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ICICI Securities Internal Auditor Interview Questions and Answers

Updated 12 Dec 2024

ICICI Securities Internal Auditor Interview Experiences

1 interview found

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Jun 2024. There was 1 interview round.

Round 1 - Technical 

(1 Question)

  • Q1. What information do you have regarding SEBI circulars?
  • Ans. 

    SEBI circulars are regulatory guidelines issued by the Securities and Exchange Board of India.

    • SEBI circulars are regulatory guidelines issued by the Securities and Exchange Board of India to ensure compliance and transparency in the securities market.

    • These circulars cover a wide range of topics including disclosure requirements, investor protection, market conduct, and regulatory compliance.

    • SEBI circulars are important...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - A suitable company to begin your career.

Interview questions from similar companies

I applied via Naukri.com and was interviewed before Nov 2019. There were 5 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Pls explain withholding tax law in Singapore
  • Ans. 

    Withholding tax is a tax deducted at source from payments made to non-residents for services rendered in Singapore.

    • Withholding tax rate is typically 15% but can vary depending on the type of payment and the tax treaty between Singapore and the non-resident's country

    • Payments subject to withholding tax include royalties, interest, technical services, and director's fees

    • The payer is responsible for withholding the tax and...

  • Answered by AI
  • Q2. Please explain PIC benefits in Singapore
  • Ans. 

    PIC benefits are tax incentives provided by the Singapore government to encourage businesses to invest in productivity and innovation.

    • PIC stands for Productivity and Innovation Credit

    • It provides tax deductions or cash payouts for qualifying expenses in areas such as research and development, automation, and employee training

    • The scheme has been replaced by the Enterprise Development Grant (EDG) and the Enhanced-Tier Inc...

  • Answered by AI
  • Q3. Explain 1 tax litigation handled by you in the past

Interview Preparation Tips

Interview preparation tips for other job seekers - Be perfect with your technical knowledge. Be confident while answering questions

Interview Questionnaire 

4 Questions

  • Q1. 3 Biggest Achievements
  • Ans. 

    Increased sales revenue, implemented cost-saving measures, led successful team projects.

    • Increased sales revenue by 25% through strategic marketing campaigns

    • Implemented cost-saving measures resulting in a 15% reduction in expenses

    • Led successful team projects resulting in improved productivity and customer satisfaction

  • Answered by AI
  • Q2. 3 biggest failures
  • Ans. 

    Failed to meet sales targets, poor communication with team, missed project deadline

    • Failed to meet sales targets despite efforts to increase marketing and promotions

    • Poor communication with team led to misunderstandings and delays in project completion

    • Missed project deadline due to underestimating the scope of work and lack of proper planning

  • Answered by AI
  • Q3. Describe a day in your current role
  • Q4. Technical questions
Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(2 Questions)

  • Q1. About DB schema design
  • Q2. Design patterns you have used
  • Ans. 

    I have used design patterns such as Singleton, Factory, and Observer in my projects.

    • Singleton pattern ensures a class has only one instance and provides a global point of access to it.

    • Factory pattern creates objects without specifying the exact class of object that will be created.

    • Observer pattern defines a one-to-many dependency between objects so that when one object changes state, all its dependents are notified and

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - I like the way i was interviewd

Skills evaluated in this interview

Senior Manager Interview Questions & Answers

Angel One user image Vipul K Parmar /Risk and Surveillance/ABL

posted on 29 Jul 2024

Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(2 Questions)

  • Q1. Risk & Surveillance related question.
  • Q2. Rms process related questions.

Interview Preparation Tips

Interview preparation tips for other job seekers - Be prepare for anything. Practice mindfulness.
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
6-8 weeks
Result
Selected Selected

I applied via Recruitment Consulltant and was interviewed in Jan 2023. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(1 Question)

  • Q1. What was my current CTC
Round 3 - One-on-one 

(1 Question)

  • Q1. How much is my book size
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I was interviewed in Dec 2024.

Round 1 - One-on-one 

(5 Questions)

  • Q1. Recently what job are you doing and what r u responsibilities
  • Ans. 

    I am currently working as a Project Manager at XYZ Company, overseeing the planning, execution, and closing of various projects.

