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Swastika Investmart Equity Dealer Interview Questions and Answers for Experienced

Updated 27 Sep 2022

Swastika Investmart Equity Dealer Interview Experiences for Experienced

1 interview found

Equity Dealer Interview Questions & Answers

user image ankita kamble

posted on 20 Jan 2022

I applied via LinkedIn and was interviewed in Dec 2021. There was 1 interview round.

Interview Questionnaire 

4 Questions

  • Q1. Asked about Derivative
  • Q2. Derivative is a type of financial instrument which derived its value known as underline..
  • Q3. What is option?
  • Ans. 

    An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an underlying asset at a specific price on or before a certain date.

    • Options are commonly used in the stock market as a form of derivative trading.

    • There are two types of options: call options and put options.

    • Call options give the buyer the right to buy an underlying asset at a specific price, while put options give the buyer t...

  • Answered by AI
  • Q4. Option is a legal contract in which buyers have right to buy an underline at stated price or quantity on particular date but not an obligation to sell the underline asset.

Interview questions from similar companies

Interview Questionnaire 

1 Question

  • Q1. Type of exposures, CSA, product types
  • Ans. 

    Exposures include credit, market, operational, and liquidity. CSA is a Credit Support Annex. Product types include derivatives, bonds, and loans.

    • Exposures can be credit, market, operational, or liquidity related

    • CSA stands for Credit Support Annex and is a legal document that regulates collateral for derivatives transactions

    • Product types can include derivatives, bonds, and loans

  • Answered by AI

I applied via Recruitment Consulltant and was interviewed in Feb 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Questions related to previous job role in capital markets, related to economy in general and India's budget..

Interview Preparation Tips

Interview preparation tips for other job seekers - Interview is not difficult just be confident
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I appeared for an interview before Feb 2024.

Round 1 - HR 

(2 Questions)

  • Q1. Why do you want to work with us?
  • Ans. 

    I am drawn to your company's commitment to innovation and growth, and I believe my skills align well with the opportunities here.

    • I am impressed by the company's track record of success and growth

    • I see great potential for career advancement and development within the organization

    • I believe my experience and skills make me a strong fit for the branch manager role here

  • Answered by AI
  • Q2. What relevant experience you have for this role?
  • Ans. 

    I have over 5 years of experience in banking operations, team management, and customer service.

    • Managed a team of 15 employees in a busy bank branch, ensuring daily operations ran smoothly

    • Implemented new customer service strategies that resulted in a 20% increase in customer satisfaction

    • Led training sessions for new employees on banking procedures and compliance regulations

  • Answered by AI
Round 2 - One-on-one 

(3 Questions)

  • Q1. Management related questions
  • Q2. Conflit resolution
  • Q3. Customer service related question

I applied via Naukri.com and was interviewed in Apr 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(1 Question)

  • Q1. Interview started with some basic questions like tell me about yourself, your current experience
  • Ans. I just explain about myself and current job like what is my work
  • Answered Anonymously
Round 3 - One-on-one 

(2 Questions)

  • Q1. 2nd round was taken by process head where he asked questions in depth about the process
  • Q2. What is you current role ? What is demat account? What are documents required for demat account opening? What is your achievement? Why are changing the job ? Do you have experience in UAT ?
  • Ans. 

    I am currently working as a Relationship Manager. I have experience in demat account opening and UAT.

    • I am a Relationship Manager with experience in demat account opening and UAT.

    • Demat account is an account that holds securities in electronic form.

    • Documents required for demat account opening include PAN card, Aadhaar card, and a cancelled cheque.

    • My achievement includes achieving 120% of the sales target in the last quar...

  • Answered by AI

Interview Preparation Tips

Topics to prepare for A K Capital Services Manager interview:
  • Depends on profile
  • Demat operation
  • Basis documents requirements
Interview preparation tips for other job seekers - Just answer all the questions confidently and if you don't know the answer say upfront no

I applied via Recruitment Consulltant and was interviewed before Nov 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. Product knowledge, Investment banking trade life cycle, current role in company
Round 3 - One-on-one 

(1 Question)

  • Q1. Product knowledge, current BAU and its scope, dealing with escalations, achievements other than current role

Interview Preparation Tips

Interview preparation tips for other job seekers - Have basic knowledge of investment baking products you are working on and trade life cycles. In depth knowledge of current process you are working on is a must.
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
-

I appeared for an interview in Dec 2024.

