UBS Operational Risk Officer Interview Questions and Answers

Personally Based Test

Q1. About financila crime indicators
Add your answer
Q2. Detail discussion about money laundering
Add your answer
Q3. About anti money laundering
Add your answer
Q4. Views on Uk Russia War
Ans. 
As a Risk and Compliance Analyst, it is important to monitor the situation closely and assess potential impacts on financial markets and regulatory compliance.
• Monitor geopolitical developments and assess potential risks to financial markets

• Stay informed on sanctions and regulatory measures imposed on Russia

• Analyze potential impacts on international trade and supply chains

• Consider implications for compliance with anti-m...read more
Answered by AI
Add your answer
Q5. A challenging situation
Add your answer

2 hirs 100 questions generic type

Q1. Sql ques, guessstimates
Add your answer
Q2. Joins, vlookup and sql
Add your answer

Q1. Basic resume related questions and about the JD
Add your answer

Q1. Technical round related to the skill sets.
Add your answer

Q1. Behavioral questions
Add your answer

Q1. Any situation where you used risk analysis approach
Ans. 
I used a risk analysis approach when evaluating potential security threats to a company's network.
• Identified potential security threats by analyzing past incidents and vulnerabilities

• Assessed the likelihood and impact of each threat on the network

• Developed mitigation strategies based on the analysis results

• Regularly reviewed and updated the risk analysis to adapt to new threats and changes in the network environment
Answered by AI
Add your answer
Q2. Read method and answer likewise
Add your answer

Q1. Basics of risk. Swift message types, financial products and questions based on CV
Add your answer

Q1. Difference Between Hedge Funds & Private Equity
Ans. 
Hedge funds are pools of capital managed aggressively while private equity invests in private companies with the aim of improving their operations.
• Hedge funds are more actively managed and use a variety of investment strategies to generate high returns.

• Private equity firms invest in private companies with the aim of improving their operations and then selling them for a profit.

• Hedge funds are typically open to a wider ...read more
Answered by AI
Add your answer
Q2. Why people around the world are anticipating a recession
Ans. 
Global economic indicators suggest a possible recession.
• Trade tensions between US and China have led to a slowdown in global trade.

• Many countries are experiencing low economic growth rates.

• Central banks are cutting interest rates to stimulate growth.

• Inverted yield curves in bond markets indicate investor pessimism.

• Political uncertainty, such as Brexit, is causing instability in markets.
Answered by AI
Add your answer
Q3. Why did the 2007 Financial Crisis Happen
Add your answer
Q4. Types of Financial Statements and Ratios
Ans. 
Financial statements include balance sheet, income statement, and cash flow statement. Ratios include liquidity, profitability, and solvency ratios.
• Balance sheet shows a company's assets, liabilities, and equity at a specific point in time

• Income statement shows a company's revenue, expenses, and net income over a period of time

• Cash flow statement shows a company's cash inflows and outflows over a period of time

• Liquidit...read more
Answered by AI
Add your answer
Q5. Name any one Indian company which went bankrupt recently
Ans. 
Jet Airways
• Jet Airways, once India's largest private airline, filed for bankruptcy in April 2019

• The airline had accumulated a debt of over Rs 8,000 crore

• Jet Airways had to ground all its flights and lay off thousands of employees
Answered by AI
Add your answer
Q6. About my current Job Profile
Add your answer

Q1. Tell me about yourself
Add your answer