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Securities and Exchange Board of India Interview Questions and Answers

Updated 11 May 2023

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Manager Interview Questions & Answers

user image ANIRBAN GHOSH

posted on 11 May 2023

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

Aptitude test duration was 2 hours. Topics were Mathematics, General Intelligence, English etc.

Round 3 - Group Discussion 

Topics were related to Economic affairs, finance, investments etc.

Round 4 - One-on-one 

(1 Question)

  • Q1. It was related to your area of expertise.

Manager Interview Questions asked at other Companies

Q1. There is a chairman of a conglomerate. He has been on the post for 10 years, and is extremely dominating. He treats the various business heads like children, not letting them take any major decision. While the chairman has negatives, he bel... read more
View answer (2)

Interview questions from similar companies

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Campus Placement and was interviewed in Nov 2024. There were 4 interview rounds.

Round 1 - Technical 

(2 Questions)

  • Q1. 3 short programming questions(can solve in any language, just need to complete the missing code)
  • Q2. Aptitude and technical mcqs
Round 2 - Coding Test 

Long programming round in the Chennai office - 3 hours.
use case scenario will be provided: need to sketch any diagrams like uml/class/ER diagrams but not flow chart.

45 min for diagram and presentation to Pannel(each Pannel: 10 students with 1-3 Pannel members) once your presentation and modifications are approved. van proceed with programming(implementation of the use case).

Round 3 - Technical 

(3 Questions)

  • Q1. 30- 45 min of technical 1 Each Pannel consist of 2 to3 interviewers.
  • Q2. Questions from resume(projects,skillsets) solving problems with low time complexity possible
  • Q3. Database(sql Querys) Indepth Opps questions(with implementation)
Round 4 - Technical 

(1 Question)

  • Q1. Technical 2 DSA(data structures like linked list, trees) projects evaluating skills few os and cn questions
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via campus placement at Smt Mithibai Motiram Kundnani College of Commerce and Economics, Mumbai and was interviewed in Nov 2024. There was 1 interview round.

Round 1 - One-on-one 

(5 Questions)

  • Q1. Tell me about yourself
  • Ans. 

    Experienced relationship manager with a background in finance and customer service.

    • Over 5 years of experience in managing client relationships

    • Strong background in finance and investment products

    • Excellent communication and interpersonal skills

    • Proven track record of exceeding sales targets

    • Passionate about helping clients achieve their financial goals

  • Answered by AI
  • Q2. Details of mutual fund
  • Q3. Question related to stocks and mutual fund market
  • Q4. What are your Future plans?
  • Ans. 

    My future plans include further developing my skills in virtual relationship management, taking on more responsibilities, and eventually moving into a leadership role.

    • Continuing to improve my communication and problem-solving skills

    • Seeking out opportunities for professional development and training

    • Building strong relationships with clients and colleagues

    • Working towards a promotion to a leadership position

  • Answered by AI
  • Q5. Questions about family background

Interview Preparation Tips

Topics to prepare for ICICI Prudential Mutual Fund Virtual Relationship Manager interview:
  • Stock Market
  • Mutual Funds Sales
  • Knowledge development
  • Communication Skills
  • Team Management
  • Coordination
Interview preparation tips for other job seekers - The process begins with sharing comprehensive details about yourself and your future plans. If you are a recent graduate, the HR will primarily evaluate your communication skills. As I was a complete fresher, the HR was particularly eager to learn about me and my communication abilities, which resulted in my receiving the offer letter promptly. For candidates with prior experience, the interview will include in-depth questions regarding the mutual fund and stock markets. It is essential to be fluent in English and Hindi.
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Sep 2024. There were 3 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. This round was purely based on DSA. One question of Leetcode hard difficulty was asked. Question Name - Median of two sorted arrays.
Round 2 - Technical 

(1 Question)

  • Q1. This was low level design round. I was asked to design a system like Redbus. Functional Requirements - 1. user can login/signup on the platform 2. functionality to choose btw different operational routes....
Round 3 - Technical 

(2 Questions)

  • Q1. This round was taken by their Engineering Director. Questions were related to multithreading, types of entity relationships with examples, transaction management in Spring Boot, JVM components, garbage col...
  • Q2. Later interviewer asked me to code a multithreading assignment - 1. Create a fixed threadpool of size 10. 2. Submit number of tasks to the threadpool. 3. Return the results from every task and print in mu...

Interview Preparation Tips

Topics to prepare for Pine Labs Software Development Engineer II interview:
  • DSA
  • LLD
  • HLD
  • MySQL
  • Java
  • Spring Boot
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Referral and was interviewed in Nov 2024. There were 12 interview rounds.

Round 1 - HR 

(1 Question)

  • Q1. Adhar housing financ
Round 2 - HR 

(1 Question)

  • Q1. Aadhar housing financ
Round 3 - HR 

(1 Question)

  • Q1. Adhar housing financ
Round 4 - HR 

(1 Question)

  • Q1. Aadhar housing financ
Round 5 - HR 

(1 Question)

  • Q1. Aadhar housing financ
Round 6 - One-on-one 

(1 Question)

  • Q1. Aadhar housing financ
Round 7 - Technical 

(1 Question)

  • Q1. Adhar housing financ
Round 8 - One-on-one 

(1 Question)

  • Q1. Aadhar housing financ
Round 9 - One-on-one 

(1 Question)

  • Q1. Adhar housing financ
Round 10 - Technical 

(1 Question)

  • Q1. Adhar housing financ
Round 11 - One-on-one 

(1 Question)

  • Q1. Aadhar housing financ
Round 12 - Technical 

(1 Question)

  • Q1. Adhar housing financ

Interview Preparation Tips

Interview preparation tips for other job seekers - Ok
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Approached by Company

Round 1 - Technical 

(4 Questions)

  • Q1. Fund strategies, Fund structure of Private equity
  • Q2. What is high water mark, hurdle rare, journal entry for prepaid expenses, journal entry for accrual
  • Ans. 

