Upload Button Icon Add office photos
Engaged Employer

i

This company page is being actively managed by Standard Chartered Team. If you also belong to the team, you can get access from here

Standard Chartered Verified Tick

Compare button icon Compare button icon Compare

Filter interviews by

Clear (1)

Standard Chartered Compliance and Regulatory Manager Interview Questions and Answers

Updated 1 Dec 2024

Standard Chartered Compliance and Regulatory Manager Interview Experiences

1 interview found

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Nov 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(3 Questions)

  • Q1. What are all the off balance sheet items in banks ?
  • Ans. 

    Off balance sheet items in banks are financial instruments or contingent liabilities that do not appear on the bank's balance sheet.

    • Loan commitments

    • Letters of credit

    • Derivatives contracts

    • Securitization transactions

    • Standby letters of credit

  • Answered by AI
  • Q2. What is Forward rate agreement?
  • Ans. 

    A forward rate agreement (FRA) is a financial contract between two parties to exchange interest rate payments based on a specified notional amount and a predetermined interest rate.

    • FRA is a derivative contract where one party agrees to pay a fixed interest rate while the other party agrees to pay a floating interest rate based on a notional amount.

    • It helps in hedging against interest rate risk by locking in a future in...

  • Answered by AI
  • Q3. What is LCR & NSFR and its purpose?
  • Ans. 

    LCR & NSFR are regulatory requirements that banks must meet to ensure they have enough liquidity to withstand financial stress.

    • LCR stands for Liquidity Coverage Ratio and measures a bank's ability to meet its short-term obligations with high-quality liquid assets.

    • NSFR stands for Net Stable Funding Ratio and assesses a bank's long-term stability by comparing available stable funding to required stable funding.

    • The pu...

  • Answered by AI
Round 2 - HR 

(1 Question)

  • Q1. Salary discussion

Interview questions from similar companies

I applied via Recruitment Consulltant and was interviewed before Oct 2021. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all Resume tips
Round 2 - Technical 

(2 Questions)

  • Q1. Transaction processing
  • Q2. Banking terms in brief
  • Ans. 

    Banking terms refer to the jargon used in the banking industry.

    • APR - Annual Percentage Rate

    • ATM - Automated Teller Machine

    • FDIC - Federal Deposit Insurance Corporation

    • IBAN - International Bank Account Number

    • SWIFT - Society for Worldwide Interbank Financial Telecommunication

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - You need to have knowledge of product and process for which you are applying

I applied via Recruitment Consultant and was interviewed in Oct 2020. There was 1 interview round.

Interview Questionnaire 

3 Questions

  • Q1. Knowledge about my product
  • Q2. Having 4 years experience for same segment
  • Q3. Sales?

Interview Preparation Tips

Interview preparation tips for other job seekers - Pls have confidence on urself

Interview Questionnaire 

2 Questions

  • Q1. Why choose bank job
  • Q2. Bank job is professional job here upgrade your skill and learn all human profile, your career growth so up.

I applied via Referral and was interviewed in Feb 2021. There was 1 interview round.

Interview Questionnaire 

1 Question

  • Q1. Regarding previous role and your contribution in business
  • Ans. Explained briefly point wise .. the correct picture
  • Answered Anonymously

Interview Preparation Tips

Interview preparation tips for other job seekers - Be specific and brief in short regarding main part of your role

Interview Questionnaire 

1 Question

  • Q1. Basic banking knowledge

Interview Questionnaire 

1 Question

  • Q1. What is your best skill?

I applied via Referral and was interviewed before May 2021. There were 3 interview rounds.

