance Excel & Python & Macros View Answers (1)
  • Q3. Behavioural & situation based question. Add Answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident. All that matters is how good you are in learning and what difference you make in interview.

Skills evaluated in this interview

HSBC Group Interview FAQs

How many rounds are there in HSBC Group Compliance Manager interview?
HSBC Group interview process usually has 2 rounds. The most common rounds in the HSBC Group interview process are Resume Shortlist and One-on-one Round.
How to prepare for HSBC Group Compliance Manager interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at HSBC Group. The most common topics and skills that interviewers at HSBC Group expect are Python, Analytical skills, Auditing, Cisa and Data Analytics.
What are the top questions asked in HSBC Group Compliance Manager interview?

Some of the top questions asked at the HSBC Group Compliance Manager interview -

  1. Market manipulation, market abuse, bond market and swa...read more
  2. Derivative market and options gre...read more

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People are getting interviews through

based on 1 HSBC Group interview
Referral
100%
Low Confidence
?
Low Confidence means the data is based on a small number of responses received from the candidates.

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HSBC Group Compliance Manager Salary
based on 25 salaries
₹10 L/yr - ₹17.7 L/yr
8% more than the average Compliance Manager Salary in India
View more details

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