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Ppfas Mutual Fund Compliance Manager Interview Questions and Answers

Updated 4 May 2023

Ppfas Mutual Fund Compliance Manager Interview Experiences

1 interview found

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Recruitment Consulltant and was interviewed in Nov 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. The latest SEBI circular and it's implementation
  • Ans. 

    SEBI circular on compliance and its implementation

    • SEBI issued a circular on 8th April 2021 regarding compliance requirements for Portfolio Managers

    • The circular mandates the implementation of a comprehensive compliance framework

    • It also requires the appointment of a dedicated compliance officer

    • Portfolio Managers need to ensure compliance with the circular by 30th June 2021

  • Answered by AI
Round 3 - One-on-one 

(1 Question)

  • Q1. Any research conducted by you on circular implementation
  • Ans. 

    Yes, I have conducted research on circular implementation.

    • I have researched various circular economy models and their implementation in different industries.

    • I have analyzed the benefits and challenges of circular implementation for businesses and society.

    • I have also studied the policy frameworks and regulations related to circular economy.

    • For example, I have researched the circular implementation of waste management in...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Be through with SEBI regulations and other relevant acts. Summary your journey to highlight your keep strengthens

Skills evaluated in this interview

Interview questions from similar companies

I applied via Referral and was interviewed before Apr 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Technical questions on eloqua, email marketing

Interview Preparation Tips

Interview preparation tips for other job seekers - Be comfident while answering

I applied via Recruitment Consultant and was interviewed before Nov 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. PI questions and related to my previous experience.

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be confident in every interview , you will see the difference. Because key to crack any interview is how confident you are while answering interview's questions.

SO JUST BE CONFIDENT WHAT YOU SPEAK.

I applied via Recruitment Consultant and was interviewed in Dec 2020. There was 1 interview round.

Interview Questionnaire 

1 Question

  • Q1. Most questions from your resume..consultant will be for specific domain so more questions on that

Interview Preparation Tips

Interview preparation tips for other job seekers - Do a good homework on your resume.

I applied via Referral and was interviewed before Jun 2021. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Situation Based Basic formulas rolls and responsibilities

Interview Preparation Tips

Interview preparation tips for other job seekers - Great leadership team to work with, Good learning,

Interview Questionnaire 

1 Question

  • Q1. About previous experience

Interview Preparation Tips

Interview preparation tips for other job seekers - its really good company for fresher and as well as for professional experienced employes

I applied via Naukri.com and was interviewed before Sep 2020. There were 4 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Questions were asked on standard tables, pricing procedure, credit management, STO, 3rd Party process, Inter company sales, enhancements, availability check etc.

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well on standard SD topics and explain the work you have done in your previous projects

I applied via Naukri.com and was interviewed before Sep 2020. There were 5 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Questions were related to MS Exchange and O365.

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and Technically sound.

Interview Questionnaire 

1 Question

  • Q1. I got selected for team lead/consultant i have received candidature login, but still im waiting to release offer letter. My recruiter isnot responding since last 20 days.

I applied via Referral and was interviewed in Jan 2021. There were 3 interview rounds.

Interview Questionnaire 

2 Questions

  • Q1. Basics of Middleware
  • Q2. Everything you are doing as a routine and your tasks tell them and with confidence

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and never loose hope

Ppfas Mutual Fund Interview FAQs

How many rounds are there in Ppfas Mutual Fund Compliance Manager interview?
Ppfas Mutual Fund interview process usually has 3 rounds. The most common rounds in the Ppfas Mutual Fund interview process are Resume Shortlist, Technical and One-on-one Round.
How to prepare for Ppfas Mutual Fund Compliance Manager interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Ppfas Mutual Fund. The most common topics and skills that interviewers at Ppfas Mutual Fund expect are Auditing, Companies Act, Compliance Management, FEMA and Legal Compliance.
What are the top questions asked in Ppfas Mutual Fund Compliance Manager interview?

Some of the top questions asked at the Ppfas Mutual Fund Compliance Manager interview -

  1. Any research conducted by you on circular implementat...read more
  2. The latest SEBI circular and it's implementat...read more

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Ppfas Mutual Fund Compliance Manager Interview Process

based on 1 interview

Interview experience

3
  
Average
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