    • Leading a team of project coordinators and specialists

    • Developing project plans and timelines

    • Monitoring project progress and ensuring deadlines are met

    • Communicating with stakeholders to provide updates and address concerns

  • Answered by AI
  • Q2. And how much client base can you bring with u
  • Ans. 

    I have a strong client base built over 10 years in the industry, including key accounts in the finance and technology sectors.

    • I have successfully managed and grown client relationships in my previous roles.

    • I have a track record of bringing in new clients through networking and referrals.

    • I have experience working with clients in various industries, including finance and technology.

    • I can provide specific examples of key

  • Answered by AI
  • Q3. If u joined the company what steps will u take for company growth
  • Ans. 

    I would focus on implementing strategic initiatives, optimizing operations, and fostering innovation to drive company growth.

    • Develop and execute a comprehensive growth strategy

    • Identify new market opportunities and expand customer base

    • Streamline operations to improve efficiency and reduce costs

    • Invest in research and development to drive innovation

    • Build strong partnerships and collaborations to enhance growth potential

  • Answered by AI
  • Q4. And what is ur future goal and what r u doing for it
  • Ans. 

    My future goal is to become a Vice President in the company. I am currently working on developing my leadership skills and expanding my network.

    • Continuously seeking opportunities for professional development and growth

    • Building strong relationships with key stakeholders within the company

    • Taking on additional responsibilities to showcase my leadership abilities

  • Answered by AI
  • Q5. What r your strengths and weakness
  • Ans. 

    My strengths include strong leadership skills and strategic thinking. My weakness is that I can be overly critical of myself.

    • Strengths: strong leadership skills

    • Strengths: strategic thinking

    • Weakness: overly critical of myself

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Whatever ans u give should be true ,if u speak the true then ur confidence level will increase automatically.
Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-

I applied via Company Website and was interviewed before May 2023. There were 3 interview rounds.

Round 1 - Coding Test 

Basic coding based on job profile

Round 2 - Technical 

(1 Question)

  • Q1. More about project
Round 3 - HR 

(1 Question)

  • Q1. Salary negotiation
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed before Feb 2023. There were 2 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Like basic tableau and sql
Round 2 - Case Study 

Based on sql queries

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Recruitment Consulltant and was interviewed in Nov 2024. There was 1 interview round.

Round 1 - One-on-one 

(5 Questions)

  • Q1. Tell me about yourself.
  • Ans. 

    Experienced internal auditor with a background in finance and risk management.

    • Over 5 years of experience in internal auditing

    • Strong background in finance and risk management

    • Skilled in conducting audits, identifying risks, and implementing controls

    • Proficient in analyzing financial data and preparing reports

    • Excellent communication and interpersonal skills

  • Answered by AI
  • Q2. Family background
  • Q3. What activities did you engage in during your articleship?
  • Ans. 

    During my articleship, I engaged in various activities such as auditing financial statements, conducting internal control reviews, and assisting in risk assessment.

    • Auditing financial statements

    • Conducting internal control reviews

    • Assisting in risk assessment

  • Answered by AI
  • Q4. What is the process of conducting an internal audit?
  • Ans. 

    The process of conducting an internal audit involves planning, executing, reporting, and follow-up.

    • Plan the audit by defining objectives, scope, and methodology.

    • Gather relevant data and evidence through interviews, document reviews, and observations.

    • Analyze the data to identify risks, control weaknesses, and areas for improvement.

    • Report findings to management and recommend corrective actions.

    • Follow up on implementation...

  • Answered by AI
  • Q5. What is the difference between internal and statutory audits?
  • Ans. 

    Internal audits are conducted by internal staff to evaluate and improve the effectiveness of risk management, control, and governance processes within an organization, while statutory audits are required by law and are conducted by external auditors to ensure compliance with financial reporting standards.

    • Internal audits are conducted by internal staff, while statutory audits are conducted by external auditors.

    • Internal ...

  • Answered by AI

ICICI Securities Interview FAQs

How many rounds are there in ICICI Securities Internal Auditor interview?
ICICI Securities interview process usually has 1 rounds. The most common rounds in the ICICI Securities interview process are Technical.

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ICICI Securities Internal Auditor Interview Process

based on 1 interview

Interview experience

5
  
Excellent
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