ICICI Securities Internal Auditor Interview Questions and Answers

Q1. About DB schema design
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Q2. Design patterns you have used
Ans. 
I have used design patterns such as Singleton, Factory, and Observer in my projects.
• Singleton pattern ensures a class has only one instance and provides a global point of access to it.

• Factory pattern creates objects without specifying the exact class of object that will be created.

• Observer pattern defines a one-to-many dependency between objects so that when one object changes state, all its dependents are notified and
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Q1. Risk & Surveillance related question.
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Q2. Rms process related questions.
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Q1. What was my current CTC
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Q1. How much is my book size
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Q1. Recently what job are you doing and what r u responsibilities
Ans. 
I am currently working as a Project Manager at XYZ Company, overseeing the planning, execution, and closing of various projects.
• Leading a team of project coordinators and specialists

• Developing project plans and timelines

• Monitoring project progress and ensuring deadlines are met

• Communicating with stakeholders to provide updates and address concerns
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Q2. And how much client base can you bring with u
Ans. 
I have a strong client base built over 10 years in the industry, including key accounts in the finance and technology sectors.
• I have successfully managed and grown client relationships in my previous roles.

• I have a track record of bringing in new clients through networking and referrals.

• I have experience working with clients in various industries, including finance and technology.

• I can provide specific examples of key
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Q3. If u joined the company what steps will u take for company growth
Ans. 
I would focus on implementing strategic initiatives, optimizing operations, and fostering innovation to drive company growth.
• Develop and execute a comprehensive growth strategy

• Identify new market opportunities and expand customer base

• Streamline operations to improve efficiency and reduce costs

• Invest in research and development to drive innovation

• Build strong partnerships and collaborations to enhance growth potential
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Q4. And what is ur future goal and what r u doing for it
Ans. 
My future goal is to become a Vice President in the company. I am currently working on developing my leadership skills and expanding my network.
• Continuously seeking opportunities for professional development and growth

• Building strong relationships with key stakeholders within the company

• Taking on additional responsibilities to showcase my leadership abilities
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Q5. What r your strengths and weakness
Ans. 
My strengths include strong leadership skills and strategic thinking. My weakness is that I can be overly critical of myself.
• Strengths: strong leadership skills

• Strengths: strategic thinking

• Weakness: overly critical of myself
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Basic coding based on job profile

Q1. More about project
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Q1. Salary negotiation
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Q1. Like basic tableau and sql
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Based on sql queries

Q1. Tell me about yourself.
Ans. 
Experienced internal auditor with a background in finance and risk management.
• Over 5 years of experience in internal auditing

• Strong background in finance and risk management

• Skilled in conducting audits, identifying risks, and implementing controls

• Proficient in analyzing financial data and preparing reports

• Excellent communication and interpersonal skills
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Q2. Family background
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Q3. What activities did you engage in during your articleship?
Ans. 
During my articleship, I engaged in various activities such as auditing financial statements, conducting internal control reviews, and assisting in risk assessment.
• Auditing financial statements

• Conducting internal control reviews

• Assisting in risk assessment
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Q4. What is the process of conducting an internal audit?
Ans. 
The process of conducting an internal audit involves planning, executing, reporting, and follow-up.
• Plan the audit by defining objectives, scope, and methodology.

• Gather relevant data and evidence through interviews, document reviews, and observations.

• Analyze the data to identify risks, control weaknesses, and areas for improvement.

• Report findings to management and recommend corrective actions.

• Follow up on implementation...read more
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Q5. What is the difference between internal and statutory audits?
Ans. 
Internal audits are conducted by internal staff to evaluate and improve the effectiveness of risk management, control, and governance processes within an organization, while statutory audits are required by law and are conducted by external auditors to ensure compliance with financial reporting standards.
• Internal audits are conducted by internal staff, while statutory audits are conducted by external auditors.

• Internal ...read more
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