Upload Button Icon Add office photos
Engaged Employer

i

This company page is being actively managed by AU Small Finance Bank Team. If you also belong to the team, you can get access from here

AU Small Finance Bank Verified Tick

Compare button icon Compare button icon Compare

Filter interviews by

AU Small Finance Bank Internal Auditor Interview Questions and Answers

Updated 15 Mar 2022

AU Small Finance Bank Internal Auditor Interview Experiences

Interview questions from similar companies

I applied via Recruitment Consultant and was interviewed before Sep 2020. There were 3 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. How would you pitch investment to a senior citizen keeping in mind they are more inclied towards FD ?
  • Ans. 

    Highlight the benefits of investing in stocks and mutual funds over FDs for senior citizens.

    • Explain how inflation can erode the value of their savings in FDs over time

    • Emphasize the potential for higher returns in the long run with stocks and mutual funds

    • Highlight the tax benefits of investing in equity-linked savings schemes (ELSS)

    • Assure them that investing in stocks and mutual funds can be done safely with proper rese...

  • Answered by AI
  • Q2. Which funds do you recommend for long term Investment in mutual funds and how should one get a regular pay out of it if the funds are in Growth?
  • Ans. 

    For long-term investment in mutual funds, recommended funds are diversified equity funds and balanced funds. To get regular payouts from growth funds, one can opt for systematic withdrawal plans (SWP).

    • Recommended funds for long-term investment: diversified equity funds and balanced funds

    • Diversified equity funds provide exposure to a wide range of stocks, offering potential for higher returns

    • Balanced funds invest in a m...

  • Answered by AI
  • Q3. What is the market capture of Mutual Funds in India?
  • Ans. 

    Mutual Funds in India have captured around 14% of the total assets under management in the financial market.

    • Mutual Funds in India have grown significantly in the past decade.

    • As of March 2021, the total assets under management (AUM) of the mutual fund industry in India stood at INR 32.17 trillion (USD 430 billion).

    • This is around 14% of the total assets under management in the financial market.

    • The market capture of mutua...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Always be prepare with the names of Fund Managers and their existing share in the fund they handle. Keep a sharp look on current market scenario and be updated about the competition banks offerings.

I applied via Referral and was interviewed in Aug 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. About working capital products and process of work flow

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident of the and explain the product and process which you know
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. What is OTC Derivatives clearing, house clearing vs client clearing.
  • Ans. 

    OTC Derivatives clearing involves the process of mitigating counterparty risk by using a third-party clearinghouse.

    • OTC Derivatives clearing is the process of reducing counterparty risk by using a third-party clearinghouse.

    • House clearing involves the clearing of trades between two parties through a central clearinghouse.

    • Client clearing involves the clearing of trades between a client and a clearinghouse.

    • OTC Derivatives ...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare on your work experience well. Dont try to bluff and drive the interview towards the subjecg that you are most confident about
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Properly align and format text in your resume. A recruiter will have to spend more time reading poorly aligned text, leading to high chances of rejection.
View all tips
Round 2 - Technical 

(2 Questions)

  • Q1. ALL about apache camel and JBOSS FUSE
  • Q2. COMMUNICATION and DELIVERY capabilities assed

Interview Preparation Tips

Interview preparation tips for other job seekers - BE tech paced always, immatter of company.
Hope this will help you
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Internal and was interviewed before Feb 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Double-check your resume for any spelling mistakes. The recruiter may consider spelling mistakes as careless behavior or poor communication skills.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Question on Audit process- what is the difference between internal and external Audit? What is quality assurance and What is quality control ? Understanding in Trade base product ?
  • Q2. More on what is expected was shared

Interview Preparation Tips

Interview preparation tips for other job seekers - Know your job well and ensure you are clear.oj the JD prior attending the interview. Never attend an interview with out preparing.
Have positive attitude and listen to the interviewer and take time think and reply. Good luck
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed before Mar 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Do not use an unprofessional email address such as cool_boy@email.com. It shows a lack of professionalism by the candidate.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Highlights of performance over career timeline
  • Q2. Challenges in existing role

Interview Preparation Tips

Interview preparation tips for other job seekers - Be positive, clear in answering. Attitude matters a lot.
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Jun 2023. There were 3 interview rounds.

Round 1 - Technical 

(2 Questions)

  • Q1. Different SAS questions
  • Ans. Base and advance SAS, and major focus is on SQL
  • Answered Anonymously
  • Q2. Base and advance SAS
Round 2 - Technical 

(2 Questions)

  • Q1. SAS interview questions
  • Q2. Base SAS questions
Round 3 - One-on-one 

(1 Question)

  • Q1. Basic interview questions

Interview Preparation Tips

Interview preparation tips for other job seekers - SAS
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Coding Test 

Data structures, Selenium

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
No response

I applied via Naukri.com and was interviewed in Jul 2024. There were 2 interview rounds.

Round 1 - VBA 

(5 Questions)

  • Q1. Video questions
  • Q2. Leadership questions
  • Q3. Team management with delivery team
  • Q4. Project deliverables related task
  • Q5. Team handling with multiple people
Round 2 - Coding Test 

Java, hacker rank, database

Interview Preparation Tips

Interview preparation tips for other job seekers - First round was mostly testing your integrity and leadership

AU Small Finance Bank Interview FAQs

How many rounds are there in AU Small Finance Bank Internal Auditor interview?
AU Small Finance Bank interview process usually has 1 rounds. The most common rounds in the AU Small Finance Bank interview process are One-on-one Round.

Tell us how to improve this page.

AU Small Finance Bank Internal Auditor Interview Process

based on 2 interviews

Interview experience

5
  
Excellent
View more

Interview Questions from Similar Companies

IDFC FIRST Bank Interview Questions
3.9
 • 662 Interviews
IndusInd Bank Interview Questions
3.5
 • 626 Interviews
Yes Bank Interview Questions
3.7
 • 440 Interviews
Deutsche Bank Interview Questions
3.9
 • 369 Interviews
Barclays Interview Questions
3.8
 • 274 Interviews
Bank of America Interview Questions
4.2
 • 240 Interviews
View all
AU Small Finance Bank Internal Auditor Salary
based on 53 salaries
₹2 L/yr - ₹10.3 L/yr
5% more than the average Internal Auditor Salary in India
View more details

AU Small Finance Bank Internal Auditor Reviews and Ratings

based on 15 reviews

4.6/5

Rating in categories

4.3

Skill development

4.2

Work-life balance

4.2

Salary

4.5

Job security

4.3

Company culture

4.0

Promotions

4.4

Work satisfaction

Explore 15 Reviews and Ratings
Assistant Manager
1.3k salaries
unlock blur

₹1.8 L/yr - ₹8.4 L/yr

Deputy Manager
998 salaries
unlock blur

₹1.9 L/yr - ₹8.5 L/yr

Relationship Manager
747 salaries
unlock blur

₹2.2 L/yr - ₹9.7 L/yr

Senior Executive
649 salaries
unlock blur

₹1.1 L/yr - ₹5.5 L/yr

Manager
618 salaries
unlock blur

₹3.7 L/yr - ₹14 L/yr

Explore more salaries
Compare AU Small Finance Bank with

IndusInd Bank

3.5
Compare

IDFC FIRST Bank

3.9
Compare

Yes Bank

3.7
Compare

Jana Small Finance Bank

3.8
Compare
Did you find this page helpful?
Yes No
write
Share an Interview