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UBS authorised Officer Interview Questions, Process, and Tips

Updated 20 Feb 2025

Top UBS authorised Officer Interview Questions and Answers

UBS authorised Officer Interview Experiences

6 interviews found

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected
Round 1 - HR 

(1 Question)

  • Q1. Information about me
Round 2 - One-on-one 

(1 Question)

  • Q1. What do you know about the specific process in question?
  • Ans. 

    The specific process in question involves conducting inspections and investigations to ensure compliance with regulations and laws.

    • Conducting site visits to gather evidence

    • Interviewing relevant parties

    • Reviewing documentation and records

    • Issuing warnings or citations for non-compliance

    • Preparing reports on findings

  • Answered by AI

authorised Officer Interview Questions & Answers

user image Sonali Singh

posted on 24 Jul 2024

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. Azure databricks related questions

authorised Officer Interview Questions Asked at Other Companies

asked in UBS
Q1. What are your experiences or strategies for preparing PowerPoint ... read more
asked in UBS
Q2. What do you know about the specific process in question?
asked in UBS
Q3. What are the three keys of UBS stands for
asked in UBS
Q4. 3 weakness and strength
asked in UBS
Q5. How to value CDS
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed before Dec 2023. There were 3 interview rounds.

Round 1 - Technical 

(2 Questions)

  • Q1. What are the details of your work experience with Ariba?
  • Ans. 

    I have 3 years of experience working with Ariba in managing procurement processes and vendor relationships.

    • Managed procurement processes using Ariba's software platform

    • Negotiated contracts and pricing with vendors through Ariba

    • Trained team members on how to use Ariba for purchasing

    • Implemented cost-saving strategies through Ariba's analytics tools

  • Answered by AI
  • Q2. What challenges did you encounter while working on auctions, and how did you address them?
  • Ans. 

    Challenges faced in auctions and how they were addressed

    • Competitive bidding leading to high prices

    • Dealing with difficult bidders or sellers

    • Ensuring fair and transparent process

    • Managing time constraints during auctions

    • Addressing technical issues with auction software

    • Handling disputes or disagreements over auction outcomes

  • Answered by AI
Round 2 - One-on-one 

(2 Questions)

  • Q1. What are the details of your knowledge and experience with Excel?
  • Ans. 

    I have extensive knowledge and experience with Excel, including creating complex formulas, pivot tables, and data analysis.

    • Proficient in creating and editing spreadsheets

    • Skilled in using formulas and functions to manipulate data

    • Experienced in creating pivot tables for data analysis

    • Familiar with data visualization tools in Excel, such as charts and graphs

  • Answered by AI
  • Q2. What are your experiences or strategies for preparing PowerPoint presentations?
  • Ans. 

    I have extensive experience creating visually appealing and informative PowerPoint presentations.

    • I always start by outlining the key points and structure of the presentation.

    • I use a consistent color scheme and font style throughout the slides for a professional look.

    • I incorporate visuals such as charts, graphs, and images to enhance understanding and engagement.

    • I practice the presentation multiple times to ensure smoot...

  • Answered by AI
Round 3 - HR 

(1 Question)

  • Q1. What are your salary expectations?
  • Ans. 

    I am looking for a competitive salary that reflects my experience and skills.

    • Research the average salary range for authorized officers in your area

    • Consider your level of experience and qualifications

    • Be prepared to negotiate based on the benefits package offered

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Familiarize yourself with the company and have confidence in the work you undertake.
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Apr 2023.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. 20+ Financial Questions based on derivatives What are digital options
  • Q2. How to value CDS
  • Ans. 

    Valuing CDS involves estimating the probability of default and the expected loss given default.

    • CDS valuation is based on the probability of default and the expected loss given default.

    • The probability of default can be estimated using credit ratings, market data, and historical default rates.

    • The expected loss given default can be estimated using recovery rates and the size of the exposure.

    • Valuation models include struct...

