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SBI Securities Financial Advisor Interview Questions and Answers

Updated 6 May 2023

SBI Securities Financial Advisor Interview Experiences

1 interview found

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed before May 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
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Round 2 - One-on-one 

(2 Questions)

  • Q1. Trading information
  • Q2. Previous organisation work culture
  • Ans. 

    Collaborative and supportive work culture with emphasis on work-life balance.

    • Encouraged open communication and feedback among team members

    • Flexible work hours and remote work options available

    • Regular team building activities and events organized

    • Emphasis on employee well-being and mental health support provided

    • Performance-based incentives and recognition programs in place

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - New people can join and enjoy the work and life both.

Interview questions from similar companies

Interview experience
1
Bad
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Jul 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Nothing important just personal questions
  • Q2. Studying experience

Interview Preparation Tips

Interview preparation tips for other job seekers - Keep this as your last option
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(2 Questions)

  • Q1. Nifty 50 explanation
  • Ans. 

    Nifty 50 is an index of the National Stock Exchange of India, comprising 50 actively traded Indian companies from various sectors.

    • Nifty 50 is a benchmark index that represents the performance of the top 50 companies listed on the National Stock Exchange of India.

    • It includes companies from various sectors such as banking, IT, FMCG, and pharma.

    • The index is calculated based on the free float market capitalization method.

    • N...

  • Answered by AI
  • Q2. Capital markets
Interview experience
3
Average
Difficulty level
Hard
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed before Oct 2023. There were 2 interview rounds.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Difference between Stock market and index
  • Ans. 

    Stock market refers to the overall market where stocks are bought and sold, while an index is a specific measurement of a section of the stock market.

    • Stock market is the overall market where stocks are bought and sold

    • Index is a specific measurement of a section of the stock market

    • Stock market includes various exchanges like NYSE, NASDAQ, etc.

    • Examples of indexes include S&P 500, Dow Jones Industrial Average, NASDAQ Comp

  • Answered by AI
  • Q2. Corporate actions?
Round 2 - One-on-one 

(2 Questions)

  • Q1. Do you have any idea on current ongoing financial news
  • Q2. How would you manage a irate client.
  • Ans. 

    I would listen to their concerns, empathize with their situation, apologize for any inconvenience, and work towards finding a solution.

    • Listen actively to understand the root cause of their frustration

    • Empathize with their situation to show that you understand their feelings

    • Apologize for any inconvenience caused, even if it wasn't directly your fault

    • Work towards finding a solution that satisfies the client's needs and re...

  • Answered by AI
Interview experience
3
Average
Difficulty level
Easy
Process Duration
6-8 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Mar 2024. There were 3 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. Basic Questions
Round 2 - Technical 

(1 Question)

  • Q1. Basic Information About Stock Market
Round 3 - Technical 

(1 Question)

  • Q1. Same as Above just asked some basic Questions of Stock Market

Interview Preparation Tips

Interview preparation tips for other job seekers - Financial Advisor job is sales in Motilal Oswal So becareful it's 97% of sales job as a Financial Advisor or equity dealer both are one and the same, The team leaders are abusive, they use absurd Language on the floor in the Dealing floor in Malad Office

Financial Advisor Interview Questions & Answers

FactSet user image Giridhar Gopal Sharma

posted on 25 May 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Company Website and was interviewed before May 2023. There was 1 interview round.

Round 1 - Aptitude Test 

It was a thirty minutes online assessment aptitude test. Simple basic finance questions.

Interview Preparation Tips

Interview preparation tips for other job seekers - Go through the questions online for the role before the interview.
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Jul 2024. There were 2 interview rounds.

Round 1 - Assignment 

MARKET OUTLOOK WAS THERE T CHECK APTITUDE

Round 2 - HR 

(2 Questions)

  • Q1. MARKET OUTLOOK STATUS AND STRATEGIES
  • Ans. 

    Market outlook is positive with potential for growth. Strategies include diversification, risk management, and staying informed.

    • Stay informed on market trends and economic indicators

    • Diversify investments to spread risk

    • Implement risk management strategies such as stop-loss orders

    • Consider long-term investment opportunities

    • Monitor geopolitical events that may impact markets

  • Answered by AI
  • Q2. KNOWLEDGE ABOUT INVESTMENTS AND THEIR STRATEGIES

Interview Preparation Tips

Interview preparation tips for other job seekers - BE AWARE OF MARKET STATUS
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Campus Placement and was interviewed before Sep 2023. There were 2 interview rounds.

Round 1 - Aptitude Test 

Finance,Ratio Analysis,Finacial Management

Round 2 - Technical 

(2 Questions)

  • Q1. What is Dividends
  • Ans. 

    Dividends are payments made by a corporation to its shareholders, usually in the form of cash or additional shares.

    • Dividends are a portion of a company's profits distributed to shareholders as a return on their investment.

    • They can be paid out regularly, such as quarterly or annually, or as a one-time special dividend.

    • Dividends can be in the form of cash, stock, or property.

    • Investors often look for companies with a hist...

  • Answered by AI
  • Q2. Types of Dividends
  • Ans. 

    Types of dividends include cash dividends, stock dividends, property dividends, and special dividends.

    • Cash dividends are paid out in the form of cash to shareholders.

    • Stock dividends are paid out in the form of additional shares of stock.

    • Property dividends are paid out in the form of physical assets or property.

    • Special dividends are one-time payments that are not part of the company's regular dividend policy.

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Walk-in and was interviewed in May 2024. There were 2 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. Where do you reside?
Round 2 - One-on-one 

(1 Question)

  • Q1. Basic market knowledge. Derivatives questions
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed before Nov 2023. There were 2 interview rounds.

Round 1 - One-on-one 

(1 Question)

  • Q1. Tell about yourself
  • Ans. 

    I am a dedicated and experienced financial advisor with a passion for helping clients achieve their financial goals.

    • I have been working in the financial industry for over 10 years

    • I hold a CFP (Certified Financial Planner) certification

    • I specialize in retirement planning and investment management

    • I have successfully helped numerous clients grow their wealth and secure their financial future

  • Answered by AI
Round 2 - Technical 

(1 Question)

  • Q1. What is future and options
  • Ans. 

    Futures and options are financial instruments that derive their value from an underlying asset, allowing investors to speculate on price movements.

    • Futures are contracts to buy or sell an asset at a specified price on a future date.

    • Options give the holder the right, but not the obligation, to buy or sell an asset at a predetermined price within a specific time frame.

    • Both futures and options are used for hedging, specula...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well

SBI Securities Interview FAQs

How many rounds are there in SBI Securities Financial Advisor interview?
SBI Securities interview process usually has 2 rounds. The most common rounds in the SBI Securities interview process are Resume Shortlist and One-on-one Round.

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People are getting interviews through

based on 1 SBI Securities interview
Referral
100%
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Low Confidence means the data is based on a small number of responses received from the candidates.

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SBI Securities Financial Advisor Salary
based on 9 salaries
₹2.9 L/yr - ₹5 L/yr
21% less than the average Financial Advisor Salary in India
View more details

SBI Securities Financial Advisor Reviews and Ratings

based on 3 reviews

4.1/5

Rating in categories

4.1

Skill development

3.9

Work-Life balance

3.9

Salary & Benefits

4.1

Job Security

4.6

Company culture

3.1

Promotions/Appraisal

4.6

Work Satisfaction

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