Add office photos
Employer? Claim Account for FREE
American Express
CompareProud winner of ABECA 2024 - AmbitionBox Employee Choice Awards
All Filters
292 American Express Jobs
Manager - Compliance
American Express
posted 2d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
This role is part of Centre for International Compliance Operations (CICO) which involves leading the team to support the Market Compliance Officers (MCO) and Line of Business Compliance Officers (LOBCOs) & their teams in compliance operational activities on behalf of/in partnership with their teams. The person shall ensure timely execution of operational activities within prescribed Service Level Agreements. The person shall be responsible for efficiency and effectiveness of the team in executing work and monitor key performance indicators such as timeliness & accuracy. Regular and timely dialogue and communication on the progress of the work with the local Market Compliance Officers. Collaborate with Market Compliance Officer team to identify new areas of work to be supported by the team. Managing the team and timely completion of activities for all the markets covered in its annual plan is critical.
Purpose of the Role:
To uplift the International compliance program through (i) standardization and centralization of existing compliance activities ;(ii) adopt best practices to drive operational efficiencies and (iii) launch of new compliance activities
Responsibilities:
- This role will be required to manage a high performing team of B30/B28 colleagues responsible to detect and identify emerging ASA risks- Lead compliance operations in partnership with Market Compliance Officers to provide support on various areas- 3rd party due diligence, non- proprietary partners due diligence, state owned entity analysis, and Meals, Gifts and Entertainment reviews (MGE reviews)
- This position is responsible to support Compliance Risk Assessment program for new regulatory mandates and perform provide support to ongoing governance of ASA regulations mapped to ASA controls for first and second line of defense.
- This position is responsible for creation and testing of PRSA controls against the applicable regulatory requirements- AML, Sanctions & Anti-Corruption.
- This role will entail working with Market Compliance Officers to create clearly documented RACI for every compliance activity for each market.
- This position is responsible to ensure documented SOPs & procedural documents exist for each activity for each market & ensure sharing of periodic results regarding its market-wise performance for each activity.
- This person will be responsible to support launch new compliance programs across International markets in order to mitigate compliance risk.
Critical Factors to Success:
- Excellent leadership skills
- Effective communication skills
- Proactive and reactive thinking and good analytical skills
- Performs well under stringent timelines
- Meticulous attention to detail
- Aptitude for audit and process reviews
Past Experience:
Minimum of 8 years of relevant experience in internal audit/consultancy within the Big Four or in a bank/financial institution background.
The ideal candidate would be someone from a mix of Big 4 audit background plus internal audit experience in a bank/financial institution.
Academic Background:
Good academic qualification with experience in compliance, CA or legal would be an added advantage.
Functional Skills/Capabilities:
Excellent verbal and written communications skills in English
Ability to think in a logical manner and document in a clear and concise manner of the testing work papers
Ability to work independently from the design of compliance test plan, execution of fieldwork testing, communication of findings to business and to reporting phase
Capable of executing task independently with minimal supervision
Technical Skills/Capabilities:
- Strong problem solving, and analytical skills including the ability to conceptualize and break down complex issues into actionable tasks
- Knowledge of any foreign language will be an added advantage
- Exposure to technical platforms like Lexis Nexis based Bridger, Cadence, GAITS will be an added advantage
Benefits include:
- Competitive base salaries
- Bonus incentives
- Support for financial-well-being and retirement
- Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location)
- Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
- Generous paid parental leave policies (depending on your location)
- Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)
- Free and confidential counseling support through our Healthy Minds program
- Career development and training opportunities
Employment Type: Full Time, Permanent
Read full job descriptionPrepare for Compliance Manager roles with real interview advice
People are getting interviews at American Express through
People are getting interviews through
(based on 219 American Express interviews)
Job Portal
Referral
Campus Placement
Company Website
Walkin
Recruitment Consultant
25%
22%
18%
10%
3%
3%
19% candidates got the interview through other sources.
High
Confidence
?
High Confidence means the data is based on a large number of responses received from the candidates.
What people at American Express are saying
Compliance Manager salary at American Express
reported by
12
employees
with 9-18
years exp.
₹13.9
L/yr - ₹48
L/yr
139%
more
than the average Compliance Manager Salary in India
View more details
What American Express employees are saying about work life
based on 2.9k employees
Flexible timing
Monday to Friday
No travel
Day Shift
American Express Benefits
View more benefits
Compare American Express with
MasterCard
Compare
Visa
Compare
PayPal
Compare
State Bank of India
Compare
HDFC Bank
Compare
ICICI Bank
Compare
Axis Bank
Compare
Citibank
Compare
Standard Chartered
Compare
AIG
Compare
HSBC Group
Compare
Wells Fargo
Compare
JPMorgan Chase & Co.
Compare
Cholamandalam Investment & Finance
Compare
BNY
Compare
State Street Corporation
Compare
HDFC Sales
Compare
Citicorp
Compare
Aditya Birla Capital
Compare
Morgan Stanley
Compare
Similar Jobs for you
American Express Gurgaon / Gurugram Office Location
Gurgaon Office
Headquarter
American Express Banking Corp., Cyber City, Tower-C, DLF Bldg. No.8, Sector-25, DLF City Phase-II
Gurgaon
Haryana 122002
Haryana 122002
Share an Interview