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Ernst & Young Compliance Manager Interview Questions and Answers

Updated 8 Aug 2024

Ernst & Young Compliance Manager Interview Experiences

2 interviews found

Interview experience
1
Bad
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
No response

I applied via Approached by Company and was interviewed in Nov 2023. There were 3 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Introduction, Explain AML, KYC, achievements,
Round 2 - Technical 

(2 Questions)

  • Q1. What are you strengths and accomplishments
  • Q2. Into, current process related questions
Round 3 - Technical 

(1 Question)

  • Q1. Explain about your current role and why are you looking out. Questions about transaction monitoring mostly

Interview Preparation Tips

Interview preparation tips for other job seekers - Never got a call back or feedback. Left me wondering for weeks
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Approached by Company and was interviewed in Feb 2024. There were 2 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. General screening
Round 2 - One-on-one 

(3 Questions)

  • Q1. Explain ITGC process
  • Ans. 

    ITGC process refers to the controls implemented in an organization's IT environment to ensure the integrity of financial data and information.

    • ITGC stands for Information Technology General Controls

    • It includes controls related to access controls, change management, backup and recovery, and security management

    • Examples of ITGC processes include user access reviews, segregation of duties analysis, and system monitoring

    • ITGC...

  • Answered by AI
  • Q2. Knowledge about controls used in ITGC testing
  • Q3. Accountability or experience leading an ITGC team for internal audit
  • Ans. 

    Experience leading an ITGC team for internal audit is essential for ensuring compliance and accountability.

    • Demonstrate experience in leading ITGC team for internal audit

    • Highlight accountability in ensuring compliance with regulations

    • Provide examples of successfully managing ITGC team for internal audit

    • Discuss strategies for maintaining accountability within the team

  • Answered by AI

Compliance Manager Interview Questions Asked at Other Companies

asked in Tata Motors
Q1. strict line by line sox control or risk mitigation- which is bett ... read more
asked in Zolve
Q2. What and how to manage the compliance framework
Q3. Any research conducted by you on circular implementation
asked in PwC
Q4. What are the latest amendment in DT
Q5. The latest SEBI circular and it's implementation

Interview questions from similar companies

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Company Website and was interviewed in Nov 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(3 Questions)

  • Q1. About DT Profile
  • Q2. What are the latest amendment in DT
  • Ans. 

    Sorry, I am not programmed to provide legal advice or information on specific amendments in DT.

    • Answered by AI
    • Q3. Why have you choose this organization
    • Ans. 

      I chose this organization because of its reputation for ethical practices and commitment to compliance.

      • The organization has a strong track record of compliance with industry regulations

      • It has a culture of transparency and accountability

      • The leadership team is committed to upholding ethical standards

      • The organization's values align with my own

      • I was impressed by the positive feedback from current and former employees

    • Answered by AI

    Interview Preparation Tips

    Interview preparation tips for other job seekers - To be prepare for technical.
    Interview experience
    4
    Good
    Difficulty level
    Moderate
    Process Duration
    Less than 2 weeks
    Result
    Not Selected

    I applied via Campus Placement and was interviewed before Dec 2023. There were 3 interview rounds.

    Round 1 - Aptitude Test 

    Easy questions.Aptitude is hard

    Round 2 - Group Discussion 

    EASY NOT A ELIMINATION

    Round 3 - Technical 

    (2 Questions)

    • Q1. Equities definition
    • Q2. Mergers and acquisitions?
    Interview experience
    3
    Average
    Difficulty level
    -
    Process Duration
    -
    Result
    -
    Round 1 - Resume Shortlist 
    Pro Tip by AmbitionBox:
    Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
    View all tips
    Round 2 - Aptitude Test 

    Lr, quant, eng comp. test was online

    Round 3 - Group Discussion 

    Topic was related to insider trading

    Round 4 - Technical 

    (2 Questions)

    • Q1. Open and close ended mutual funds
    • Q2. Asked about the company's history and its operations

    Interview Preparation Tips

    Interview preparation tips for other job seekers - cover basic finance and have working knowledge about all topics
    Interview experience
    3
    Average
    Difficulty level
    Moderate
    Process Duration
    Less than 2 weeks
    Result
    Not Selected

    I applied via Company Website and was interviewed in Nov 2022. There were 2 interview rounds.

    Round 1 - Resume Shortlist 
    Pro Tip by AmbitionBox:
    Properly align and format text in your resume. A recruiter will have to spend more time reading poorly aligned text, leading to high chances of rejection.
    View all tips
    Round 2 - Technical 

    (3 Questions)

    • Q1. About DT Profile
    • Q2. What are the latest amendment in DT
    • Ans. 

      Sorry, I am not programmed to provide legal advice or information on specific amendments in DT.

      • Answered by AI
      • Q3. Why have you choose this organization
      • Ans. 

        I chose this organization because of its reputation for ethical practices and commitment to compliance.

        • The organization has a strong track record of compliance with industry regulations

        • It has a culture of transparency and accountability

        • The leadership team is committed to upholding ethical standards

        • The organization's values align with my own

        • I was impressed by the positive feedback from current and former employees

      • Answered by AI

      Interview Preparation Tips

      Interview preparation tips for other job seekers - To be prepare for technical.

      I applied via Company Website and was interviewed before Oct 2019. There were 3 interview rounds.

      Interview Questionnaire 

      1 Question

      • Q1. How well can you manage Excel application
      • Ans. 

        I am proficient in managing Excel application.

        • I am skilled in using Excel functions such as VLOOKUP, Pivot Tables, and Macros.

        • I can create and modify spreadsheets to meet specific needs.

        • I am able to analyze data and generate reports using Excel.

        • I have experience in data entry and data validation in Excel.

        • I am familiar with Excel shortcuts and can work efficiently with large datasets.

      • Answered by AI

      Interview Preparation Tips

      Interview preparation tips for other job seekers - These jobs are ITES domain where in we need to develop skills on Microsoft office applications - Excel.

      Skills evaluated in this interview

      Ernst & Young Interview FAQs

      How many rounds are there in Ernst & Young Compliance Manager interview?
      Ernst & Young interview process usually has 2-3 rounds. The most common rounds in the Ernst & Young interview process are Technical, HR and One-on-one Round.
      What are the top questions asked in Ernst & Young Compliance Manager interview?

      Some of the top questions asked at the Ernst & Young Compliance Manager interview -

      1. Explain ITGC proc...read more
      2. Explain about your current role and why are you looking out. Questions about tr...read more
      3. Knowledge about controls used in ITGC test...read more

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