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Ppfas Mutual Fund

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3.8

based on 20 Reviews

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Ppfas Mutual Fund Compliance Manager Interview Questions and Answers

Updated 4 May 2023

Ppfas Mutual Fund Compliance Manager Interview Experiences

1 interview found

Compliance Manager Interview Questions & Answers

user image Anonymous

posted on 4 May 2023

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Recruitment Consulltant and was interviewed in Nov 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. The latest SEBI circular and it's implementation
  • Ans. 

    SEBI circular on compliance and its implementation

    • SEBI issued a circular on 8th April 2021 regarding compliance requirements for Portfolio Managers

    • The circular mandates the implementation of a comprehensive compliance framework

    • It also requires the appointment of a dedicated compliance officer

    • Portfolio Managers need to ensure compliance with the circular by 30th June 2021

    • Answered by AI
    Add your answer
Round 3 - One-on-one 

(1 Question)

  • Q1. Any research conducted by you on circular implementation
  • Ans. 

    Yes, I have conducted research on circular implementation.

    • I have researched various circular economy models and their implementation in different industries.

    • I have analyzed the benefits and challenges of circular implementation for businesses and society.

    • I have also studied the policy frameworks and regulations related to circular economy.

    • For example, I have researched the circular implementation of waste management in...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be through with SEBI regulations and other relevant acts. Summary your journey to highlight your keep strengthens

Skills evaluated in this interview

Top trending discussions

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Interview Tips & Stories
2d (edited)
timepasstiwari
·
A Digital Markter
Got Rejected In an Interview, Just Because I Didn’t Answer a Personal Question
So, I got invited for this interview, and they told me to be there at 9 AM. Of course, I get there early, like 8:30, because I don't want to be late. But then I end up waiting for 1.5 hours. Seriously, they didn't even acknowledge me until 10. Then this HR lady calls me in, and she's totally unprofessional. She's like, on her phone, making personal calls while I'm sitting right there. And then she starts asking me these really weird questions, like what my nickname is, and what my dad does for a living. It got really uncomfortable when she started pressing for details about where my dad works. I mean, what does that have to do with anything? So I politely told her I didn't want to answer, and she actually said, "Then we can't continue this interview." I was honestly shocked. But instead of arguing, I just stood up and said, “Alright then.” And walked out. I left feeling pissed. Not only did they waste an hour of my time, but the HR rep was also rude and unprofessional..
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Interview questions from similar companies

Assistant Manager Interview Questions & Answers

UTI Mutual Fund user image Anonymous

posted on 7 Dec 2021

Interview Questionnaire 

1 Question

  • Q1. Self introduction uti history strength weakness schemes of uti
  • Ans. 

    I am a candidate for Assistant Manager position at UTI with a strong background in finance and management.

    • I have a Bachelor's degree in Finance and have worked in the finance industry for 5 years.

    • I have experience managing a team of 10 employees and have successfully implemented new strategies to increase productivity.

    • UTI has a strong history of providing quality financial services to its clients, and I am excited to b...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Good

Assistant Manager Interview Questions & Answers

UTI Mutual Fund user image Anonymous

posted on 18 Feb 2022

I applied via Referral and was interviewed before Feb 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

Mathematical Reasoning, Quantitive Aptitude, Verbal English

Round 3 - HR 

(7 Questions)

  • Q1. Share details of your previous job.
    • Add your answer
  • Q2. What are your salary expectations?
    • Add your answer
  • Q3. What is your family background?
    • Add your answer
  • Q4. Why should we hire you?
    • Add your answer
  • Q5. Where do you see yourself in 5 years?
    • Add your answer
  • Q6. What are your strengths and weaknesses?
    • Add your answer
  • Q7. Tell me about yourself.
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Interview was taken in Zoom app online. Prepare some questions related to the Mutual Fund and Financial Advisor stream. Prepare questions related to the business growth and how you can help in growing business.

Assistant Manager Interview Questions & Answers

Axis Mutual Fund user image Anonymous

posted on 9 Dec 2023

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Do not use an unprofessional email address such as cool_boy@email.com. It shows a lack of professionalism by the candidate.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Why are you want to change the job
    • Add your answer
Round 3 - HR 

(1 Question)

  • Q1. Normal discussion about job
    • Add your answer

Assistant Manager Interview Questions & Answers

SBI Mutual Fund user image Anonymous

posted on 30 Aug 2021

I applied via Campus Placement and was interviewed before Aug 2020. There were 6 interview rounds.

Interview Questionnaire 

4 Questions

  • Q1. How would you add value to the organization??
    • Add your answer
  • Q2. How good you are at team work??
    • Add your answer
  • Q3. Where do you see yourself after 5 years??
    • Add your answer
  • Q4. Why do you want to join this organisation??
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be Confident, Speak meaningful, never afraid to say "NO".
Always speak from organisation's prospective.

