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UBS Compliance Officer Interview Questions and Answers for Experienced
Updated
29 Sep 2022
1 interview found
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Anonymous
I applied via Approached by Company and was interviewed before Sep 2020.
4 Interview Rounds
Interview Questions
- Q1. Salary , DOJ & benefits.
Add Answer
- Q2. What is compliance?
What is regulatory reporting?
How good are you with regards to Advance Excel & Python & Macros
View Answers (1)
- Q3. Behavioural & situation based question.
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Interview Preparation Tips
Interview preparation tips for other job seekers - Be confident. All that matters is how good you are in learning and what difference you make in interview.
Skills evaluated in this interview
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Interview Tips & Stories
2w (edited)
a consultant
Alternate documents for Employee verification?
My new employer asked for my previous offer letters and salary slips. When I inquired, they said it was for background verification.
However, I feel that providing these documents might affect salary negotiations, and it feels a bit unethical too.
What alternative documents can I provide for employment verification?
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Interview questions from similar companies
Interview experience
Excellent
Difficulty level
Moderate
Duration
2-4 weeks
Result
Selected
I applied via Approached by Company and was interviewed in Aug 2024.
3 Interview Rounds
1
HR Round (1 Question)
- Q1. Tell me about yourself? View Answers (1)
2
One-on-one Round (1 Question)
- Q1. Current work profile and experience? View Answers (1)
3
Case Study Round
Detailed work done till date on risk profile?
Interview experience
Excellent
Difficulty level
-
Duration
-
Result
-
1 Interview Round
1
One-on-one Round (1 Question)
- Q1. About yourself and experaince in complaince Add Answer
Interview experience
Average
Difficulty level
Hard
Duration
2-4 weeks
Result
No response
I applied via Referral and was interviewed in Jan 2023.
1 Interview Round
1
One-on-one Round (2 Questions)
- Q1. Market manipulation, market abuse, bond market and swaps. Add Answer
- Q2. Derivative market and options greeks Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.
I applied via Company Website and was interviewed in Jan 2021.
4 Interview Rounds
Interview Questions
- Q1. Introduction
Add Answer
- Q2. Past Job experiences
Add Answer
- Q3. Questions that relate to Job Description and are mentioned on the resume
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Interview Preparation Tips
Interview preparation tips for other job seekers - Just be real!
UBS Interview FAQs
How to prepare for UBS Compliance Officer interview for experienced candidates?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at UBS. The most common topics and skills that interviewers at UBS expect are Account Planning, Bolt, Compliance, Corporate Training and Investment Banking.
What are the top questions asked in UBS Compliance Officer interview for experienced candidates?
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At
par with the average Compliance Officer Salary in India
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UBS Compliance Officer Reviews and Ratings
based on 13 reviews
Rating in categories
|
Associate Director
3k
salaries
|  ₹14.8 L/yr - ₹52 L/yr |
|
Authorized Officer
1.7k
salaries
| ₹7.5 L/yr - ₹28 L/yr |
|
authorised Officer
1k
salaries
| ₹7.5 L/yr - ₹26.5 L/yr |
|
Director
560
salaries
| ₹25 L/yr - ₹93 L/yr |
|
Financial Analyst
458
salaries
| ₹5 L/yr - ₹17 L/yr |
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