US Regulatory Reporting

Role & responsibilities -

• Work as senior on multiple workstreams or clients as a part of Regulatory Reporting BAU/Production team.  
• Interact with stakeholders (client and other third parties such as fund administrators) on matters related to data and production. 
• Facilitate and encourage the necessary conversations between the Business and Technology to determine the what and the how of the product features.
• Prepare and review the workpapers needed for filing the forms/reports with 100% accuracy.
• Work independently with minimum supervision.
• Provide technical guidance to the team as well as client as needed. 
• The role is deadline oriented and may require working under US time schedule.
• Be involved in project management as needed.
• Mentor, train and inspire staffs to meet the project objectives.
• Proactively develop and impart training on new onboarded or upcoming initiatives for team members.
• Work with Technology and US team in identifying process improvement areas and bring in the culture of automation.

Preferred candidate profile -

• Clear communication skills, both written and verbal
• 1 6 years of experience with experience in BCM or WAM industry, Exposure to US based asset management or fund administration firm will be an addon.
• Masters degree in accounting or finance mandatory. MBA or CA will be good to have.  
• Experience with Regulatory Reporting, Validations, Reconciliations, General Adjustment processes would be a plus.
• General understanding of US GAAP, mutual fund regulatory is a plus.
• Should be versatile and have a good understanding of working with Technology platforms/frameworks/tools.
• Actively participate in the selection of new regulatory tools/frameworks and methodologies. Recommend and assist in its implementation.
• Fair understanding of Technology/Framework and Data systems across the WAM sector.
• Functional knowledge: Good knowledge and understanding of WAM domain and deep knowledge of capital market OTC derivative products (Equity, Commodities, Currencies, Rates, Cash and Credit).
• Knowing Risk function deliverables like Key Risks & Controls and the testing thereof.
• Thorough understanding of different product taxonomies in Regulatory Reporting.
• Understanding BRD would be an added advantage.
• Experience with 1 or more relevant Regulatory Reporting platform.
• Exposure to Python or R tool-based analytics.
• The candidate must be a highly motivated individual who can handle all levels of complexity in the respective area of operation. 
• Should pay attention to detail, proficient in MS applications (Word, Excel, Power Point), excellent analytical skills and must display effective interaction capabilities with various stakeholders.
• The applicant must be comfortable functioning in a fast-paced environment driven by deadlines.
• Fair knowledge of Capital market instruments.
• US Visa ready is preferred