Nuvama Wealth Management Senior Manager Interview Questions and Answers

Q1. GRC experience and work experience in the domain?
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Q2. Previous projects and cloud experience?
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Q1. Experience in GRC domain
Ans. 
I have extensive experience in the GRC domain.
• I have worked on implementing GRC frameworks for various clients.

• I have conducted risk assessments and developed risk management plans.

• I have experience in compliance management and regulatory requirements.

• I have worked on developing policies and procedures for information security.

• I have conducted audits and provided recommendations for improvement.

• I have experience in imp...read more
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Q2. Risk management and TPRM Experience, if any
Ans. 
Yes, I have extensive experience in risk management and TPRM.
• I have developed and implemented risk management frameworks for various organizations.

• I have conducted risk assessments and identified potential risks and vulnerabilities.

• I have experience in third-party risk management and have worked with vendors to ensure compliance with security standards.

• I have also developed and implemented incident response plans to mi...read more
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Q3. Cloud audit and risk experience?
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Q1. Why SBI Card and reason for change?
Ans. 
SBI Card is a leading player in the credit card industry with a strong brand reputation and growth potential.
• SBI Card has a proven track record of success and growth in the credit card industry

• The company has a strong brand reputation and is well-respected in the market

• There is significant potential for further growth and expansion in the industry

• I am excited about the opportunity to contribute to the continued success
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Q1. Be aware of Market info on lending
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Q1. General discussion only
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Q1. Adhar housing financ
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Q1. Aadhar housing financ
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Q1. Adhar housing financ
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Q1. Aadhar housing financ
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Q1. Aadhar housing financ
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Q1. Aadhar housing financ
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Q1. Adhar housing financ
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Q1. Aadhar housing financ
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Q1. Adhar housing financ
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Q1. Adhar housing financ
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Q1. Aadhar housing financ
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Q1. Adhar housing financ
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Q1. What are the fundamental concepts of JavaScript that were discussed during the interview?
Ans. 
Fundamental concepts of JavaScript discussed in the interview
• Data types in JavaScript (string, number, boolean, object, array)

• Functions and scope in JavaScript

• DOM manipulation and event handling

• Asynchronous programming with callbacks, promises, and async/await

• Object-oriented programming concepts in JavaScript
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Leadership creater, good tutore

Very good tutore...learn very well

Q1. What is full name kyc
Ans. 
KYC stands for Know Your Customer, a process used by financial institutions to verify the identity of their clients.
• KYC is a regulatory requirement to prevent money laundering and fraud.

• It involves collecting personal information such as name, address, and identification documents.

• KYC also includes verifying the source of funds and assessing the risk associated with a client.

• Examples of KYC documents include passport,
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Q2. What is full name amc
Ans. 
AMC stands for Asset Management Company, which is a company that invests pooled funds from clients into securities.
• AMC stands for Asset Management Company

• AMCs manage pooled funds from clients

• AMCs invest these funds into securities for clients

• Examples: BlackRock, Vanguard, Fidelity
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Coding test is good for us

Q1. What is salary deduction
Ans. 
Salary deduction is the amount of money taken out of an employee's paycheck for various reasons such as taxes, benefits, or loan repayments.
• Salary deduction is a common practice in payroll where a portion of an employee's salary is withheld for various purposes.

• Examples of salary deductions include income tax, social security contributions, health insurance premiums, retirement savings, and loan repayments.

• Employers ar...read more
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Q2. What is name of pf
Ans. 
The name of PF refers to the Provident Fund, a retirement savings scheme in India.
• PF stands for Provident Fund

• It is a retirement savings scheme in India

• Employers and employees contribute to the fund

• The fund is managed by the Employees' Provident Fund Organisation (EPFO)
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Group discussion is good,we play many role

We play good role...as customer Ane wonder staff.

Case study we play role

Q1. Our technical team is good
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Q2. What is technical sheet
Ans. 
A technical sheet is a document that provides detailed information about a product or service.
• Contains specifications, features, and technical details of the product or service

• May include diagrams, charts, or graphs to illustrate information

• Used by sales teams, engineers, and customers to understand the product better
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Assignment is good for us

Group discussion with costomer and staff

Q1. Wonder HR is very helpful
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Q1. Moderate level questions on sql
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Q2. Moderate level questions on python
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Q1. Asked question on resume projects
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Q1. L1 technical basic C#
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Q1. L2 technical basic and advance
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Q1. Salary discussion
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Q1. Walk me through your resume.
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Q2. What are the recent updates/circulars with regards to reportings by the exchanges.
Ans. 
Exchanges have recently issued circulars on new reporting requirements.
• SEBI has mandated exchanges to provide daily reports on client funding and margin obligations.

• Exchanges have introduced new reporting formats for trade data and risk management.

• Recent circulars require exchanges to report on compliance with margin requirements and client position limits.
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Q3. What is the process of settlement of funds of a client.
Ans. 
The process of settlement of funds involves transferring funds from the client's account to the designated recipient.
• Client initiates a request for fund settlement

• Verification of the request and available funds

• Transfer of funds to the designated recipient

• Confirmation of successful settlement

• Record keeping of the transaction
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Q4. What is the process that occurs at stockbrokers' end when an order is placed in the stock market.
Ans. 
Stockbrokers process orders by routing them through various systems and exchanges to execute trades on behalf of clients.
• When an order is placed, it is first entered into the broker's order management system.

• The order is then routed to the appropriate exchange or trading venue based on factors like price, liquidity, and speed of execution.

• The exchange matches the buy and sell orders, and the trade is executed.

• Confirmat...read more
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Q1. What was the biggest achievement in your previous job?
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Q2. Have you ever managed any client independently?
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