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Ernst & Young Compliance Manager Interview Questions and Answers

Updated 8 Aug 2024

2 interviews found

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Compliance Manager Interview Questions

user image Anonymous

posted on 8 Aug 2024

Interview experience
4
 Good
Difficulty level
 Moderate
Duration
 Less than 2 weeks
Result
 Not Selected

I applied via Approached by Company and was interviewed in Feb 2024.

2 Interview Rounds

1

HR Round (1 Question)

  • Q1. General screening
2

One-on-one Round (3 Questions)

  • Q1. Explain ITGC process
  • Q2. Knowledge about controls used in ITGC testing
  • Q3. Accountability or experience leading an ITGC team for internal audit

Compliance Manager Interview Questions

user image Anonymous

posted on 30 Apr 2024

Interview experience
1
 Bad
Difficulty level
 Moderate
Duration
 2-4 weeks
Result
 No response

I applied via Approached by Company and was interviewed in Nov 2023.

3 Interview Rounds

1

Technical Round (1 Question)

  • Q1. Introduction, Explain AML, KYC, achievements,
2

Technical Round (2 Questions)

  • Q1. What are you strengths and accomplishments
  • Q2. Into, current process related questions
3

Technical Round (1 Question)

  • Q1. Explain about your current role and why are you looking out. Questions about transaction monitoring mostly

Interview Preparation Tips

Interview preparation tips for other job seekers - Never got a call back or feedback. Left me wondering for weeks

Interview questions from similar companies

Compliance Manager Interview Questions

PwC user image Anonymous

posted on 5 May 2023

Interview experience
3
 Average
Difficulty level
 Moderate
Duration
 Less than 2 weeks
Result
 Not Selected

I applied via Company Website and was interviewed in Nov 2022.

2 Interview Rounds

1

Resume Shortlist Round

Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
2

Technical Round (3 Questions)

  • Q1. About DT Profile
  • Q2. What are the latest amendment in DT
  • Q3. Why have you choose this organization

Interview Preparation Tips

Interview preparation tips for other job seekers - To be prepare for technical.
Interview experience
4
 Good
Difficulty level
 Moderate
Duration
 Less than 2 weeks
Result
 Not Selected

I applied via Campus Placement and was interviewed before Dec 2023.

3 Interview Rounds

1

Aptitude Test Round

Easy questions.Aptitude is hard

2

Group Discussion Round

EASY NOT A ELIMINATION

3

Technical Round (2 Questions)

  • Q1. Equities definition
  • Q2. Mergers and acquisitions?
Interview experience
3
 Average
Difficulty level
 -
Duration
 -
Result
 -

4 Interview Rounds

1

Resume Shortlist Round

Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
2

Aptitude Test Round

Lr, quant, eng comp. test was online

3

Group Discussion Round

Topic was related to insider trading

4

Technical Round (2 Questions)

  • Q1. Open and close ended mutual funds
  • Q2. Asked about the company's history and its operations

Interview Preparation Tips

Interview preparation tips for other job seekers - cover basic finance and have working knowledge about all topics

Compliance Manager Interview Questions

PwC user image Anonymous

posted on 5 May 2023

Interview experience
3
 Average
Difficulty level
 Moderate
Duration
 Less than 2 weeks
Result
 Not Selected

I applied via Company Website and was interviewed in Nov 2022.

2 Interview Rounds

1

Resume Shortlist Round

Pro Tip by AmbitionBox:
Properly align and format text in your resume. A recruiter will have to spend more time reading poorly aligned text, leading to high chances of rejection.
View all tips
2

Technical Round (3 Questions)

  • Q1. About DT Profile
  • Q2. What are the latest amendment in DT
  • Q3. Why have you choose this organization

Interview Preparation Tips

Interview preparation tips for other job seekers - To be prepare for technical.

I applied via Company Website and was interviewed before Oct 2019.

3 Interview Rounds

Interview Questions

Interview Preparation Tips

Interview preparation tips for other job seekers - These jobs are ITES domain where in we need to develop skills on Microsoft office applications - Excel.

Skills evaluated in this interview

Ernst & Young Interview FAQs

How many rounds are there in Ernst & Young Compliance Manager interview?
Ernst & Young interview process usually has 2-3 rounds. The most common rounds in the Ernst & Young interview process are Technical, HR and One-on-one Round.
What are the top questions asked in Ernst & Young Compliance Manager interview?

Some of the top questions asked at the Ernst & Young Compliance Manager interview -

  1. Explain ITGC proc...read more
  2. Explain about your current role and why are you looking out. Questions about tr...read more
  3. Knowledge about controls used in ITGC test...read more

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