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2197 Ernst & Young Jobs

WAM-Investment Compliance-Manager

8-12 years

Pune

1 vacancy

WAM-Investment Compliance-Manager

Ernst & Young

posted 15hr ago

Job Role Insights

Flexible timing

Job Description

Job purpose
  • Investment Compliance rule coders on Blackrock Aladdin, Charles River or Sentinel platform professionals with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives etc
  • Guideline Interpretation, Rule Coding and Testing, Pre Trade & Post Trade and Compliance Monitoring, Investment Compliance
  • Technical experience of working on data, understand relational data models, SQL queries
  • Exposure working with Wealth and Asset Management firms and complete understanding of the Buy side business
Your client responsibilities
  • Need to work as an individual contributor / lead in one or more WAM projects
  • As per project requirements, willing to manage a team of junior business analysts
  • Interface and communicate with the onsite coordinators
  • Completion of assigned tasks on time and regular status reporting to the lead
  • Regular status reporting to the Manager and onsite coordinators
  • Interface with the customer representatives as and when needed
  • Interface with data to provide requirements & vice versa
  • Should be ready to travel to customers locations on need basis
Your people responsibilities
  • Building a quality culture
  • Manage the performance management for the direct reportees, as per the organization policies
  • Foster teamwork and lead by example
  • Training and mentoring of project resources
  • Participating in the organization-wide people initiatives
Mandatory skills
  • Sectorial experience in financial services / capital markets, with domain knowledge on different asset classes across front office, middle office and back office for either or both buy and sell side of business
  • Good knowledge on portfolio management, trade execution, data control and operations and portfolio administration
  • Good experience understanding client requirements and streamline them appropriately to the team.
  • Understand high-level business requirements and relate them to appropriate package capabilities
  • Define and validate customisation needs for package as per client requirements
  • Experience in any or more of Oracle, MS SQL,DB2 databases. Good data analytics skills
  • Show in-depth knowledge on CFA concepts like portfolio management, wealth planning, Fixed income, Equity, Alternate investment, Derivatives etc
  • Good Leadership skills
  • Excellent client-facing skills
  • MBA/MCA/ BE / B.Tech/ equivalent with 8 to 12 year experience in financial services industry







Employment Type: Full Time, Permanent

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What people at Ernst & Young are saying

What Ernst & Young employees are saying about work life

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Flexible timing
Monday to Friday
No travel
Day Shift
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Ernst & Young Benefits

Work From Home
Soft Skill Training
Health Insurance
Job Training
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Cafeteria +6 more
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Ernst & Young Pune Office Location

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Pune Office
C-401, 4th Floor Panchshil Tech Park Yerwada Near Don Bosco School Pune Pune
411001

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