UBS Risk Management Analyst Interview Questions and Answers

Case study asked in Managerial Interview - Tell percentage of office going people in Gurgaon?

Personally Based Test

Q1. About financila crime indicators
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Q2. Detail discussion about money laundering
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Q3. About anti money laundering
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Q4. Views on Uk Russia War
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As a Risk and Compliance Analyst, it is important to monitor the situation closely and assess potential impacts on financial markets and regulatory compliance.
• Monitor geopolitical developments and assess potential risks to financial markets

• Stay informed on sanctions and regulatory measures imposed on Russia

• Analyze potential impacts on international trade and supply chains

• Consider implications for compliance with anti-m...read more
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Q5. A challenging situation
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Q1. Introduction about yourself
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Q2. Some technical questions
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Q1. Basic resume related questions and about the JD
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Q1. Technical round related to the skill sets.
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Q1. Behavioral questions
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Q1. Any situation where you used risk analysis approach
Ans. 
I used a risk analysis approach when evaluating potential security threats to a company's network.
• Identified potential security threats by analyzing past incidents and vulnerabilities

• Assessed the likelihood and impact of each threat on the network

• Developed mitigation strategies based on the analysis results

• Regularly reviewed and updated the risk analysis to adapt to new threats and changes in the network environment
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Q2. Read method and answer likewise
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Q1. Difference Between Hedge Funds & Private Equity
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Hedge funds are pools of capital managed aggressively while private equity invests in private companies with the aim of improving their operations.
• Hedge funds are more actively managed and use a variety of investment strategies to generate high returns.

• Private equity firms invest in private companies with the aim of improving their operations and then selling them for a profit.

• Hedge funds are typically open to a wider ...read more
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Q2. Why people around the world are anticipating a recession
Ans. 
Global economic indicators suggest a possible recession.
• Trade tensions between US and China have led to a slowdown in global trade.

• Many countries are experiencing low economic growth rates.

• Central banks are cutting interest rates to stimulate growth.

• Inverted yield curves in bond markets indicate investor pessimism.

• Political uncertainty, such as Brexit, is causing instability in markets.
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Q3. Why did the 2007 Financial Crisis Happen
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Q4. Types of Financial Statements and Ratios
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Financial statements include balance sheet, income statement, and cash flow statement. Ratios include liquidity, profitability, and solvency ratios.
• Balance sheet shows a company's assets, liabilities, and equity at a specific point in time

• Income statement shows a company's revenue, expenses, and net income over a period of time

• Cash flow statement shows a company's cash inflows and outflows over a period of time

• Liquidit...read more
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Q5. Name any one Indian company which went bankrupt recently
Ans. 
Jet Airways
• Jet Airways, once India's largest private airline, filed for bankruptcy in April 2019

• The airline had accumulated a debt of over Rs 8,000 crore

• Jet Airways had to ground all its flights and lay off thousands of employees
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Q6. About my current Job Profile
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Q1. Tell me about yourself
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Q1. Tell about your experience
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I have 5 years of experience in risk management, including analyzing data, identifying potential risks, and implementing strategies to mitigate them.
• 5 years of experience in risk management

• Proficient in analyzing data to identify potential risks

• Implemented strategies to mitigate risks

• Strong understanding of risk assessment techniques

• Experience in developing risk management policies and procedures
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Q2. JD questions
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Q1. Can you work under pressure and night shifts
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Yes, I have experience working under pressure and night shifts.
• I have previous experience working in high-pressure environments where quick decision-making was required.

• I am able to stay focused and maintain productivity during night shifts.

• I have a flexible schedule and am willing to work night shifts as needed.
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Q2. Tell me about yourself and tell me about your exp how you can contribute
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I am a detail-oriented risk management analyst with 5 years of experience in identifying and mitigating potential risks.
• I have a strong background in conducting risk assessments and developing risk management strategies.

• I am proficient in using data analysis tools to identify trends and patterns that could indicate potential risks.

• I have experience working closely with cross-functional teams to implement risk mitigatio...read more
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