  • Answered by AI

UBS interview questions for designations

 Authorized Officer

 (8)

 CCR Officer

 (1)

 Compliance Officer

 (1)

 Cash Officer

 (1)

 Exempt NON Officer

 (7)

 Operational Risk Officer

 (1)

I applied via Approached by Company and was interviewed before Jul 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. What are the three keys of UBS stands for
  • Ans. 

    The three keys of UBS stands for Understanding, Breadth, and Scale.

    • Understanding: Deep knowledge and expertise in the financial industry.

    • Breadth: Wide range of products and services offered to clients.

    • Scale: Global presence and ability to handle large transactions.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Gather basic understanding of the organization so that you are little prepared in case if anyone ask you what do you know about the company

I applied via Naukri.com and was interviewed before Sep 2021. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(1 Question)

  • Q1. Introduce yourself and reason for job change
  • Ans. 

    I am an experienced professional seeking a new challenge as an authorised Officer.

    • I have a strong background in law enforcement and compliance.

    • I am skilled in conducting investigations and ensuring regulatory compliance.

    • I have a proven track record of successfully handling complex cases and maintaining high ethical standards.

    • I am seeking a role as an authorised Officer to further contribute my expertise in enforcing re...

  • Answered by AI
Round 3 - One-on-one 

(2 Questions)

  • Q1. Questions on previous and current profile
  • Q2. 3 weakness and strength
  • Ans. 

    Strengths: Detail-oriented, adaptable, team player. Weaknesses: Public speaking, delegating tasks, impatience.

    • Strength: Detail-oriented - I pay close attention to details and ensure accuracy in my work.

    • Strength: Adaptable - I am able to adjust to changing situations and work well under pressure.

    • Strength: Team player - I enjoy collaborating with others and contributing to a positive team dynamic.

    • Weakness: Public speakin...

  • Answered by AI
Round 4 - One-on-one 

(1 Question)

  • Q1. Final round with Vice President (VP)

Interview Preparation Tips

Interview preparation tips for other job seekers - Just sound confident, go through your resume thoroughly

Interview questions from similar companies

I applied via Naukri.com and was interviewed before Apr 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. 1. Explain SCD Type 2 Implementation in Informatica
  • Ans. 

    SCD Type 2 is a technique used to track historical changes in data over time in a data warehouse.

    • SCD Type 2 maintains a separate row for each change in data, with a start and end date.

    • It requires a surrogate key to uniquely identify each row.

    • Informatica provides a built-in SCD Type 2 transformation to implement this technique.

    • Example: tracking changes in customer addresses over time.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Kindly focus on basic BI terminologies, common to trivial scenarios and introductory information on latest trending tools and technologies.

Skills evaluated in this interview

I applied via Campus Placement and was interviewed before Nov 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

Moderate level aptitude with basics

Round 3 - Coding Test 

Moderate level data structure questions

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and what what u speak because that is most important

Interview Questionnaire 

8 Questions

  • Q1. Find a number which occurs odd number of times and all number occurs even number of times
  • Ans. 

    Find an odd occurring number among even occurring numbers.

    • Use XOR operation to cancel out even occurring numbers and get the odd occurring number.

    • Iterate through the array and XOR each element with the result variable.

    • The final result will be the odd occurring number.

  • Answered by AI
  • Q2. Some discussion about my minor project
  • Q3. Spiral order of binary tree and mattrix, print it
  • Ans. 

    Print the spiral order of a binary tree and matrix.

    • For binary tree, use level order traversal and alternate direction for each level.

    • For matrix, use four pointers to traverse in spiral order.

    • Example for binary tree: 1 -> 2 -> 3 -> 4 -> 5 -> 6 -> 7 -> 8 -> 9

    • Example for matrix: 1 2 3 4 -> 8 7 6 5 -> 9 10 11 12 -> 16 15 14 13

  • Answered by AI
  • Q4. Some question about os,dbms
  • Q5. Find pair which have a given sum in a given array
  • Ans. 

