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UBS Financial Crime and Compliance Analyst Interview Questions and Answers

Updated 27 Feb 2024

UBS Financial Crime and Compliance Analyst Interview Experiences

1 interview found

Financial Crime and Compliance Analyst Interview Questions & Answers

user image Anonymous

posted on 27 Feb 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Company Website and was interviewed in Jan 2024. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. Profile related and AML related questions
    • Add your answer

Interview Preparation Tips

Topics to prepare for UBS Financial Crime and Compliance Analyst interview:
  • Sanctions
  • CDD and EDD differences
  • Relationship structure of client
Interview preparation tips for other job seekers - Describe your current profile precisely and keep updated with AML questions through LinkedIn, AML courses, Google tips.

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Bloomberg interview
I have been shortlisted for an interview at Bloomberg for the investment / real estate reporter role. How can I prepare for the interview? What all do I need to keep in mind for my prep? Please help, I am very nervous! Thank you
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Interview questions from similar companies

Compliance Associate Interview Questions & Answers

BNY user image Anonymous

posted on 24 Sep 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed in Aug 2024. There were 3 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. Tell me about yourself?
  • Ans. 

    I am a detail-oriented professional with a strong background in compliance and regulatory requirements.

    • I have a Bachelor's degree in Business Administration with a focus on compliance.

    • I have experience working in a regulatory compliance role at a financial institution.

    • I am skilled in conducting audits, risk assessments, and developing compliance policies and procedures.

    • I have a strong understanding of relevant laws and...

    • Answered by AI
    Add your answer
Round 2 - One-on-one 

(1 Question)

  • Q1. Current work profile and experience?
  • Ans. 

    I have 3 years of experience in compliance roles, focusing on regulatory requirements and risk assessments.

    • Experience in conducting compliance audits and investigations

    • Knowledge of regulatory frameworks such as GDPR and SOX

    • Strong understanding of risk management principles

    • Experience in developing and implementing compliance policies and procedures

    • Answered by AI
    Add your answer
Round 3 - Case Study 

Detailed work done till date on risk profile?

Compliance Manager Interview Questions & Answers

HSBC Group user image Anonymous

posted on 12 Feb 2023

Interview experience
3
Average
Difficulty level
Hard
Process Duration
2-4 weeks
Result
No response

I applied via Referral and was interviewed in Jan 2023. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Market manipulation, market abuse, bond market and swaps.
    • Add your answer
  • Q2. Derivative market and options greeks
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - proper prepare before interview, they are the industry experts those are taking the interview, if you are confident then also prepare.

Compliance Analyst Interview Questions & Answers

JPMorgan Chase & Co. user image Anonymous

posted on 26 Jun 2023

Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. What does you understand about Regulatory reporting.
  • Ans. 

    Regulatory reporting involves submitting data to regulatory authorities to ensure compliance with laws and regulations.

    • Regulatory reporting is the process of providing information to government agencies or regulatory bodies to demonstrate compliance with laws and regulations.

    • It typically involves submitting detailed reports on financial transactions, risk management practices, and other relevant activities.

    • Failure to c...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Over all it was good experience with JPMC.
They specifically focus on our way of answering the question asked and our body language plays a key role .

Just maintain smile and eye to eye contact while giving interview.

Compliance Associate Interview Questions & Answers

State Street Corporation user image Anonymous

posted on 18 Feb 2024

Interview experience
4
Good
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed before Feb 2023. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. About yourself, situational bases questions
    • Add your answer

Compliance Analyst Interview Questions & Answers

JPMorgan Chase & Co. user image Anonymous

posted on 20 Feb 2024

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I was interviewed before Feb 2023.

Round 1 - One-on-one 

(1 Question)

  • Q1. Questions about previous work
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Just one round , simple straight forward questions related to previous work. Confidence is the key.

Financial Crime Analyst Interview Questions & Answers

HSBC Group user image Anonymous

posted on 21 Mar 2023

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Hays and was interviewed before Mar 2022. There were 2 interview rounds.

Round 1 - Assignment 

Basic Maths and English assessment

Round 2 - One-on-one 

(2 Questions)

  • Q1. What was my previous role and responsibilities
    • Add your answer
  • Q2. Why I wanted to join the company
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident. Be prepared. Do not flatter the interviewers. If unsure do not lie. Do not bad mouth your previous employer. Be polite and respectful.

Compliance Analyst Interview Questions & Answers

Morgan Stanley user image Anonymous

posted on 23 Jul 2021

I applied via Company Website and was interviewed in Jan 2021. There were 4 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Introduction
    • Add your answer
  • Q2. Past Job experiences
    • Add your answer
  • Q3. Questions that relate to Job Description and are mentioned on the resume
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be real!
More about working at UBS

UBS Interview FAQs

How many rounds are there in UBS Financial Crime and Compliance Analyst interview?
UBS interview process usually has 1 rounds. The most common rounds in the UBS interview process are One-on-one Round.

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UBS Financial Crime and Compliance Analyst Interview Process

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Interview experience

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