Round 1 - Technical 

(7 Questions)

  • Q1. Case study/scenario based question
  • Q2. Tell us about your self and the experience
  • Ans. 

    I am a Senior Analyst with 8 years of experience in financial analysis and data interpretation.

    • 8 years of experience in financial analysis

    • Skilled in data interpretation

    • Strong analytical skills

    • Proficient in financial modeling

    • Experience with market research and forecasting

  • Answered by AI
  • Q3. Questions from whatever is in your resume
  • Q4. Tell us one of the process improvements you have done
  • Ans. 

    Implemented automated data analysis tool to streamline reporting process

    • Developed a custom script to automate data extraction and analysis

    • Reduced manual data entry errors by 50%

    • Decreased report generation time by 75%

    • Trained team members on how to use the new tool effectively

  • Answered by AI
  • Q5. One of the feedback you have received from your managers in the past
  • Q6. Technical from your work experience and job description
  • Q7. Do you have any questions for us
Round 2 - Panel interview 

(6 Questions)

  • Q1. Face 2 Face interview
  • Q2. Similar questions than round 1
  • Q3. Core competencies
  • Q4. Why do you wanna join us
  • Ans. 

    I am excited about the opportunity to contribute my expertise and skills to a dynamic team in a challenging and rewarding environment.

    • I am impressed by the company's reputation and innovative projects.

    • I believe my experience and qualifications align well with the requirements of the role.

    • I am eager to work with a team of talented professionals and learn from their expertise.

  • Answered by AI
  • Q5. Why should we hire you
  • Ans. 

    I have a strong analytical background, proven track record of delivering results, and excellent communication skills.

    • I have a Master's degree in Business Analytics and 5+ years of experience in data analysis.

    • I have consistently met or exceeded performance targets in my previous roles.

    • I am skilled in using various analytical tools and techniques to derive insights and make data-driven recommendations.

    • I have excellent co...

  • Answered by AI
  • Q6. Why do you need this job
  • Ans. 

    I am passionate about utilizing my skills and experience to make a positive impact in this role.

    • Passionate about the industry and eager to contribute

    • Seeking new challenges and opportunities for growth

    • Excited about the company's mission and values

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well on your experience, resume, behavioural & technical questions and job description
Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Campus Placement and was interviewed in Oct 2024. There was 1 interview round.

Round 1 - Group Discussion 

Digital transactions good for Indian Economy or not?

I applied via LinkedIn and was interviewed before Feb 2021. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Financial products an previous experience

Interview Preparation Tips

Interview preparation tips for other job seekers - Be yourself and prepare yourself on the job role and previous exp.

Interview Questionnaire 

30 Questions

  • Q1. Did u have lunch? ·
  • Ans. 

    Yes, I had a delicious sandwich for lunch.

    • I had a sandwich for lunch

    • It was delicious

    • I also had a side of chips

    • I drank water with my meal

  • Answered by AI
  • Q2. Tell me about yourself
  • Ans. 

    I am a highly motivated individual with a passion for problem-solving and a strong work ethic.

    • I have a degree in computer science and have worked as a software developer for the past 5 years.

    • I am skilled in programming languages such as Java, Python, and C++.

    • I have experience working on both front-end and back-end development projects.

    • I am a quick learner and enjoy taking on new challenges.

    • In my free time, I enjoy hiki

  • Answered by AI
  • Q3. What is inner join, outer join, left outer join?
  • Ans. 

    Inner join, outer join, and left outer join are types of SQL joins used to combine data from multiple tables.

    • Inner join returns only the matching rows from both tables

    • Outer join returns all rows from both tables, with null values for non-matching rows

    • Left outer join returns all rows from the left table and matching rows from the right table

    • Example: Inner join - SELECT * FROM table1 INNER JOIN table2 ON table1.id = tabl...

