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CES Compliance Executive Interview Questions and Answers

Updated 15 Jun 2023

CES Compliance Executive Interview Experiences

1 interview found

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed in May 2023. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(4 Questions)

  • Q1. What is previous roles and responsibilities?
  • Q2. How can you conduct an internal audit?
  • Ans. 

    Internal audits can be conducted by following a systematic process to review and evaluate a company's operations, controls, and processes.

    • Develop an audit plan outlining the objectives, scope, and methodology of the audit.

    • Gather relevant documentation and data to analyze.

    • Interview key personnel to understand processes and controls in place.

    • Perform testing to assess compliance with policies and regulations.

    • Document find...

  • Answered by AI
  • Q3. How can you handle non compliance observation?
  • Ans. 

    Handle non compliance observations by addressing root causes, implementing corrective actions, and monitoring for future compliance.

    • Investigate the root cause of the non compliance observation

    • Develop and implement corrective actions to address the issue

    • Train employees on compliance procedures to prevent future occurrences

    • Regularly monitor and audit for compliance to ensure ongoing adherence

    • Maintain open communication w...

  • Answered by AI
  • Q4. What are your long term and short term goals?
Round 3 - Culture Fit Round 

(2 Questions)

  • Q1. How an external audit takes place?
  • Ans. 

    External audits are conducted by independent third-party firms to review an organization's financial statements and internal controls.

    • External audits are typically scheduled in advance and involve the auditors examining the organization's financial records, transactions, and processes.

    • Auditors will assess the accuracy and completeness of the financial statements, as well as the effectiveness of internal controls in pla...

  • Answered by AI
  • Q2. And few scenario based questions based on previous roles and common topics, this all to assess how long an employee gonna travel with and how will be their work style.

Interview Preparation Tips

Topics to prepare for CES Compliance Executive interview:
  • ISO 27001
  • Information Security Management
Interview preparation tips for other job seekers - If your are interested towards information security then have a technical knowledge on framework policy and control. And interpersonal & communication skill is most important thing for this job.

Interview questions from similar companies

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Mar 2024. There were 3 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Average difficult level and covered everything from basics
Round 2 - Behavioral 

(1 Question)

  • Q1. It was very friendly discussion to test our communications skills and team handling activities etc
Round 3 - Technical 

(1 Question)

  • Q1. Again technical round to cover scenario based questions

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well, Be confident

Interview Questionnaire 

1 Question

  • Q1. The interview revolved around the case solution presentation

Interview Preparation Tips

Interview preparation tips for other job seekers - Be sure of whatever analysis you’ve done with the case provided. The entire case discussion round will revolve around your findings. More than the solution, your sound reasoning ability and communication skills will be tested. There were some mistakes which I noticed while presenting the solution but was able to explain what went wrong as I laid out the core approach right from the start.
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I was interviewed before Jan 2024.

Round 1 - Case Study 

It was related to a Food & Beverage Industry Data

Interview Preparation Tips

Interview preparation tips for other job seekers - Be Confident and attentive
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed before Nov 2023. There were 2 interview rounds.

Round 1 - Assignment 

Create a business requirement document

Round 2 - Technical 

(1 Question)

  • Q1. What are the strengths and weakness
  • Ans. 

    Strengths include strong analytical skills and attention to detail. Weaknesses may include difficulty with public speaking and time management.

    • Strengths: strong analytical skills

    • Strengths: attention to detail

    • Weaknesses: difficulty with public speaking

    • Weaknesses: time management

  • Answered by AI

Associate Interview Questions & Answers

CitiusTech user image Kshitija Bagul

posted on 10 Sep 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Campus Placement and was interviewed before Sep 2023. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Explain random forest
  • Ans. 

    Random forest is an ensemble learning method that builds multiple decision trees and merges them to improve accuracy and prevent overfitting.

    • Random forest is a type of ensemble learning method.

    • It builds multiple decision trees during training.

    • Each tree is built using a subset of the training data and a random subset of features.

    • The final prediction is made by averaging the predictions of all the individual trees.

    • Random...

  • Answered by AI
  • Q2. What is boosting
  • Ans. 

    Boosting is a machine learning ensemble technique where multiple weak learners are combined to create a strong learner.

    • Boosting is an iterative process where each weak learner is trained based on the errors of the previous learners.

    • Examples of boosting algorithms include AdaBoost, Gradient Boosting, and XGBoost.

    • Boosting is used to improve the accuracy of models and reduce bias and variance.

  • Answered by AI

Skills evaluated in this interview

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
2-4 weeks
Result
Selected Selected

I was interviewed before Feb 2024.

Round 1 - Assignment 

Basic speaking test, english

Round 2 - Technical 

(1 Question)

  • Q1. What is your analysis of the graphs?
  • Ans. 

    The graphs show a steady increase in sales over the past year.

    • Sales have been consistently rising month over month.

    • There was a significant spike in sales during the holiday season.

    • The overall trend is positive and indicates growth in the business.

