AmbitionBox
Interview Questions
- Reviews
- Salaries
- Interview Questions
- About Company
- Benefits
- Jobs
- Office Photos
- Community
Add office photos
Filter interviews by
Broadridge Financial Solutions Financial Analyst Interview Questions, Process, and Tips
Top Broadridge Financial Solutions Financial Analyst Interview Questions and Answers
- Q1. What are the various line items in a balance sheet and P&L a/c?
- Q2. explain about various financial instruments like equity, derivatives, bonds, preference shares etc,..?
- Q3. What are corporate actions and different type of corporate actions?
Broadridge Financial Solutions Financial Analyst Interview Experiences
2 interviews found
Anonymous
I applied via Recruitment Consultant and was interviewed before May 2020. There were 4 interview rounds.
Interview Questionnaire
6 Questions
- Q1. What is trade life cycle?
- Ans.
Trade life cycle refers to the stages involved in a trade from initiation to settlement.
The trade life cycle includes trade initiation, trade execution, trade confirmation, trade settlement, and trade accounting.
Trade initiation involves the decision to buy or sell securities and the selection of a broker.
Trade execution involves the actual buying or selling of securities.
Trade confirmation involves verifying the detai...
- Q2. What are the various line items in a balance sheet and P&L a/c?
- Ans.
A balance sheet includes assets, liabilities, and equity. A P&L a/c includes revenue, expenses, and net income/loss.
Balance sheet line items: assets (cash, accounts receivable, inventory, property), liabilities (accounts payable, loans), equity (retained earnings, common stock)
P&L a/c line items: revenue (sales, interest income), expenses (cost of goods sold, salaries, rent), net income/loss
Balance sheet and P&L a/c ar...
- Q3. What are corporate actions and different type of corporate actions?
- Ans.
Corporate actions are events initiated by a company that can affect its stock price and shareholders.
Types of corporate actions include stock splits, dividends, mergers and acquisitions, spin-offs, and rights issues.
Stock splits involve dividing existing shares into multiple shares to increase liquidity and affordability.
Dividends are payments made to shareholders from a company's profits.
Mergers and acquisitions invol...
- Q4. Basic questions about excel formulas and functions
- Q5. Explain about various financial instruments like equity, derivatives, bonds, preference shares etc,..?
- Ans.
Financial instruments are assets that can be traded and have a monetary value.
Equity represents ownership in a company and can be bought and sold as stocks.
Derivatives are contracts that derive their value from an underlying asset, such as options and futures.
Bonds are debt securities that represent a loan made by an investor to a borrower, such as a government or corporation.
Preference shares are a type of stock that ...
- Q6. Knowledge about mutual funds is advantage.
Interview Preparation Tips
Selected
I applied via Naukri.com and was interviewed in Feb 2024. There was 1 interview round.
(1 Question)
- Q1. Corporate actions, financial instruments,financial market,Sensex,Nifty, Accounting, research,Financial statement analysis,Ratio analysis
Interview Preparation Tips
Top trending discussions
Interview questions from similar companies
Aarya Kusumbiya
Selected
I applied via LinkedIn and was interviewed before Jun 2023. There were 3 interview rounds.
(2 Questions)
- Q1. Introduction and hobbies
- Q2. Discussion on resume and work experience
Technical and management questions
(1 Question)
- Q1. Panel discussion about SQL , Power Bi
Dorababu Dorababu
Selected
I was interviewed in Sep 2023.
(2 Questions)
- Q1. Tell me about self
- Ans. Good afternoon sir thank you for giving me this opportunity to introduce myself my name is Ganga dorababu pakurthi i am from jaggampeta kakinada district education qualification b com computerrs degree from anku University rajamahendravaram strength i am self-motivated learner punctuality indipendent hard working skills
- Q2. Golden rules of account
- Ans.
Golden rules of account are basic principles that guide the recording of financial transactions.
Debit the receiver, credit the giver
Debit what comes in, credit what goes out
Debit expenses and losses, credit income and gains
Debit assets, credit liabilities and equity
(1 Question)
- Q1. Family background
- Ans. Father and Mather i have one sister
Interview Preparation Tips
(1 Question)
- Q1. Basic info about experiance
Interview Preparation Tips
I was interviewed before Jun 2016.
Interview Preparation Tips
Experience: The test was purely based on Data Interpretation. Every page had 3 charts and 5 objective questions based on those charts. There was severe time constraint in the paper and my selectivity among the questions proved beneficial in clearing the cut-off.
Duration: 1 hour
Total Questions: 30
Round: Case Study Interview
Experience: "Tell me about yourself" was the first question asked to me. I just told him a few things about myself mainly focusing on the financial projects I did. Then he gave me a trivial case study as follows,
"There are two economical classes, Prime and Sub-Prime, and I had to give a Motorcycle loan to one of them. Whom should I give?"
I was supposed to ask him any information that I would require to solve this case study. Whenever I used to get stuck he gave me hints to work upon. And finally, based on the value he gave me I could compare the profit from both the classes. The main thing about the case study was the way of solving it and how interactive was I with the interviewer.