  • Answered by AI
  • Q4. She gave me a question and asked me to write down SQL queries · Asked me a puzzle, how would you reduce the number of iterations (make it more effective)
  • Q5. Tell me about your projects. Explain one in detail (Prepare well)
  • Ans. 

    Developed a web-based project management tool for a software company

    • Used Agile methodology to develop the tool

    • Implemented features such as task assignment, progress tracking, and team collaboration

    • Designed a user-friendly interface with drag-and-drop functionality

    • Integrated with third-party tools such as JIRA and Slack

    • Received positive feedback from the client and increased team productivity

  • Answered by AI
  • Q6. Asked me to write down a java code (pattern matching) ·
  • Q7. What was the last topic you studied (apart exam syllabus)
  • Ans. 

    I recently studied the impact of social media on mental health.

    • Explored the correlation between social media usage and depression/anxiety

    • Researched the effects of cyberbullying on mental health

    • Analyzed the role of social media in promoting positive mental health

    • Reviewed studies on the benefits and drawbacks of social media use for mental health

    • Examined strategies for promoting healthy social media habits

  • Answered by AI
  • Q8. Rate yourself on scale of 10 in Java and database
  • Ans. 

    I would rate myself 8 in Java and 7 in database.

    • I have extensive experience in Java programming and have worked on multiple projects using Java.

    • I am proficient in database management and have worked with various database systems like MySQL and Oracle.

    • I am constantly learning and improving my skills in both Java and database management.

    • I have also completed relevant courses and certifications in Java and database manage...

  • Answered by AI
  • Q9. Gave me a question and asked me to write queries (union, intersection, joins, ordering)
  • Q10. Asked me to write a code in java (Data Structures)
  • Q11. Make it more efficient (Think aloud and keep trying)
  • Q12. What is SDLC? Explain all phases in detail
  • Ans. 

    SDLC stands for Software Development Life Cycle. It is a process followed by software development teams to design, develop and test high-quality software.

    • The phases of SDLC are Planning, Analysis, Design, Development, Testing, Deployment, and Maintenance.

    • Planning involves defining the project scope, goals, and objectives.

    • Analysis involves gathering and analyzing requirements.

    • Design involves creating a detailed design o...

  • Answered by AI
  • Q13. Which of the two phases would you like to work? Why so?
  • Ans. 

    I would like to work in the second phase as it involves implementation and execution.

    • I prefer to work in the second phase as it involves putting the plan into action.

    • I enjoy the hands-on experience of executing a project.

    • The second phase allows me to see the results of my work and make necessary adjustments.

    • For example, in a software development project, I would like to work in the second phase where I can code and tes...

  • Answered by AI
  • Q14. Tell me your strengths ·
  • Ans. 

    I am a quick learner with excellent communication and problem-solving skills.

    • Quick learner

    • Excellent communication skills

    • Strong problem-solving skills

  • Answered by AI
  • Q15. Asked me to solve a puzzle ·
  • Q16. Which is the first month in a year?
  • Ans. 

    The first month in a year is January.

    • January is the first month in the Gregorian calendar.

    • It has 31 days.

    • It is named after the Roman god Janus.

  • Answered by AI
  • Q17. He gave me managerial situations for testing my sense of ethics and responsibility
  • Q18. How was your day?
  • Ans. 

    It was a busy day filled with meetings and deadlines.

    • Had multiple meetings with clients and team members

    • Worked on completing a project before the deadline

    • Managed to finish all tasks on my to-do list

  • Answered by AI
  • Q19. Were the interviewers nice? Why do you feel so?
  • Ans. 

    Yes, the interviewers were very nice and welcoming.

    • The interviewers greeted me warmly and made me feel comfortable.

    • They asked questions in a friendly and conversational tone.

    • They were patient and gave me time to think before answering.

    • Overall, I had a positive experience with the interviewers.

  • Answered by AI
  • Q20. Are you ready for 5-6 more interviews?
  • Ans. 

    Yes, I am prepared for 5-6 more interviews.

    • I have researched the company and the position thoroughly.

    • I have practiced answering common interview questions.

    • I have prepared questions to ask the interviewer.

    • I am mentally and physically prepared for the interviews.

