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Trade settlement cycle
Market risk refers to the risk of financial loss due to changes in market conditions such as interest rates, exchange rates, and commodity prices.
Interest rate risk: Risk of loss due to changes in interest rates affecting the value of investments.
Currency risk: Risk of loss due to changes in exchange rates impacting the value of foreign investments.
Commodity risk: Risk of loss due to changes in commodity prices affecti...
I applied via Naukri.com and was interviewed in Apr 2024. There were 2 interview rounds.
I applied via Approached by Company and was interviewed in Aug 2023. There were 3 interview rounds.
Exchanges have recently issued circulars on new reporting requirements.
SEBI has mandated exchanges to provide daily reports on client funding and margin obligations.
Exchanges have introduced new reporting formats for trade data and risk management.
Recent circulars require exchanges to report on compliance with margin requirements and client position limits.
The process of settlement of funds involves transferring funds from the client's account to the designated recipient.
Client initiates a request for fund settlement
Verification of the request and available funds
Transfer of funds to the designated recipient
Confirmation of successful settlement
Record keeping of the transaction
Stockbrokers process orders by routing them through various systems and exchanges to execute trades on behalf of clients.
When an order is placed, it is first entered into the broker's order management system.
The order is then routed to the appropriate exchange or trading venue based on factors like price, liquidity, and speed of execution.
The exchange matches the buy and sell orders, and the trade is executed.
Confirmat...
Axis Direct interview questions for popular designations
Get interview-ready with Top Axis Direct Interview Questions
I appeared for an interview in Aug 2023.
Share market is a platform where buying and selling of company stocks and securities takes place.
Share market allows companies to raise capital by selling shares to investors
Investors can buy and sell shares to make profits
Prices of shares are determined by supply and demand in the market
Share market can be volatile and influenced by various factors like economic conditions, company performance, and global events
Demat account holds securities in electronic form, while trading account is used to buy and sell securities.
Demat account holds securities in electronic form, trading account is used for buying and selling securities
Demat account is like a bank account where securities are held, trading account is like a brokerage account for transactions
You need a Demat account to hold securities, but a trading account to actually tra...
Bull and bear are terms used in the financial market to describe the direction of the market.
Bull market refers to a rising market where investors are optimistic and buying, expecting prices to continue to rise.
Bear market refers to a falling market where investors are pessimistic and selling, expecting prices to continue to fall.
Bullish investors believe the market will go up, while bearish investors believe it will g...
posted on 20 Mar 2025
I appeared for an interview before Mar 2024, where I was asked the following questions.
A stop loss is an order to sell a security when it reaches a certain price, limiting potential losses in trading.
Helps manage risk by automatically selling a security at a predetermined price.
Example: If you buy a stock at $50, you might set a stop loss at $45 to limit losses.
Can be used in various trading strategies, including day trading and long-term investing.
A stop loss can be a market order or a limit order, depe...
I have over 5 years of experience in sales, consistently exceeding targets and building strong client relationships.
Exceeded sales targets by 20% in my previous role
Built a strong client base through effective communication and follow-up
Utilized CRM software to track leads and conversions
I applied via Newspaper Ad and was interviewed before May 2017. There were 3 interview rounds.
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The duration of Axis Direct interview process can vary, but typically it takes about less than 2 weeks to complete.
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