    High water mark and hurdle rate are terms used in finance, while journal entries for prepaid expenses and accruals are common accounting practices.

    • High water mark is the highest value that an investment fund has reached, used to calculate performance fees.

    • Hurdle rate is the minimum rate of return that a fund manager must achieve before earning performance fees.

    • Journal entry for prepaid expenses involves debiting Prepai...

  • Answered by AI
  • Q3. What is private quity, how much knowledge you have on Excel, what is commitment, Fair market value meaning
  • Ans. 

    Private equity is a type of investment where funds are raised from investors to acquire ownership stakes in companies not publicly traded.

    • Private equity involves investing in privately held companies or buying out public companies to make them private

    • Excel knowledge includes proficiency in financial modeling, data analysis, and creating complex formulas and macros

    • Commitment in accounting refers to the dedication and re...

  • Answered by AI
  • Q4. Journal entry for reflecting current market value of an invested asset by investor, Journal entry for prepaid insurance and Audit fees payable
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
No response

I applied via Approached by Company and was interviewed in Dec 2024. There were 2 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. SQL queries, python questions, project overview
Round 2 - Behavioral 

(1 Question)

  • Q1. Project description, what all technologies you worked upon, will u be able to relocate, etc
Interview experience
5
Excellent
Difficulty level
Hard
Process Duration
Less than 2 weeks
Result
Not Selected

I was interviewed in Oct 2024.

Round 1 - Aptitude Test 

Quantitative Aptitude, Communication(English language proficiency), Finance

Round 2 - Technical 

(4 Questions)

  • Q1. Accounting related question-impact of transactions on the 3 financial statements
  • Q2. Equity related terms and concepts
  • Q3. Guesstimates questions
  • Q4. Relative valuation multiples

Interview Preparation Tips

Interview preparation tips for other job seekers - Brush up on accounting, equity related topics, valuation methods, guesstimates
Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
Not Selected
Round 1 - One-on-one 

(2 Questions)

  • Q1. I am eligible to work in banking sector hence I worked with HSBC and JP Morgan earlier.
  • Q2. You can just let me know the process structure and explain me in one attempt. I can be able to handle all the queries in an easy manner. Please do the needful. Thankyou.

Interview Preparation Tips

Interview preparation tips for other job seekers - I can be able to handle the cards payment customers. Hence eagerly waiting to join as early as possible.

Thank you.
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Referral and was interviewed in Jun 2024. There were 3 interview rounds.

Round 1 - Technical 

(5 Questions)

  • Q1. Questions on fundamental concepts of cybersecurity.
  • Q2. What are the Business As Usual (BAU) activities in your current company, and what is the rationale behind them?
  • Q3. Will give a scenario and questions based on that.
  • Q4. Can you describe a challenging situation you faced and how you overcame it?
  • Q5. What types of high and critical alerts have you handled, and what steps did you take to resolve them?
  • Ans. 

    I have handled high and critical alerts related to malware infections, data breaches, and phishing attacks.

    • Identifying the source and scope of the alert

    • Isolating affected systems to prevent further damage

    • Implementing security patches and updates

    • Conducting forensic analysis to determine the extent of the breach

    • Collaborating with IT teams to strengthen security measures

  • Answered by AI
Round 2 - Technical 

(4 Questions)

  • Q1. Few similar questions asked in 1st round.
  • Q2. Will expect an understanding of security concepts in a bit more detailed manner.
  • Q3. What is the architecture of a Security Information and Event Management (SIEM) tool?
  • Ans. 

    SIEM tool architecture includes data collection, normalization, correlation, and reporting components.

    • Data collection: Gathers security data from various sources like logs, network traffic, and endpoints.

    • Normalization: Standardizes the collected data into a common format for analysis.

    • Correlation: Identifies patterns and relationships in the data to detect security incidents.

    • Reporting: Generates reports and alerts based...

  • Answered by AI
  • Q4. Scenario based questions.
Round 3 - HR 

(6 Questions)

  • Q1. Tell me about yourself.
  • Q2. What information do you have about the company?
  • Q3. What are the reasons for choosing this company?
  • Q4. Will discuss on general things about you and your previous employers.
  • Q5. What is your reason for leaving your current company?
  • Q6. What is your current salary, and what are your salary expectations?

Interview Preparation Tips

Topics to prepare for TSYS|Total System Services Information Security Analyst interview:
  • SIEM
  • Information Security
  • EDR
  • Incident management
Interview preparation tips for other job seekers - Be thorough with your Business as Usual (BAU) tasks. Have confidence and avoid including information in your resume that you are not familiar with. Demonstrate your potential by showing a willingness to learn and adapt.

Securities and Exchange Board of India Interview FAQs

How many rounds are there in Securities and Exchange Board of India interview?
Securities and Exchange Board of India interview process usually has 4 rounds. The most common rounds in the Securities and Exchange Board of India interview process are Resume Shortlist, Aptitude Test and Group Discussion.

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