Assistant Manager Interview Questions & Answers

SBI Mutual Fund user image Anonymous

posted on 26 Nov 2024

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Campus Placement and was interviewed in Oct 2024. There were 2 interview rounds.

Round 1 - Aptitude Test 

It was a aptitude test contain 30 min test which include behavioural question , sales related situation based questions, and some reasoning question

Round 2 - Group Discussion 

Role of mutual funds in wealth creation

Interview Preparation Tips

Interview preparation tips for other job seekers - communication skills matter

Assistant Manager Interview Questions & Answers

ICICI Prudential Mutual Fund user image Anonymous

posted on 19 Oct 2021

I applied via Walk-in and was interviewed before Oct 2020. There was 1 interview round.

Interview Questionnaire 

2 Questions

  • Q1. Current market scenerio,technical part of mutual fund and so forth
    • Add your answer
  • Q2. Previous experience in amc
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be very polite, gentle, specific and particular

Assistant Manager Interview Questions & Answers

ICICI Prudential Mutual Fund user image Anonymous

posted on 16 Sep 2023

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Recruitment Consulltant and was interviewed before Sep 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Aboute previous experience
    • Add your answer
  • Q2. Depends upon experience
    • Add your answer

Assistant Manager Interview Questions & Answers

ICICI Prudential Mutual Fund user image Anonymous

posted on 7 Dec 2022

I applied via Referral and was interviewed in Nov 2022. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Previous work experience details
  • Ans. 

    I have 5 years of experience in retail management, including 2 years as an Assistant Manager.

    • Managed a team of 15 employees and ensured smooth operations

    • Implemented strategies to increase sales and customer satisfaction

    • Trained new staff members on company policies and procedures

    • Handled customer complaints and resolved issues effectively

    • Collaborated with the Store Manager to develop and achieve sales targets

    • Answered by AI
    Add your answer
  • Q2. Why want to join amc
  • Ans. 

    I want to join AMC because of its reputation for excellence and growth opportunities.

    • AMC has a strong reputation in the industry for providing excellent service and quality products.

    • I am impressed by AMC's commitment to innovation and staying ahead of market trends.

    • I believe that joining AMC will provide me with the opportunity to grow both personally and professionally.

    • AMC's focus on employee development and training ...

    • Answered by AI
    Add your answer
Round 3 - Regional head interaction 

(1 Question)

  • Q1. How you will do work here
  • Ans. 

    I will work diligently and efficiently to ensure the smooth operation of the team and achieve the company's goals.

    • I will prioritize tasks and set clear goals for myself and the team.

    • I will communicate effectively with team members and provide guidance and support when needed.

    • I will monitor progress and make necessary adjustments to ensure deadlines are met.

    • I will lead by example and maintain a positive and motivating w...

    • Answered by AI
    Add your answer
Round 4 - HR 

(1 Question)

  • Q1. Tell me about your self
  • Ans. 

    Experienced Assistant Manager with strong leadership skills and a track record of success in driving team performance and achieving business goals.

    • Over 5 years of experience in management roles, including 2 years as an Assistant Manager at XYZ Company.

    • Proven ability to effectively communicate and collaborate with team members, senior management, and clients.

    • Skilled in developing and implementing strategies to improve o...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and presentable
Read basic of mf and taxation

Consultant Interview Questions & Answers

TCS user image Anonymous

posted on 16 Nov 2020

I applied via Campus Placement and was interviewed before Nov 2019. There were 8 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Porters Generic Marketing Strategy
    • Add your answer
  • Q2. Extempore Pitch to position a product differentially in the Market
  • Ans. 

    Our product is the only one in the market that offers a unique combination of features and benefits.

    • Our product is designed to solve a specific problem that no other product in the market can solve.

    • Our product offers a unique combination of features and benefits that are not available in any other product.

    • Our product is backed by extensive research and development, ensuring that it is the most effective solution in the...

    • Answered by AI
    Add your answer
  • Q3. Why MBA, Why Marketing
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - 1.Be confident , Open and Prepared

2.Kindly understand the question and answer relating with some of the concepts you have studied

Ppfas Mutual Fund Interview FAQs

How many rounds are there in Ppfas Mutual Fund Compliance Manager interview?
Ppfas Mutual Fund interview process usually has 3 rounds. The most common rounds in the Ppfas Mutual Fund interview process are One-on-one Round, Resume Shortlist and Technical.
How to prepare for Ppfas Mutual Fund Compliance Manager interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Ppfas Mutual Fund. The most common topics and skills that interviewers at Ppfas Mutual Fund expect are Auditing, Companies Act, Compliance Management, FEMA and Legal Compliance.
What are the top questions asked in Ppfas Mutual Fund Compliance Manager interview?

Some of the top questions asked at the Ppfas Mutual Fund Compliance Manager interview -

  1. Any research conducted by you on circular implementat...read more
  2. The latest SEBI circular and it's implementat...read more

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Ppfas Mutual Fund Compliance Manager Interview Process

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Interview experience

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