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Morgan Stanley Compliance Analyst Interview Questions and Answers for Experienced

Updated 23 Jul 2021

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Compliance Analyst Interview Questions

user image Anonymous

posted on 23 Jul 2021

I applied via Company Website and was interviewed in Jan 2021.

4 Interview Rounds

Interview Questions

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be real!

Interview questions from similar companies

Interview experience
5
 Excellent
Difficulty level
 -
Duration
 -
Result
 -

1 Interview Round

1

One-on-one Round (1 Question)

  • Q1. About yourself and experaince in complaince
Interview experience
3
 Average
Difficulty level
 Hard
Duration
 2-4 weeks
Result
 No response

I applied via Referral and was interviewed in Jan 2023.

1 Interview Round

1

One-on-one Round (2 Questions)

  • Q1. Market manipulation, market abuse, bond market and swaps.
  • Q2. Derivative market and options greeks

Interview Preparation Tips

Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.

Compliance Officer Interview Questions

UBS user image Anonymous

posted on 26 Sep 2021

I applied via Approached by Company and was interviewed before Sep 2020.

4 Interview Rounds

Interview Questions

  • Q1. Salary , DOJ & benefits. Add Answer
  • Q2. What is compliance? What is regulatory reporting? How good are you with regards to Advance Excel & Python & Macros View Answers (1)
  • Q3. Behavioural & situation based question. Add Answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident. All that matters is how good you are in learning and what difference you make in interview.

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based on 1 Morgan Stanley interview
Company Website
100%
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Morgan Stanley Compliance Analyst Salary
based on 11 salaries
₹4.8 L/yr - ₹9 L/yr
At par with the average Compliance Analyst Salary in India
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Morgan Stanley Compliance Analyst Reviews and Ratings

based on 2 reviews

5.0/5

Rating in categories

4.0

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5.0

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4.0

Promotions/Appraisal

4.4

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