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UBS Compliance Officer Interview Questions and Answers
Updated
29 Sep 2022
1 interview found
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Anonymous
I applied via Approached by Company and was interviewed before Sep 2020.
4 Interview Rounds
Interview Questions
- Q1. Salary , DOJ & benefits.
Add Answer
- Q2. What is compliance?
What is regulatory reporting?
How good are you with regards to Advance Excel & Python & Macros
View Answers (1)
- Q3. Behavioural & situation based question.
Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - Be confident. All that matters is how good you are in learning and what difference you make in interview.
Skills evaluated in this interview
Top trending discussions
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Interview Tips & Stories
2w (edited)
a consultant
Alternate documents for Employee verification?
My new employer asked for my previous offer letters and salary slips. When I inquired, they said it was for background verification.
However, I feel that providing these documents might affect salary negotiations, and it feels a bit unethical too.
What alternative documents can I provide for employment verification?
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Interview questions from similar companies
Interview experience
Average
Difficulty level
Moderate
Duration
Less than 2 weeks
Result
Not Selected
I was interviewed in Sep 2024.
2 Interview Rounds
1
Aptitude Test Round
Personally Based Test
2
Technical Round (5 Questions)
- Q1. About financila crime indicators Add Answer
- Q2. Detail discussion about money laundering Add Answer
- Q3. About anti money laundering Add Answer
- Q4. Views on Uk Russia War View Answers (1)
- Q5. A challenging situation Add Answer
Interview experience
Excellent
Difficulty level
-
Duration
-
Result
-
1 Interview Round
1
One-on-one Round (1 Question)
- Q1. About yourself and experaince in complaince Add Answer
Interview experience
Average
Difficulty level
Hard
Duration
2-4 weeks
Result
No response
I applied via Referral and was interviewed in Jan 2023.
1 Interview Round
1
One-on-one Round (2 Questions)
- Q1. Market manipulation, market abuse, bond market and swaps. Add Answer
- Q2. Derivative market and options greeks Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.
Interview experience
Excellent
Difficulty level
-
Duration
-
Result
-
2 Interview Rounds
1
Resume Shortlist Round
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
2
Technical Round (1 Question)
- Q1. What does you understand about Regulatory reporting. View Answers (1)
Interview Preparation Tips
Interview preparation tips for other job seekers - Over all it was good experience with JPMC.
They specifically focus on our way of answering the question asked and our body language plays a key role .
Just maintain smile and eye to eye contact while giving interview.
They specifically focus on our way of answering the question asked and our body language plays a key role .
Just maintain smile and eye to eye contact while giving interview.
Interview experience
Good
Difficulty level
Easy
Duration
Less than 2 weeks
Result
Selected
I applied via LinkedIn and was interviewed before Feb 2023.
1 Interview Round
1
One-on-one Round (1 Question)
- Q1. About yourself, situational bases questions Add Answer
Interview experience
Excellent
Difficulty level
Easy
Duration
Less than 2 weeks
Result
Selected
I was interviewed before Feb 2023.
1 Interview Round
1
One-on-one Round (1 Question)
- Q1. Questions about previous work Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - Just one round , simple straight forward questions related to previous work. Confidence is the key.
I applied via Company Website and was interviewed in Jan 2021.
4 Interview Rounds
Interview Questions
- Q1. Introduction
Add Answer
- Q2. Past Job experiences
Add Answer
- Q3. Questions that relate to Job Description and are mentioned on the resume
Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - Just be real!
UBS Interview FAQs
How to prepare for UBS Compliance Officer interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at UBS. The most common topics and skills that interviewers at UBS expect are Account Planning, Bolt, Compliance, Corporate Training and Investment Banking.
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UBS Compliance Officer Reviews and Ratings
based on 8 reviews
Rating in categories
|
Associate Director
3.2k
salaries
|  ₹14.8 L/yr - ₹52 L/yr |
|
Authorized Officer
1.7k
salaries
| ₹7.5 L/yr - ₹28 L/yr |
|
authorised Officer
1k
salaries
| ₹7.5 L/yr - ₹26.5 L/yr |
|
Director
560
salaries
| ₹25 L/yr - ₹93 L/yr |
|
Financial Analyst
466
salaries
| ₹5 L/yr - ₹17 L/yr |
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