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JPMorgan Chase & Co. Compliance Analyst Interview Questions and Answers

Updated 20 Feb 2024

JPMorgan Chase & Co. Compliance Analyst Interview Experiences

2 interviews found

Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. What does you understand about Regulatory reporting.
  • Ans. 

    Regulatory reporting involves submitting data to regulatory authorities to ensure compliance with laws and regulations.

    • Regulatory reporting is the process of providing information to government agencies or regulatory bodies to demonstrate compliance with laws and regulations.

    • It typically involves submitting detailed reports on financial transactions, risk management practices, and other relevant activities.

    • Failure to c...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Over all it was good experience with JPMC.
They specifically focus on our way of answering the question asked and our body language plays a key role .

Just maintain smile and eye to eye contact while giving interview.
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview before Feb 2023.

Round 1 - One-on-one 

(1 Question)

  • Q1. Questions about previous work

Interview Preparation Tips

Interview preparation tips for other job seekers - Just one round , simple straight forward questions related to previous work. Confidence is the key.

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Interview questions from similar companies

I applied via Referral and was interviewed before Sep 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Questions related to Python, my former organisation, why do you want to shift, questions related to different types of risk

Interview Preparation Tips

Interview preparation tips for other job seekers - Please be on time and well dressed
Communication must be good
Answer questions if you can, if you don’t know just accept you don’t know

I applied via Naukri.com and was interviewed before Apr 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Basic accounting questions, knowledge testing of Finance and Financial Statements.

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and don't speak lie.

I applied via Campus Placement and was interviewed before Oct 2020. There were 5 interview rounds.

Interview Questionnaire 

2 Questions

  • Q1. Have you ever worked in a team and how did you manage conflicts?
  • Ans. Gave an example of an academic group project and explained in detail the conflict or clash of ideas and how we approached towards an agreement
  • Answered Anonymously
  • Q2. Why finance?
  • Ans. Natural skills of analysis and interest towards numbers. Love to deal anything involving money or resource management
  • Answered Anonymously

Interview Preparation Tips

Interview preparation tips for other job seekers - Be natural and your own true self. If your natural skills are inclined towards the requirements, you will be hired or you will know where you have to improve.

I applied via Naukri.com and was interviewed before Oct 2020. There was 1 interview round.

Interview Questionnaire 

3 Questions

  • Q1. Tell me about yourself
  • Q2. Question realted to final year project
  • Q3. Why Morgan Stanley and what do you know about our company?

Interview Preparation Tips

Interview preparation tips for other job seekers - Read the job description and know the job role as the interview questions are related to it.

I appeared for an interview before Jun 2016.

Interview Preparation Tips

Round: Test
Experience: 30 questions, 30

Analyst Interview Questions & Answers

BNY user image amandeep kaur

posted on 28 Jul 2017

I appeared for an interview in Jul 2017.

Interview Preparation Tips

Round: Resume Shortlist
Experience: Tell about myself
Tips: Need to talk. So they can get to know about are communication

Round: Test
Experience: It's a aptitude test of English and finance related questions askef
Duration: 1 hour
Total Questions: 80

I applied via Campus Placement

Interview Questionnaire 

1 Question

  • Q1. A question based on probability of maximizing profit

Interview Preparation Tips

Round: Test
Experience: Easy, time was sufficient, Mostly Quantitative Aptitude
Tips: Chill and steam on till the end
Duration: 45 minutes
Total Questions: 15

Round: Puzzle Interview
Experience: Question was simple I forgot to take into account a factor in my equation but was able to correct my answer immediately upon given a hint

Round: HR Interview
Experience: Nothing special routine HR Questions

General Tips: Relax know yourself and your resume back and front
Skill Tips: A programming background helps
Skills: Quantitative Aptitude
Duration: 2
College Name: IIT Madras
Motivation: To get PPO and pursue an MBA abroad also the stipend is not bad
Funny Moments: When he asked me how much I wanted AmEx I told him that I told the Microsoft Interviewer that I would take an offer from AmEx irrespective. This was before I got interviewed for Microsoft.

PS I got offers from both AmEx and Microsoft

Interview Questionnaire 

3 Questions

  • Q1. What are your long term and short term goals?
  • Ans. 

    My short term goal is to gain experience and improve my skills. My long term goal is to become a leader in my field.

    • Short term goal: Gain experience and improve skills

    • Long term goal: Become a leader in the field

    • Examples: Attend workshops, take on challenging projects, seek mentorship

  • Answered by AI
  • Q2. Where do you see yourself after 5-6 years?
  • Ans. 

    In 5-6 years, I see myself as a senior analyst or manager, leading a team and contributing to the growth of the company.

    • Leading a team of analysts or managers

    • Contributing to the growth of the company

    • Continuing to learn and develop new skills

    • Building strong relationships with clients and colleagues

    • Exploring opportunities for professional growth and advancement

  • Answered by AI
  • Q3. Why didn't you choose to do MBA?
  • Ans. 

    I wanted to gain practical experience and develop my skills in the workforce before pursuing further education.

    • I believe that hands-on experience is invaluable in any field

    • I wanted to develop my skills and knowledge in a practical setting

    • I felt that pursuing an MBA immediately after my undergraduate degree would not provide me with the same level of experience and growth

    • I plan to pursue an MBA in the future, once I hav...

  • Answered by AI

Interview Preparation Tips

Round: Resume Shortlist
Experience: 20 students were shortlisted on the basis of the resume.

Round: HR Interview
Experience: The interview was a mix of HR and technical interview.

The HR interview was based on simple HR questions – questions about me, my motivations in life. My strengths and weaknesses and work preferences. A major part of my interview focused on questions related to my internship.

In the technical round they asked me questions related to the bank reconciliation statement, effect of various entries on passbook and cashbook and questions related to contra entries.
Tips: My advice is that one should be prepared for any question about their resume. In case you have mentioned any subjects in your resume you should be prepared for the same.

College Name: Lady Shri Ram college

JPMorgan Chase & Co. Interview FAQs

How many rounds are there in JPMorgan Chase & Co. Compliance Analyst interview?
JPMorgan Chase & Co. interview process usually has 1-2 rounds. The most common rounds in the JPMorgan Chase & Co. interview process are Resume Shortlist, Technical and One-on-one Round.
How to prepare for JPMorgan Chase & Co. Compliance Analyst interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at JPMorgan Chase & Co.. The most common topics and skills that interviewers at JPMorgan Chase & Co. expect are Compliance, Aml, KYC, Banking and Legal Compliance.

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JPMorgan Chase & Co. Compliance Analyst Interview Process

based on 2 interviews

Interview experience

5
  
Excellent
View more

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JPMorgan Chase & Co. Compliance Analyst Salary
based on 111 salaries
₹3.9 L/yr - ₹14.6 L/yr
35% more than the average Compliance Analyst Salary in India
View more details

JPMorgan Chase & Co. Compliance Analyst Reviews and Ratings

based on 11 reviews

4.5/5

Rating in categories

4.3

Skill development

4.0

Work-life balance

4.4

Salary

4.4

Job security

4.3

Company culture

4.2

Promotions

4.3

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