10+ Interview Questions and Answers

To generate 15000k brokerage from clients with .50 brokerage, we need to have a total trading volume of 3 billion.

• Brokerage = Total Trading Volume * Brokerage Rate

• 15000k = Total Trading Volume * 0.50

• Total Trading Volume = 15000k / 0.50

• Total Trading Volume = 3 billion

In the money, At the money and out of the money call and put option explained with examples.

• In the money call option: Strike price is lower than the current market price. Example: Stock ABC is trading at $50, call option with a strike price of $40 is in the money.

• Out of the money call option: Strike price is higher than the current market price. Example: Stock ABC is trading at $50, call option with a strike price of $60 is out of the money.

• At the money call option: Strike pr...read more

The brokerage generated per client is 15k when the volume is 30.00.000 lakh.

• The volume of 30.00.000 lakh is multiplied by 0.50 to calculate the brokerage.

• The result of the calculation is 15,000.

• This indicates that for each client, the brokerage generated is 15,000.

Yes, SBI Securities is a subsidiary of State Bank of India offering a range of financial services including equity trading.

• SBI Securities is a subsidiary of State Bank of India

• It offers services like equity trading, mutual funds, IPOs, etc.

• The company has a strong presence in the Indian financial market

Investing in blue-chip stocks is considered a safe option in the equity sector.

• Blue-chip stocks are shares of well-established, financially stable companies with a history of reliable performance.

• These stocks are less volatile compared to small-cap or mid-cap stocks.

• Investors can also consider diversifying their portfolio to reduce risk.

• Researching and analyzing the company's financial health and market position is crucial before investing.

The share market is a platform where buying and selling of company stocks and securities take place.

• Share market is a place where investors buy and sell shares of publicly listed companies.

• It provides a platform for companies to raise capital by issuing shares to the public.

• Prices of shares are determined by supply and demand in the market.

• Investors can make profits by buying shares at a lower price and selling them at a higher price.

• Share market can be volatile and influence...read more

I have 5 years of experience as an Equity Dealer at a leading brokerage firm.

• Managed client portfolios and executed trades on their behalf

• Analyzed market trends and provided investment advice

• Maintained relationships with clients to ensure satisfaction and retention

Selling a portfolio involves analyzing market trends, identifying potential buyers, and executing trades strategically.

• Analyze market trends to determine the best time to sell

• Identify potential buyers through networking and research

• Execute trades strategically to maximize profits

• Consider tax implications and fees associated with selling

• Monitor the performance of the portfolio regularly

I have 5 years of experience in trading side, including equity, derivatives, and commodities.

• Managed client portfolios and executed trades based on market analysis

• Monitored market trends and news to make informed investment decisions

• Utilized technical analysis tools to identify trading opportunities

• Maintained relationships with clients and provided regular updates on their investments