Broadridge Financial Solutions Financial Analyst Interview Questions, Process, and Tips

Trade life cycle refers to the stages involved in a trade from initiation to settlement.

• The trade life cycle includes trade initiation, trade execution, trade confirmation, trade settlement, and trade accounting.

• Trade initiation involves the decision to buy or sell securities and the selection of a broker.

• Trade execution involves the actual buying or selling of securities.

• Trade confirmation involves verifying the detai...read more

A balance sheet includes assets, liabilities, and equity. A P&L a/c includes revenue, expenses, and net income/loss.

• Balance sheet line items: assets (cash, accounts receivable, inventory, property), liabilities (accounts payable, loans), equity (retained earnings, common stock)

• P&L a/c line items: revenue (sales, interest income), expenses (cost of goods sold, salaries, rent), net income/loss

• Balance sheet and P&L a/c ar...read more

Corporate actions are events initiated by a company that can affect its stock price and shareholders.

• Types of corporate actions include stock splits, dividends, mergers and acquisitions, spin-offs, and rights issues.

• Stock splits involve dividing existing shares into multiple shares to increase liquidity and affordability.

• Dividends are payments made to shareholders from a company's profits.

• Mergers and acquisitions invol...read more

Financial instruments are assets that can be traded and have a monetary value.

• Equity represents ownership in a company and can be bought and sold as stocks.

• Derivatives are contracts that derive their value from an underlying asset, such as options and futures.

• Bonds are debt securities that represent a loan made by an investor to a borrower, such as a government or corporation.

• Preference shares are a type of stock that ...read more