State Street Corporation Compliance Associate Interview Questions and Answers

Personally Based Test

Q1. About financila crime indicators
Add your answer
Q2. Detail discussion about money laundering
Add your answer
Q3. About anti money laundering
Add your answer
Q4. Views on Uk Russia War
Ans. 
As a Risk and Compliance Analyst, it is important to monitor the situation closely and assess potential impacts on financial markets and regulatory compliance.
• Monitor geopolitical developments and assess potential risks to financial markets

• Stay informed on sanctions and regulatory measures imposed on Russia

• Analyze potential impacts on international trade and supply chains

• Consider implications for compliance with anti-m...read more
Answered by AI
Add your answer
Q5. A challenging situation
Add your answer

Q1. Tell me about yourself?
Ans. 
I am a detail-oriented professional with a strong background in compliance and regulatory requirements.
• I have a Bachelor's degree in Business Administration with a focus on compliance.

• I have experience working in a regulatory compliance role at a financial institution.

• I am skilled in conducting audits, risk assessments, and developing compliance policies and procedures.

• I have a strong understanding of relevant laws and...read more
Answered by AI
Add your answer

Q1. Current work profile and experience?
Ans. 
I have 3 years of experience in compliance roles, focusing on regulatory requirements and risk assessments.
• Experience in conducting compliance audits and investigations

• Knowledge of regulatory frameworks such as GDPR and SOX

• Strong understanding of risk management principles

• Experience in developing and implementing compliance policies and procedures
Answered by AI
Add your answer

Detailed work done till date on risk profile?

Q1. About yourself and experaince in complaince
Add your answer

Q1. Market manipulation, market abuse, bond market and swaps.
Add your answer
Q2. Derivative market and options greeks
Add your answer

Q1. What does you understand about Regulatory reporting.
Ans. 
Regulatory reporting involves submitting data to regulatory authorities to ensure compliance with laws and regulations.
• Regulatory reporting is the process of providing information to government agencies or regulatory bodies to demonstrate compliance with laws and regulations.

• It typically involves submitting detailed reports on financial transactions, risk management practices, and other relevant activities.

• Failure to c...read more
Answered by AI
Add your answer

Q1. Questions about previous work
Add your answer