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Manager - Control Assurance
London Stock Exchange Group
posted 1d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Supporting 1LOD on risk matters impacting the strategic objectives of the business, providing challenge from a semi-independent viewpoint within 1LOD
- Communicating policy changes and supporting Policy Owners and Responsible Executives in completing annual corporate certification
- Promoting Risk Culture in 1LOD, including provision of risk education/training in conjunction with 2LOD
Control Assurance
- Perform Design Effectiveness Assessment (DEA) of end-to-end processes Ensure that changes identified in the walkthroughs are documented, implemented and monitor progress
- Produce and/or review control artefacts (e.g. risk and control matrices, process narratives)
- Design and deliver workshops/trainings which are focused in enhancing risk and controls understanding across 1LoD
- Identify opportunities to enhance the control environment either through automation or stopping non-value add activities
- Partner with 1LoD in developing remediation plan for any design gaps/ control deficiencies and support in assessing impact of any control deficiency
- Ensure control issues are logged into central GRC tool (e.g. MetricStream, SAP GRC)
- Support in the annual scoping and risk assessment exercise
- Support external audit around control assurance efforts
- Collaborate with 2LoD and 3LoD on key initiatives and/or any ongoing assurance efforts
- Contribute in designing controls, Supporting and providing guidance on controls, and providing control framework feedback.
Qualifications:
Degree or equivalent and / or relevant professional qualification.
Knowledge of internal control design assessments including documenting processes and identifying potential risk or control gaps.
Ability to adapt to change and multi-task in a dynamic environment.
Ability to understand complex issues outside their experience and expertise and facilitate resolution across multiple functions/managing across boundaries is essential
Experience of managing and reviewing Associate team members
Demonstrate ability to take initiative and drive projects to completion.
Capable of working independently with little guidance.
University (equivalent) degree and CA/ACCA (equivalent).
Strong oral and written communication skills with the ability to interact with peers and management globally.
Strong command of Office applications.
Preferred:
Experience working in financial organization in Risk related roles
Familiarity with GRC tools (ORMC, MetricStream, SAP GRC)
Experience in/working knowledge of IT Automated Controls
Experience of CCM
Experience level:
7+ years audit, risk and controls assessment experience preferably with US listed companies (i.e. SOX audits)
Employment Type: Full Time, Permanent
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Flexible timing
Monday to Friday
No travel
Day Shift
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