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Motilal Oswal Financial Services
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Motilal Oswal Financial Services Internal Auditor Interview Questions and Answers
Motilal Oswal Financial Services Internal Auditor Interview Experiences
1 interview found
Selected
I applied via Recruitment Consulltant and was interviewed in Nov 2024. There was 1 interview round.
(5 Questions)
- Q1. Tell me about yourself.
- Ans.
Experienced internal auditor with a background in finance and risk management.
Over 5 years of experience in internal auditing
Strong background in finance and risk management
Skilled in conducting audits, identifying risks, and implementing controls
Proficient in analyzing financial data and preparing reports
Excellent communication and interpersonal skills
- Q2. Family background
- Q3. What activities did you engage in during your articleship?
- Ans.
During my articleship, I engaged in various activities such as auditing financial statements, conducting internal control reviews, and assisting in risk assessment.
Auditing financial statements
Conducting internal control reviews
Assisting in risk assessment
- Q4. What is the process of conducting an internal audit?
- Ans.
The process of conducting an internal audit involves planning, executing, reporting, and follow-up.
Plan the audit by defining objectives, scope, and methodology.
Gather relevant data and evidence through interviews, document reviews, and observations.
Analyze the data to identify risks, control weaknesses, and areas for improvement.
Report findings to management and recommend corrective actions.
Follow up on implementation...
- Q5. What is the difference between internal and statutory audits?
- Ans.
Internal audits are conducted by internal staff to evaluate and improve the effectiveness of risk management, control, and governance processes within an organization, while statutory audits are required by law and are conducted by external auditors to ensure compliance with financial reporting standards.
Internal audits are conducted by internal staff, while statutory audits are conducted by external auditors.
Internal ...
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Selected
I applied via Naukri.com and was interviewed before Feb 2023. There were 2 interview rounds.
(1 Question)
- Q1. Like basic tableau and sql
Based on sql queries
I applied via Company Website and was interviewed before May 2023. There were 3 interview rounds.
Basic coding based on job profile
(1 Question)
- Q1. More about project
(1 Question)
- Q1. Salary negotiation
Selected
I applied via LinkedIn and was interviewed in Jun 2024. There was 1 interview round.
(1 Question)
- Q1. What information do you have regarding SEBI circulars?
- Ans.
SEBI circulars are regulatory guidelines issued by the Securities and Exchange Board of India.
SEBI circulars are regulatory guidelines issued by the Securities and Exchange Board of India to ensure compliance and transparency in the securities market.
These circulars cover a wide range of topics including disclosure requirements, investor protection, market conduct, and regulatory compliance.
SEBI circulars are important...
Interview Preparation Tips
I applied via Company Website and was interviewed in Feb 2018. There were 3 interview rounds.
Interview Questionnaire
3 Questions
- Q1. More questions about current affairs.
- Q2. What is knowledge about axis securities ltd.
- Ans.
Axis Securities Ltd. is a subsidiary of Axis Bank, offering a wide range of financial services including stockbroking, investment advisory, and wealth management.
Axis Securities Ltd. is a leading stockbroking firm in India.
It is a subsidiary of Axis Bank, one of the largest private sector banks in India.
The company provides services like equity trading, derivatives trading, mutual funds, IPOs, and more.
Axis Securities ...
- Q3. Computer knowledge.
Interview Preparation Tips
Duration: 1-4 weeks
Interview Questionnaire
2 Questions
- Q1. How many sub broker can you transfer to IIFL Securities?
- Ans.
The number of sub brokers that can be transferred to IIFL Securities depends on various factors such as their performance, compliance, and eligibility.
The number of sub brokers that can be transferred to IIFL Securities is not fixed.
It depends on the performance of the sub brokers.
It also depends on their compliance with the regulations.
Eligibility criteria such as minimum business volume may also apply.
The final decis...
- Q2. How much AUM you can transfer from your old company?
Interview Preparation Tips
Sales Executive Interview Questions & Answers
Reliance Securities
Rajesh Kumar verma
posted on 18 Feb 2023
(2 Questions)
- Q1. Talk about sales and marketing experience And ask how to handle Custmer problem
- Q2. How to handle a team
Target and motivation and how increase company revenue
Interview Preparation Tips
I applied via Walk-in and was interviewed before Feb 2021. There was 1 interview round.
(1 Question)
- Q1. How much u gain product knowledge and market knowledge in your previous company it will be tested in technical round and your interpersonal skill also.
Interview Preparation Tips
Python based EDA assignment
(1 Question)
- Q1. Nilllllllllllllllllllllllll
Interview Preparation Tips
Selected
I applied via Naukri.com and was interviewed in Aug 2022. There were 4 interview rounds.
(4 Questions)
- Q1. Questions related to previous experience
- Q2. What was book size you handled?
- Q3. How many clients did you service on single day?
- Q4. How many clients can you bring to our company?
(3 Questions)
- Q1. Where do you see yourself in next 2 years
- Q2. If you want to suggest a company to buy what stock would it be ?
- Ans.
I would suggest buying stock in Amazon.
Amazon has consistently shown growth and profitability in recent years.
Their dominance in the e-commerce market and expansion into other industries make them a strong investment choice.
Their innovative technology and focus on customer experience also contribute to their success.
Amazon's stock has a high price, but its potential for long-term growth makes it a worthwhile investment
- Q3. Why do you want to suggest this company?
(3 Questions)
- Q1. What is your previous take home?
- Q2. What is your expected CTC?
- Ans.
My expected CTC is in line with industry standards and commensurate with my experience and skills.
I have researched the industry standards for Assistant Manager roles and have a realistic expectation.
My expected CTC is based on my experience and skills, which I believe are valuable to the company.
I am open to negotiation and willing to discuss the details of the compensation package.
I am looking for a fair and competit...
- Q3. Do you have any offer in hand ?
Interview Preparation Tips
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Motilal Oswal Financial Services Interviews By Designations
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Motilal Oswal Financial Services Internal Auditor Interview Process
based on 1 interview
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Motilal Oswal Financial Services Internal Auditor Reviews and Ratings
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Rating in categories
|
Assistant Manager
866
salaries
|  ₹0 L/yr - ₹0 L/yr |
|
Relationship Manager
819
salaries
| ₹0 L/yr - ₹0 L/yr |
|
Senior Executive
641
salaries
| ₹0 L/yr - ₹0 L/yr |
|
Equity Advisor
550
salaries
| ₹0 L/yr - ₹0 L/yr |
|
Financial Advisor
373
salaries
| ₹0 L/yr - ₹0 L/yr |
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