Add office photos
i
UBS
Compare
Filter interviews by
UBS AML KYC Analyst Interview Questions and Answers for Experienced
UBS AML KYC Analyst Interview Experiences for Experienced
1 interview found
Anonymous
I applied via Referral and was interviewed in Jan 2021. There were 3 interview rounds.
Interview Questionnaire
3 Questions
- Q1. Why UBS?
- Ans.
UBS is a leading global financial institution with a strong reputation and a commitment to excellence.
UBS has a strong global presence and is recognized as a top financial institution.
UBS has a solid track record in providing financial services and has a strong reputation in the industry.
UBS offers excellent career opportunities and a supportive work environment.
UBS values diversity and inclusion, fostering a collabora...
- Q2. Why Compliance?
- Ans.
Compliance ensures ethical and legal business practices, protects the company's reputation, and mitigates financial and legal risks.
Compliance is necessary to adhere to laws and regulations
It helps prevent financial crimes such as money laundering and fraud
It protects the company's reputation and builds trust with customers
Non-compliance can result in hefty fines and legal action
Examples of compliance regulations inclu
- Q3. Questions related to KYC/AML
Interview Preparation Tips
Top trending discussions
Interview questions from similar companies
I applied via Recruitment Consulltant and was interviewed before Feb 2023. There was 1 interview round.
(5 Questions)
- Q1. Tell me about your self?
- Q2. What do you know about KYC&AML?
- Ans.
KYC (Know Your Customer) and AML (Anti-Money Laundering) are regulatory processes used by financial institutions to verify customer identities and prevent money laundering.
KYC is the process of verifying the identity of customers and assessing their potential risks.
AML refers to the measures taken to prevent money laundering, terrorist financing, and other financial crimes.
KYC and AML are important for financial instit...
- Q3. Do you know about State Street?
- Q4. What is mutual fund & hedge funds?
- Ans.
Mutual funds and hedge funds are investment vehicles that pool money from multiple investors to invest in various securities.
Mutual funds are managed by professional fund managers and offer a diversified portfolio of stocks, bonds, and other assets.
Investors in mutual funds own shares of the fund and earn returns based on the performance of the underlying securities.
Hedge funds are typically available only to accredite...
- Q5. Do you know about PEP?
Interview Preparation Tips
Selected
I applied via Referral and was interviewed in Feb 2023. There were 2 interview rounds.
(2 Questions)
- Q1. All about KYC process
- Q2. All about KYC process and previous experience.
Jenjeti Roja
Selected
I applied via Walk-in and was interviewed before Sep 2022. There were 6 interview rounds.
Communication skills test
(3 Questions)
- Q1. Basic questions on banking
- Q2. Questions on kyc
- Q3. Transaction monitoring
(1 Question)
- Q1. Basic questions on banking
(1 Question)
- Q1. Salary discussion
They will provide some case study examples
Tarang Kawa
Interview Questionnaire
3 Questions
- Q1. Difference between KYC and AML
- Ans.
KYC is the process of verifying the identity of a customer while AML is the process of preventing money laundering.
KYC is focused on identifying and verifying the identity of a customer
AML is focused on preventing money laundering and terrorist financing
KYC is a prerequisite for AML
KYC involves collecting and verifying customer information such as name, address, and identification documents
AML involves monitoring custo...
- Q2. Why KYC is used in some areas and why AML is not used in that area
- Ans.
KYC is used to verify the identity of customers while AML is used to detect and prevent money laundering.
KYC is used to ensure that financial institutions are not used for illegal activities.
AML is not used in some areas because those areas may not have a high risk of money laundering.
KYC is mandatory in many countries for financial institutions to comply with regulations.
AML is used in areas where there is a high risk...
- Q3. Where to used AML and not too used
- Ans.
AML is used in financial institutions to prevent money laundering, while it is not commonly used in other industries.
AML is used in financial institutions to detect and prevent money laundering and terrorist financing.
It involves the identification and verification of customers, monitoring of transactions, and reporting of suspicious activities.
AML is not commonly used in other industries, although some may have simila...
Skills evaluated in this interview
I applied via Recruitment Consultant and was interviewed in Mar 2021. There was 1 interview round.
Interview Questionnaire
1 Question
- Q1. 100% technical questions based on your skill set
Interview Preparation Tips
Interview Questionnaire
1 Question
- Q1. All about my prior experience and indepth questions regarding lending operations.
I applied via Referral and was interviewed in Jan 2022. There were 2 interview rounds.
Psychometric test psychometric test
(1 Question)
- Q1. Kyc related questions
Interview Preparation Tips
I applied via Referral and was interviewed before Sep 2021. There were 2 interview rounds.
(1 Question)
- Q1. All related to AML KYC such as what is kyc, AML, sanctions and so on.
(1 Question)
- Q1. This is known to everyone. Doesn't require description of it.
Interview Preparation Tips
I applied via Naukri.com and was interviewed in Mar 2021. There were 3 interview rounds.
Interview Questionnaire
1 Question
- Q1. Asked about previous experience, AML and KYC concepts, and situation related qns like what is stressed situation in past company, challenges that u have faced like these.
Interview Preparation Tips
UBS Interview FAQs
Tell us how to improve this page.
UBS Interviews By Designations
- UBS ENO Interview Questions
- UBS Associate Director Interview Questions
- UBS Analyst Interview Questions
- UBS Business Analyst Interview Questions
- UBS Financial Analyst Interview Questions
- UBS Software Engineer Interview Questions
- UBS Exempt NON Officer Interview Questions
- UBS Intern Interview Questions
- Show more
Interview Questions for Popular Designations
People are getting interviews through
Interview Questions from Similar Companies
Fast track your campus placements
UBS AML KYC Analyst Reviews and Ratings
based on 1 review
Rating in categories
|
Associate Director
3.1k
salaries
|  ₹14.8 L/yr - ₹52 L/yr |
|
Assistant Vice President
2.4k
salaries
| ₹16 L/yr - ₹49 L/yr |
|
Authorized Officer
1.7k
salaries
| ₹7.8 L/yr - ₹29 L/yr |
|
Exempt NON Officer
1.6k
salaries
| ₹8 L/yr - ₹29.1 L/yr |
|
ENO
1.3k
salaries
| ₹7 L/yr - ₹25 L/yr |
Morgan Stanley
Goldman Sachs
JPMorgan Chase & Co.
Citigroup
Calculate your in-hand salary
- Home >
- Interviews >
- UBS Interview Questions >
- UBS AML KYC Analyst Interview Questions for Experienced