Round 1 - One-on-one 

(1 Question)

  • Q1. Basic role understanding and resume check
Round 2 - Case Study 

Work related case study - check on analytical skills

Round 3 - One-on-one 

(1 Question)

  • Q1. Work role fitment explanation

Interview Preparation Tips

Interview preparation tips for other job seekers - Details on Jd and resume should be known clearly

Case studies ,if any ,will be on work / earlier role to check analytical skills and role fitment

I applied via Recruitment Consultant and was interviewed before Jul 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Work Experience

Interview Preparation Tips

Interview preparation tips for other job seekers - For experience candidate,they only want to know about ur job profile

I applied via Recruitment Consulltant and was interviewed before Aug 2021. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all Resume tips
Round 2 - Aptitude Test 

MCAT test banking related questions and reasoning

Round 3 - HR 

(1 Question)

  • Q1. Asked total experience and CTC and work profile
Round 4 - One-on-one 

(1 Question)

  • Q1. With Cluster head final round

Interview Preparation Tips

Topics to prepare for HDFC Bank Relationship Manager interview:
  • Retail Sales
Interview preparation tips for other job seekers - When you go for interview do home work you should know about company and also your are going for which profile ,what is the work of that profile, make sure they will hire for Ram profile but some time they will give you different profile this question ask to HR or CH same time.
Contribute & help others!
anonymous
You can choose to be anonymous

Standard Chartered Interview FAQs

How many rounds are there in Standard Chartered Compliance and Regulatory Manager interview?
Standard Chartered interview process usually has 2 rounds. The most common rounds in the Standard Chartered interview process are One-on-one Round and HR.
What are the top questions asked in Standard Chartered Compliance and Regulatory Manager interview?

Some of the top questions asked at the Standard Chartered Compliance and Regulatory Manager interview -

  1. What are all the off balance sheet items in bank...read more
  2. What is LCR & NSFR and its purpo...read more
  3. What is Forward rate agreeme...read more

Recently Viewed

PHOTOS

InsuranceDekho

3 office photos

LIST OF COMPANIES

Credit Bajaar

Overview

COMPANY BENEFITS

Oracle Financial Services Software

No Benefits

LIST OF COMPANIES

Cholamandalam Investment & Finance

Locations

INTERVIEWS

Standard Chartered

No Interviews

SALARIES

Bosch Global Software Technologies

SALARIES

Bosch Global Software Technologies

SALARIES

Bosch Global Software Technologies

SALARIES

Cholamandalam Investment & Finance

SALARIES

Bosch Global Software Technologies

Tell us how to improve this page.

Standard Chartered Compliance and Regulatory Manager Interview Process

based on 1 interview

Interview experience

4
  
Good
View more

Interview Questions from Similar Companies

ICICI Bank Interview Questions
4.0
 • 2.4k Interviews
HDFC Bank Interview Questions
3.9
 • 2.1k Interviews
Axis Bank Interview Questions
3.8
 • 1.5k Interviews
IDFC FIRST Bank Interview Questions
3.9
 • 642 Interviews
IndusInd Bank Interview Questions
3.5
 • 604 Interviews
Bandhan Bank Interview Questions
3.7
 • 537 Interviews
Yes Bank Interview Questions
3.7
 • 429 Interviews
View all

Standard Chartered Compliance and Regulatory Manager Reviews and Ratings

based on 1 review

3.0/5

Rating in categories

2.0

Skill development

1.0

Work-life balance

2.0

Salary

2.0

Job security

5.0

Company culture

2.0

Promotions

2.0

Work satisfaction

Explore 1 Review and Rating
Team Lead
2.5k salaries
unlock blur

₹0 L/yr - ₹0 L/yr

Associate Manager
2.3k salaries
unlock blur

₹0 L/yr - ₹0 L/yr

Senior Officer
2.3k salaries
unlock blur

₹0 L/yr - ₹0 L/yr

Manager
2k salaries
unlock blur

₹0 L/yr - ₹0 L/yr

Senior Analyst
1.9k salaries
unlock blur

₹0 L/yr - ₹0 L/yr

Explore more salaries
Compare Standard Chartered with

HSBC Bank

4.0
Compare

ICICI Bank

4.0
Compare

HDFC Bank

3.9
Compare

Axis Bank

3.8
Compare
Did you find this page helpful?
Yes No
write
Share an Interview