    • I am excited for the opportunity to showcase my skills and experience.

  • Answered by AI
  • Q21. What did you like about our PPT? ·
  • Ans. 

    I found the PPT to be well-organized and visually appealing.

    • The use of graphics and images helped to break up the text and keep my attention.

    • The information was presented in a logical order, making it easy to follow.

    • The color scheme was pleasing to the eye and not overwhelming.

    • The charts and graphs were clear and easy to understand.

    • Overall, the PPT was engaging and informative.

  • Answered by AI
  • Q22. Tell me about your achievements
  • Ans. 

    I have achieved several milestones in my career, including increasing sales revenue by 20% and leading a successful project team.

    • Increased sales revenue by 20% through effective marketing strategies

    • Led a successful project team to complete a complex project on time and within budget

    • Received Employee of the Year award for outstanding performance and dedication

    • Developed and implemented a new customer service program that...

  • Answered by AI
  • Q23. Your scores are low in first year. Why so?
  • Ans. 

    I struggled to adjust to the new academic environment and workload in my first year.

    • Transitioning from high school to college can be challenging

    • I had to learn new study habits and time management skills

    • I sought help from tutors and professors to improve my grades

  • Answered by AI
  • Q24. Tell me about your weakness. Name at least 3 of them
  • Ans. 

    I tend to overthink, struggle with time management, and can be too self-critical.

    • Overthinking can lead to analysis paralysis and slow decision-making

    • Time management can be improved through prioritization and delegation

    • Self-criticism can hinder confidence and productivity

  • Answered by AI
  • Q25. Asked me about political issues prevailing in Iraq
  • Q26. Do you have any other offer?
  • Q27. Which was the last company you got rejected? What do you think is the reason?
  • Ans. 

    I don't have the available data.

    • NO data available.

  • Answered by AI
  • Q28. Why Nomura?
  • Ans. 

    Nomura is a leading global financial services firm with a strong reputation and diverse range of opportunities.

    • Nomura has a strong reputation in the financial services industry

    • The firm offers a diverse range of opportunities for career growth

    • Nomura has a global presence with offices in over 30 countries

    • The company values diversity and inclusion in its workforce

    • Nomura has a strong commitment to corporate social responsi

  • Answered by AI
  • Q29. Why not MS/MBA? (It was a very long discussion) ·
  • Q30. Any questions

Interview Preparation Tips

Round: Test
Experience: Divide your time well for each section in aptitude test. Practice well and avoid solving long passages in the beginning. Make logical guesses for the remaining questions. No negative marking.

Round: Technical Interview
Experience: ·

College Name: IIT MADRAS

Skills evaluated in this interview

Swastika Investmart Interview FAQs

How many rounds are there in Swastika Investmart Equity Dealer interview for experienced candidates?
Swastika Investmart interview process for experienced candidates usually has 2 rounds. The most common rounds in the Swastika Investmart interview process for experienced candidates are Resume Shortlist and HR.
How to prepare for Swastika Investmart Equity Dealer interview for experienced candidates?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Swastika Investmart. The most common topics and skills that interviewers at Swastika Investmart expect are Stock Market, Trading, Dealing, Currency and brokerage.
What are the top questions asked in Swastika Investmart Equity Dealer interview for experienced candidates?

Some of the top questions asked at the Swastika Investmart Equity Dealer interview for experienced candidates -

  1. What is opti...read more
  2. Option is a legal contract in which buyers have right to buy an underline at st...read more
  3. Derivative is a type of financial instrument which derived its value known as u...read more

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Swastika Investmart Equity Dealer Salary
based on 34 salaries
₹1 L/yr - ₹3.6 L/yr
25% less than the average Equity Dealer Salary in India
View more details

Swastika Investmart Equity Dealer Reviews and Ratings

based on 21 reviews

3.8/5

Rating in categories

3.9

Skill development

3.7

Work-life balance

3.5

Salary

3.8

Job security

3.7

Company culture

3.4

Promotions

3.7

Work satisfaction

Explore 21 Reviews and Ratings
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Equity Dealer
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₹1 L/yr - ₹3.6 L/yr

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