UBS Operations Specialist Interview Questions and Answers

Q1. Questions on previous organisation
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Q1. Questions on projects handled
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Q1. Explain Derivatives and its types with examples
Ans. 
Derivatives are financial instruments whose value is derived from an underlying asset or group of assets.
• Derivatives can be classified into four main types: futures, forwards, options, and swaps.

• Futures contracts are agreements to buy or sell an asset at a specific price on a future date.

• Forwards are similar to futures but are customized contracts between two parties.

• Options give the holder the right, but not the oblig...read more
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Q2. What is collateral and how will you manage if collateral dispute arise
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Collateral is an asset or property that a borrower offers to a lender as security for a loan.
• Collateral can include real estate, vehicles, equipment, or financial assets.

• In case of a collateral dispute, it is important to review the loan agreement and documentation to determine the rights and responsibilities of both parties.

• Communication with all parties involved is key to resolving the dispute amicably.

• If necessary, ...read more
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Q3. What is margin call and how does same day settlement works ?
Ans. 
Margin call is a demand by a broker for an investor to deposit more money or securities into their account to cover potential losses.
• Margin call occurs when the value of securities in an investor's account falls below a certain level, triggering the need for additional funds.

• Investors must either deposit more funds or sell securities to meet the margin call.

• Same day settlement refers to the process of completing a fina...read more
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Q1. Given me situation with a question of how will i handle that situation with my decision making skills
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Q1. Just for formality
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Q1. Tell me about your self
Ans. 
Experienced operations professional with a strong background in project management and process improvement.
• Over 5 years of experience in operations management

• Skilled in project planning and execution

• Proficient in process improvement methodologies such as Six Sigma

• Strong analytical and problem-solving skills

• Excellent communication and leadership abilities
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Q2. What do you know about investment banking and international trade?
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Investment banking involves raising capital for companies and advising on mergers and acquisitions, while international trade involves the exchange of goods and services between countries.
• Investment banking helps companies raise capital through issuing stocks and bonds.

• Investment bankers also provide advisory services for mergers, acquisitions, and other financial transactions.

• International trade involves the import an...read more
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Q3. Any knowledge about equity, dividends, stocks, etc.
Ans. 
Yes, I have knowledge about equity, dividends, stocks, etc.
• Equity represents ownership in a company and can be in the form of stocks.

• Dividends are payments made by a company to its shareholders from its profits.

• Stocks are units of ownership in a company that can be bought and sold on the stock market.
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Q1. Are you ready for relocation? If yes, I promptly you can join?
Ans. 
Yes, I am ready for relocation and can join promptly if needed.
• I am open to relocating for the right opportunity

• I have no ties that would prevent me from relocating

• I am excited about the possibility of starting a new adventure in a new location
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Q2. Share your experience when you faced difficulty at work? How you handle your stress
Ans. 
I faced difficulty when a project deadline was moved up. I handled stress by prioritizing tasks and communicating with team.
• Identify the root cause of the difficulty

• Break down tasks into smaller manageable chunks

• Communicate with team members and supervisor for support

• Prioritize tasks based on urgency and importance

• Take short breaks to recharge and refocus
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Q1. What is time weighted return
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Time weighted return is a measure of the compound rate of growth in a portfolio over a specific period of time.
• Time weighted return accounts for the impact of external cash flows on the performance of the portfolio.

• It is calculated by taking the geometric mean of the periodic returns.

• Time weighted return is useful for evaluating the performance of investment managers.

• Example: If an investment portfolio has a time weigh...read more
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Q2. What is sharpe ratio
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Sharpe ratio is a measure of risk-adjusted return, indicating how much excess return an investment generates per unit of risk.
• Sharpe ratio is calculated by subtracting the risk-free rate of return from the investment's return, and then dividing by the standard deviation of the investment's return.

• A higher Sharpe ratio indicates better risk-adjusted performance.

• For example, if Investment A has an annual return of 10% wi...read more
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Q1. Prepare for Vloopup and Pivot And Other Basic Formulas Of Excel
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Q1. Why Marsh and need to change the job
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Q1. Salary expectations and reason to leave the previous organisation
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Numerical resoaning, Verbal resonaing, logical reasoning

Startups Vs Corporate Jobs

Q1. Introduction and basic overview
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Q2. How do you fit for this role ?
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