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JPMorgan Chase & Co. Senior Compliance Officer Interview Questions and Answers

Updated 24 Mar 2024

JPMorgan Chase & Co. Senior Compliance Officer Interview Experiences

1 interview found

Senior Compliance Officer Interview Questions & Answers

user image Anonymous

posted on 24 Mar 2024

Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(1 Question)

  • Q1. About yourself and experaince in complaince
    • Add your answer

Interview questions from similar companies

Risk and Compliance Analyst Interview Questions & Answers

HSBC Group user image Anonymous

posted on 22 Oct 2024

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I was interviewed in Sep 2024.

Round 1 - Aptitude Test 

Personally Based Test

Round 2 - Technical 

(5 Questions)

  • Q1. About financila crime indicators
    • Add your answer
  • Q2. Detail discussion about money laundering
    • Add your answer
  • Q3. About anti money laundering
    • Add your answer
  • Q4. Views on Uk Russia War
  • Ans. 

    As a Risk and Compliance Analyst, it is important to monitor the situation closely and assess potential impacts on financial markets and regulatory compliance.

    • Monitor geopolitical developments and assess potential risks to financial markets

    • Stay informed on sanctions and regulatory measures imposed on Russia

    • Analyze potential impacts on international trade and supply chains

    • Consider implications for compliance with anti-m...

    • Answered by AI
    Add your answer
  • Q5. A challenging situation
    • Add your answer

Compliance Associate Interview Questions & Answers

BNY user image Anonymous

posted on 24 Sep 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed in Aug 2024. There were 3 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. Tell me about yourself?
  • Ans. 

    I am a detail-oriented professional with a strong background in compliance and regulatory requirements.

    • I have a Bachelor's degree in Business Administration with a focus on compliance.

    • I have experience working in a regulatory compliance role at a financial institution.

    • I am skilled in conducting audits, risk assessments, and developing compliance policies and procedures.

    • I have a strong understanding of relevant laws and...

    • Answered by AI
    Add your answer
Round 2 - One-on-one 

(1 Question)

  • Q1. Current work profile and experience?
  • Ans. 

    I have 3 years of experience in compliance roles, focusing on regulatory requirements and risk assessments.

    • Experience in conducting compliance audits and investigations

    • Knowledge of regulatory frameworks such as GDPR and SOX

    • Strong understanding of risk management principles

    • Experience in developing and implementing compliance policies and procedures

    • Answered by AI
    Add your answer
Round 3 - Case Study 

Detailed work done till date on risk profile?

Compliance Manager Interview Questions & Answers

HSBC Group user image Anonymous

posted on 12 Feb 2023

Interview experience
3
Average
Difficulty level
Hard
Process Duration
2-4 weeks
Result
No response

I applied via Referral and was interviewed in Jan 2023. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Market manipulation, market abuse, bond market and swaps.
    • Add your answer
  • Q2. Derivative market and options greeks
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.

Compliance Associate Interview Questions & Answers

State Street Corporation user image Anonymous

posted on 18 Feb 2024

Interview experience
4
Good
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed before Feb 2023. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. About yourself, situational bases questions
    • Add your answer

Risk and Compliance Analyst Interview Questions & Answers

Bajaj Finserv user image Gouttam Patra

posted on 21 May 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Recruitment Consulltant and was interviewed before May 2023. There were 3 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. SQL query related to function, sub query
    • Add your answer
Round 2 - One-on-one 

(1 Question)

  • Q1. Banking portfolio management
    • Add your answer
Round 3 - HR 

(1 Question)

  • Q1. Salary negotiation
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Good for knowledge and experience

Compliance Analyst Interview Questions & Answers

Morgan Stanley user image Anonymous

posted on 23 Jul 2021

I applied via Company Website and was interviewed in Jan 2021. There were 4 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Introduction
    • Add your answer
  • Q2. Past Job experiences
    • Add your answer
  • Q3. Questions that relate to Job Description and are mentioned on the resume
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be real!

Compliance Officer Interview Questions & Answers

UBS user image Anonymous

posted on 26 Sep 2021

I applied via Approached by Company and was interviewed before Sep 2020. There were 4 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Salary , DOJ & benefits.
    • Add your answer
  • Q2. What is compliance? What is regulatory reporting? How good are you with regards to Advance Excel & Python & Macros
  • Ans. 

    Compliance is the act of adhering to laws, regulations, and standards set by governing bodies.

    • Compliance ensures that organizations operate within legal and ethical boundaries.

    • It involves identifying and mitigating risks, implementing policies and procedures, and monitoring activities.

    • Regulatory reporting is the process of submitting information to regulatory authorities to demonstrate compliance.

    • Advanced Excel, Python...

    • Answered by AI
    Add your answer
  • Q3. Behavioural & situation based question.
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident. All that matters is how good you are in learning and what difference you make in interview.

Skills evaluated in this interview

More about working at JPMorgan Chase & Co.

JPMorgan Chase & Co. Interview FAQs

How many rounds are there in JPMorgan Chase & Co. Senior Compliance Officer interview?
JPMorgan Chase & Co. interview process usually has 1 rounds. The most common rounds in the JPMorgan Chase & Co. interview process are One-on-one Round.

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JPMorgan Chase & Co. Senior Compliance Officer Interview Process

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Interview experience

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