Round: Case Study Interview
Experience: "Capital One reached its customers for new offers through postal mail. They had 2 kinds of postal services, A class and C class. In A Class, if the customer had changed his address then the postal service would update the address on the letter and it would reach the customer at the new address. In C Class, if the address is changed then the customer would not get the mail. I was supposed to tell which one of the postal service was better in two conditions, 1st when no. of mail to be made is fixed and 2nd when amount to be spend in mailing is fixed."
I found this case simpler than the earlier one. I managed to complete the case in just 20 minutes. The interviewer was very impressed with the speed with which I was able to solve the case. It was enough to make me realize that I had made it.
Tips: The main thing that you need to remember in Case Study of this sort is that you need to speak your mind. It helps the interviewer understand the way you are thinking. So if you have made some calculation mistake he wouldn
Selected
I applied via Naukri.com and was interviewed in Mar 2024. There were 2 interview rounds.
(2 Questions)
- Q1. What strategies do you implement while calling
- Ans.
I implement a personalized approach, focus on building rapport, use effective communication skills, and follow up consistently.
Personalize each call based on client's needs and preferences
Build rapport by asking open-ended questions and actively listening
Use effective communication skills such as clear articulation and empathy
Follow up consistently to maintain client engagement and address any concerns
- Q2. Tell me about your past experience
- Ans.
I have over 10 years of experience in financial advising, specializing in retirement planning and investment management.
Worked as a financial advisor at XYZ firm for 5 years
Managed a portfolio of over 100 clients with assets totaling $50 million
Provided personalized retirement planning strategies for high-net-worth individuals
Successfully helped clients achieve their financial goals through strategic investment managem
(2 Questions)
- Q1. What is your Notice period
- Ans.
My notice period is currently one month.
My notice period is one month.
I am required to give one month's notice before leaving my current position.
I have a notice period of one month as per my employment contract.
- Q2. What is your Salary expectation
- Ans.
My salary expectation is based on my experience, qualifications, and the market rate for the position.
Consider my years of experience in the financial industry
Take into account my certifications and qualifications
Research the average salary range for Financial Advisors in this region
Open to negotiation based on benefits package offered
Selected
I was interviewed before Feb 2024.
(2 Questions)
- Q1. Journal entries & Account standards & principles.
- Q2. Debited credited & other expenses, receipts, sales & purchase. Monthly financial report.
Interview Preparation Tips
Selected
I applied via Referral and was interviewed before Feb 2023. There were 3 interview rounds.
(1 Question)
- Q1. Basic Accounting questions
Basic questions based on reasoning
(1 Question)
- Q1. Advanced accounting questions
Deepak
(1 Question)
- Q1. What are your salary expectations?
Interview Preparation Tips
Broadridge Financial Solutions Interview FAQs
Some of the top questions asked at the Broadridge Financial Solutions Financial Analyst interview -
Tell us how to improve this page.
Broadridge Financial Solutions Interviews By Designations
- Broadridge Financial Solutions Process Analyst Interview Questions
- Broadridge Financial Solutions Member Technical Interview Questions
- Broadridge Financial Solutions Analyst Interview Questions
- Broadridge Financial Solutions Senior Member Technical Interview Questions
- Broadridge Financial Solutions Software Engineer Interview Questions
- Broadridge Financial Solutions Software Developer Interview Questions
- Broadridge Financial Solutions Intern Interview Questions
- Broadridge Financial Solutions Senior Process Analyst Interview Questions
- Show more
Interview Questions for Popular Designations
- Financial Associate Interview Questions
- Financial Accountant Interview Questions
- Senior Financial Analyst Interview Questions
- Financial Controller Interview Questions
- Financial Consultant Interview Questions
- Cheif Financial Officer Interview Questions
- Financial Planning Analyst Interview Questions
- Financial Reporting Analyst Interview Questions
- Show more
Broadridge Financial Solutions Financial Analyst Interview Process
based on 1 interview
Interview experience
Financial Analyst Interview Questions from Similar Companies
Fast track your campus placements
Broadridge Financial Solutions Financial Analyst Reviews and Ratings
based on 7 reviews
Rating in categories
|
Process Analyst
1.3k
salaries
|  ₹1.8 L/yr - ₹6 L/yr |
|
Senior Member Technical
1.3k
salaries
| ₹5.4 L/yr - ₹20 L/yr |
|
Member Technical
598
salaries
| ₹3 L/yr - ₹10 L/yr |
|
Technical Lead
585
salaries
| ₹9.6 L/yr - ₹34 L/yr |
|
Senior Process Analyst
579
salaries
| ₹2.2 L/yr - ₹8.5 L/yr |
Fiserv
SS&C TECHNOLOGIES
State Street Corporation
BNY
- Home >
- Interviews >
- Broadridge Financial Solutions Interview Questions >
- Broadridge Financial Solutions Financial Analyst Interview Questions