    Finding pairs in an array with a given sum.

    • Iterate through the array and for each element, check if the difference between the given sum and the element exists in the array.

    • Use a hash table to store the elements of the array and their indices for faster lookup.

    • If there are multiple pairs with the same sum, return any one of them.

    • If no pair is found, return null or an empty array.

  • Answered by AI
  • Q6. Find total number of k element which have a given avg in a given array in minimum time complexity
  • Ans. 

    Find total number of k element with given avg in an array in minimum time complexity.

    • Use sliding window technique to traverse the array in O(n) time complexity.

    • Maintain a sum variable to keep track of the sum of elements in the window.

    • If the sum of elements in the window is equal to k times the given avg, increment the count.

    • Move the window by subtracting the first element and adding the next element in the array.

  • Answered by AI
  • Q7. Print all elements which in not boundary element in a given binary tree
  • Ans. 

    Printing non-boundary elements of a binary tree

    • Traverse the tree in any order (preorder, inorder, postorder)

    • Check if the current node is not a boundary node (not the first or last node in its level)

    • If it is not a boundary node, print its value

    • Recursively traverse its left and right subtrees

  • Answered by AI
  • Q8. Then some question about process synchronisation,error vs exception,and then 2-3 hr question

Interview Preparation Tips

Round: Test
Experience: practice codes on paper
Tips:

Round: Technical Interview
Experience: very good
Tips: please try to explain each and every question in detail

Round: Technical Interview
Experience: my hr round is not taken by them,and some of face 3rd round ,which is HR
Tips: please prepare all types of problem from geeksforgeeks

Skill Tips: please try to understand every problem from geeksforgeeks
Skills: ds
College Name: NIT Bhopal
Motivation: best work culture,and a lots of learning opportunity in this company,and in every 6 month there is a appraisal

Skills evaluated in this interview

Interview Questionnaire 

1 Question

  • Q1. Asked many Dbsa questions. You need to be thorough about the joins in the databases.

Interview Preparation Tips

Round: Test
Experience: Practice questions on Indiabix.

Round: Technical Interview
Experience: Operating Systems basics, Dbsa basics

General Tips: 1: Be Confident.
2: Keep Smiling.
3: Do not be Panic.
4: Remember they are here to hire you but not reject you.
5: Do not loose hope.
6: Believe at yourself.
7: Start preparing early.
8: Do demo interviews with your friend.
Skill Tips: Make sure you do a course on object oriented programming
Skills: C, Sql, Java
College Name: BITS PILANI
Motivation: Every body joins a comapny for making a software or earning money. But I was always motivated to MAKE MONEY. I have taken this job because they have very extensive work in Share Market and they have lots of MBA from IIM's, Lots of CAs, CS. Thats why i have choosen Edelweiss. I have rejected epic System USA for this profile.

UBS Interview FAQs

How many rounds are there in UBS authorised Officer interview?
UBS interview process usually has 2-3 rounds. The most common rounds in the UBS interview process are One-on-one Round, HR and Resume Shortlist.
What are the top questions asked in UBS authorised Officer interview?

Some of the top questions asked at the UBS authorised Officer interview -

  1. What are your experiences or strategies for preparing PowerPoint presentatio...read more
  2. What do you know about the specific process in questi...read more
  3. What are the three keys of UBS stands ...read more

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UBS authorised Officer Interview Process

based on 4 interviews

1 Interview rounds

  • One-on-one Round
View more

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UBS authorised Officer Salary
based on 1k salaries
₹7.5 L/yr - ₹27.3 L/yr
13% more than the average authorised Officer Salary in India
View more details

UBS authorised Officer Reviews and Ratings

based on 98 reviews

3.7/5

Rating in categories

3.3

Skill development

4.0

Work-life balance

3.4

Salary

3.9

Job security

3.7

Company culture

2.9

Promotions

3.5

Work satisfaction

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