  • Answered by AI
Round 3 - HR 

(1 Question)

  • Q1. Org fit check questions
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Nov 2024. There were 2 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Java basic coding
Round 2 - One-on-one 

(1 Question)

  • Q1. Behavioral questions

Executive Interview Questions & Answers

Sony user image jignesh dabhi

posted on 14 Jun 2024

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(3 Questions)

  • Q1. Tell me about your self.
  • Q2. General basic questions and about experience and expertise.
  • Q3. Confirmed company policy and terms of work.

Interview Preparation Tips

Interview preparation tips for other job seekers - Be normal at interview, and give genuine answers as actually you knows about it.

Interview Questionnaire 

14 Questions

  • Q1. 1What is a reconciliation ? and reconciliation types?
  • Ans. 

    Reconciliation is the process of comparing two sets of records to ensure their accuracy and consistency.

    • Reconciliation is a financial term used to verify and match transactions between two accounts or statements.

    • It helps identify discrepancies, errors, or missing entries in the records.

    • Types of reconciliation include bank reconciliation, account reconciliation, and intercompany reconciliation.

    • Bank reconciliation involv...

  • Answered by AI
  • Q2. What is a bank reconciliation?
  • Ans. 

    Bank reconciliation is the process of comparing a company's bank statement with its own financial records.

    • It helps to identify any discrepancies between the two records.

    • It ensures that all transactions are accurately recorded in the company's books.

    • It involves matching the transactions on the bank statement with the transactions in the company's accounting system.

    • Any differences between the two records are investigated...

  • Answered by AI
  • Q3. What is the steps of reconciliation?
  • Ans. 

    Reconciliation involves identifying and resolving differences between two parties.

    • Identify the differences between the parties involved

    • Communicate with the other party to understand their perspective

    • Find common ground and negotiate a solution

    • Agree on a plan of action to move forward

    • Follow up to ensure the plan is being implemented and effective

  • Answered by AI
  • Q4. What is accounts? What is important of accounts?
  • Ans. 

    Accounts refer to financial records that track the flow of money in and out of a business. They are important for financial management.

    • Accounts are used to track financial transactions such as sales, expenses, and payments.

    • They help businesses keep track of their financial health and make informed decisions.

    • Accounts are important for tax purposes and for meeting legal requirements.

    • Examples of accounts include cash, acc...

  • Answered by AI
  • Q5. What about Bank reconciliation?
  • Ans. 

    Bank reconciliation is the process of comparing a company's financial records with those of its bank to ensure accuracy.

    • Bank reconciliation involves matching transactions in a company's accounting records with those in its bank statement.

    • Any discrepancies are identified and investigated, such as outstanding checks or deposits in transit.

    • The goal is to ensure that the company's cash balance in its accounting records mat...

  • Answered by AI
  • Q6. What about ATM reconciliation?
  • Ans. 

    ATM reconciliation is the process of ensuring that the amount of cash in an ATM matches the amount recorded in the bank's books.

    • ATM reconciliation involves comparing the cash dispensed by the ATM with the transactions recorded in the bank's system.

    • Any discrepancies are investigated and resolved to ensure that the ATM balance matches the bank's balance.

    • ATM reconciliation is typically done on a daily basis to ensure accu...

  • Answered by AI
  • Q7. What is error transaction..
  • Ans. 

    Error transaction refers to a failed or incorrect transaction that did not complete successfully.

    • It can occur due to various reasons such as insufficient funds, incorrect account details, technical issues, etc.

    • Error transactions can result in loss of money or delay in processing.

    • Examples include failed ATM withdrawals, declined credit card payments, and unsuccessful online transfers.

  • Answered by AI
  • Q8. How to retified the error transaction..
  • Ans. 

    Error transactions can be rectified by identifying the cause and taking appropriate corrective actions.

    • Identify the cause of the error transaction

    • Determine the appropriate corrective action

    • Implement the corrective action

    • Ensure the error transaction is properly documented for future reference

  • Answered by AI
  • Q9. Cash flow and fund flow statement.
  • Q10. Accounts payable
  • Q11. Accounts receivable
  • Q12. Accounts Basic entry details.
  • Q13. Balance sheet details
  • Q14. Communicate the customer.
  • Ans. 

    Communicating with customers is crucial for understanding their needs and providing excellent service.

    • Listen actively to their concerns and feedback

    • Use clear and concise language to avoid confusion

    • Be empathetic and understanding of their perspective

    • Provide timely and effective solutions to their problems

    • Follow up to ensure their satisfaction and loyalty

  • Answered by AI

CES Interview FAQs

How many rounds are there in CES Compliance Executive interview?
CES interview process usually has 3 rounds. The most common rounds in the CES interview process are Resume Shortlist and Technical.
What are the top questions asked in CES Compliance Executive interview?

Some of the top questions asked at the CES Compliance Executive interview -

  1. How can you handle non compliance observati...read more
  2. How can you conduct an internal aud...read more
  3. How an external audit takes pla...read more

Tell us how to improve this page.

CES Compliance Executive Interview Process

based on 1 interview

Interview experience

5
  
Excellent
View more

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