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Ppfas Mutual Fund Compliance Manager Interview Questions and Answers
Updated
4 May 2023
1 interview found
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Anonymous
Interview experience
Average
Difficulty level
Moderate
Duration
Less than 2 weeks
Result
Not Selected
I applied via Recruitment Consulltant and was interviewed in Nov 2022.
3 Interview Rounds
1
Resume Shortlist Round
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
2
Technical Round (1 Question)
- Q1. The latest SEBI circular and it's implementation View Answers (1)
3
One-on-one Round (1 Question)
- Q1. Any research conducted by you on circular implementation View Answers (1)
Interview Preparation Tips
Interview preparation tips for other job seekers - Be through with SEBI regulations and other relevant acts. Summary your journey to highlight your keep strengthens
Skills evaluated in this interview
Top trending discussions
View All
Interview Tips & Stories
2w (edited)
a consultant
Alternate documents for Employee verification?
My new employer asked for my previous offer letters and salary slips. When I inquired, they said it was for background verification.
However, I feel that providing these documents might affect salary negotiations, and it feels a bit unethical too.
What alternative documents can I provide for employment verification?
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Interview questions from similar companies
HIMANSHU LOHAR
Interview experience
Excellent
Difficulty level
-
Duration
-
Result
-
2 Interview Rounds
1
HR Round (1 Question)
- Q1. Introduce yourself View Answers (1)
2
Behavioral Round (2 Questions)
- Q1. The number of requests received on a daily basis View Answers (1)
- Q2. How did you handle View Answers (1)
Interview experience
Poor
Difficulty level
Moderate
Duration
Less than 2 weeks
Result
No response
I applied via Recruitment Consulltant and was interviewed in May 2024.
1 Interview Round
1
One-on-one Round (2 Questions)
- Q1. What do you mean by compliance? View Answers (1)
- Q2. What is the importance of compliance in an organisation View Answers (1)
Fahad Parvez
Interview experience
Excellent
Difficulty level
-
Duration
-
Result
-
2 Interview Rounds
1
One-on-one Round (1 Question)
- Q1. Introduction about the profile Add Answer
2
One-on-one Round (1 Question)
- Q1. Introduction about profile Add Answer
Interview experience
Good
Difficulty level
Moderate
Duration
Less than 2 weeks
Result
-
I applied via Company Website and was interviewed in May 2024.
3 Interview Rounds
1
HR Round (3 Questions)
- Q1. Introduce yourself View Answers (1)
- Q2. Where do you see yourself in the next five years View Answers (1)
- Q3. Behavioral questions Add Answer
2
Aptitude Test Round
Versant writing test
3
HR Round (2 Questions)
- Q1. Introduce yourself View Answers (1)
- Q2. Behavioral questions Add Answer
Interview experience
Poor
Difficulty level
-
Duration
-
Result
-
1 Interview Round
1
One-on-one Round (2 Questions)
- Q1. Where do you see yourself in 2 years Add Answer
- Q2. Being successful Add Answer
Interview experience
Good
Difficulty level
-
Duration
-
Result
-
2 Interview Rounds
1
One-on-one Round (1 Question)
- Q1. Indroduction and work experience Add Answer
2
One-on-one Round (1 Question)
- Q1. Related to work experience KYC and AML Add Answer
Interview experience
Average
Difficulty level
-
Duration
-
Result
-
4 Interview Rounds
1
Resume Shortlist Round
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
2
Aptitude Test Round
Lr, quant, eng comp. test was online
3
Group Discussion Round
Topic was related to insider trading
4
Technical Round (2 Questions)
- Q1. Open and close ended mutual funds Add Answer
- Q2. Asked about the company's history and its operations Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - cover basic finance and have working knowledge about all topics
Interview experience
Good
Difficulty level
Hard
Duration
Less than 2 weeks
Result
Selected
I applied via Naukri.com and was interviewed before Apr 2023.
5 Interview Rounds
1
Technical Round (1 Question)
- Q1. Domains worked on View Answers (1)
2
Technical Round (1 Question)
- Q1. ISO controls and issues handled View Answers (1)
3
Technical Round (1 Question)
- Q1. ISO implementation Add Answer
4
One-on-one Round (1 Question)
- Q1. Role and responsibilities handled in previous organisation Add Answer
5
HR Round (1 Question)
- Q1. Salary and location Add Answer
Skills evaluated in this interview
I applied via Walk-in and was interviewed before Nov 2021.
5 Interview Rounds
1
Resume Shortlist Round
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
2
Group Discussion Round
You need to speak in English fluently as much as you can infront of 30-40 peopleon a topic
3
Assignment Round
Versant English communication Test
4
HR Round (3 Questions)
- Q1. They will ask you about the job profile you have applied for, hence knowing th in and out of the job description is important. Add Answer
- Q2. Where you see yourself after 5 years Add Answer
- Q3. Negative side of yours Add Answer
5
HR Round (2 Questions)
- Q1. Your Salary expectations, how much hike are you looking for? Add Answer
- Q2. Are you open for rotational shift? Add Answer
Interview Preparation Tips
Interview preparation tips for other job seekers - Be yourself and be positive, say the diplomatic answer when it comes to salary expectations, say as per industry standards, never say any figure.
Ppfas Mutual Fund Interview FAQs
How many rounds are there in Ppfas Mutual Fund Compliance Manager interview?
Ppfas Mutual Fund interview process usually has 3 rounds. The most common rounds in the Ppfas Mutual Fund interview process are Resume Shortlist, Technical and One-on-one Round.
How to prepare for Ppfas Mutual Fund Compliance Manager interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Ppfas Mutual Fund. The most common topics and skills that interviewers at Ppfas Mutual Fund expect are Auditing, Companies Act, Compliance Management, FEMA and Legal Compliance.
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