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SBI Securities Equity Dealer Interview Questions and Answers

Updated 6 Sep 2024

7 Interview questions

🔥 Asked by recruiter 2 times
An Equity Dealer was asked
Q. What is the share market?
Ans. 

The share market is a platform where buying and selling of company stocks and securities take place.

  • Share market is a place where investors buy and sell shares of publicly listed companies.

  • It provides a platform for companies to raise capital by issuing shares to the public.

  • Prices of shares are determined by supply and demand in the market.

  • Investors can make profits by buying shares at a lower price and selling th...

An Equity Dealer was asked
Q. Do you know how SBI Securities works?
Ans. 

Yes, SBI Securities is a subsidiary of State Bank of India offering a range of financial services including equity trading.

  • SBI Securities is a subsidiary of State Bank of India

  • It offers services like equity trading, mutual funds, IPOs, etc.

  • The company has a strong presence in the Indian financial market

Equity Dealer Interview Questions Asked at Other Companies

Q1. How can we generate 15,000k brokerage from clients if our brokera ... read more
Q2. Explain the concepts of In the money, At the money, and Out of th ... read more
Q3. Which stock do you suggest for investment in the current scenario ... read more
Q4. What do you know about markets?
Q5. Are you flexible to handle both commodity and equity dealing?
An Equity Dealer was asked
Q. How can we generate 15,000k brokerage from clients if our brokerage is .50?
Ans. 

To generate 15000k brokerage from clients with .50 brokerage, we need to have a total trading volume of 3 billion.

  • Brokerage = Total Trading Volume * Brokerage Rate

  • 15000k = Total Trading Volume * 0.50

  • Total Trading Volume = 15000k / 0.50

  • Total Trading Volume = 3 billion

An Equity Dealer was asked
Q. Explain the concepts of In the money, At the money, and Out of the money call and put options with examples.
Ans. 

In the money, At the money and out of the money call and put option explained with examples.

  • In the money call option: Strike price is lower than the current market price. Example: Stock ABC is trading at $50, call option with a strike price of $40 is in the money.

  • Out of the money call option: Strike price is higher than the current market price. Example: Stock ABC is trading at $50, call option with a strike price...

An Equity Dealer was asked
Q. Your Dealer experience
Ans. 

I have 5 years of experience as an Equity Dealer at a leading brokerage firm.

  • Managed client portfolios and executed trades on their behalf

  • Analyzed market trends and provided investment advice

  • Maintained relationships with clients to ensure satisfaction and retention

An Equity Dealer was asked
Q. Experience in trading side
Ans. 

I have 5 years of experience in trading side, including equity, derivatives, and commodities.

  • Managed client portfolios and executed trades based on market analysis

  • Monitored market trends and news to make informed investment decisions

  • Utilized technical analysis tools to identify trading opportunities

  • Maintained relationships with clients and provided regular updates on their investments

An Equity Dealer was asked
Q. Investment safe side in this sector
Ans. 

Investing in blue-chip stocks is considered a safe option in the equity sector.

  • Blue-chip stocks are shares of well-established, financially stable companies with a history of reliable performance.

  • These stocks are less volatile compared to small-cap or mid-cap stocks.

  • Investors can also consider diversifying their portfolio to reduce risk.

  • Researching and analyzing the company's financial health and market position i...

Are these interview questions helpful?

SBI Securities Equity Dealer Interview Experiences

10 interviews found

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. How to sell portfolio
  • Ans. 

    Selling a portfolio involves analyzing market trends, identifying potential buyers, and executing trades strategically.

    • Analyze market trends to determine the best time to sell

    • Identify potential buyers through networking and research

    • Execute trades strategically to maximize profits

    • Consider tax implications and fees associated with selling

    • Monitor the performance of the portfolio regularly

  • Answered by AI
Interview experience
3
Average
Difficulty level
-
Process Duration
2-4 weeks
Result
Selected Selected
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(5 Questions)

  • Q1. Your experience in this sector
  • Ans. 

    I have over five years of experience in equity trading, focusing on market analysis and client portfolio management.

    • Worked as an equity trader at XYZ Brokerage for three years, executing trades and managing client portfolios.

    • Conducted in-depth market analysis to identify investment opportunities, resulting in a 15% increase in client returns.

    • Developed strong relationships with clients, providing tailored investment str...

  • Answered by AI
  • Q2. Your Dealer experience
  • Ans. 

    I have 5 years of experience as an Equity Dealer at a leading brokerage firm.

    • Managed client portfolios and executed trades on their behalf

    • Analyzed market trends and provided investment advice

    • Maintained relationships with clients to ensure satisfaction and retention

  • Answered by AI
  • Q3. Experience in trading side
  • Ans. 

    I have 5 years of experience in trading side, including equity, derivatives, and commodities.

    • Managed client portfolios and executed trades based on market analysis

    • Monitored market trends and news to make informed investment decisions

    • Utilized technical analysis tools to identify trading opportunities

    • Maintained relationships with clients and provided regular updates on their investments

  • Answered by AI
  • Q4. Mt experience in this sector is 12 year
  • Q5. Trading experience 10 years
  • Ans. 

    Yes, I have 10 years of trading experience in various markets.

    • I have experience in trading stocks, bonds, commodities, and derivatives.

    • I have developed strategies for risk management and maximizing profits.

    • I am familiar with technical analysis tools and market trends.

    • I have a track record of successful trades and managing client portfolios.

  • Answered by AI
Round 3 - One-on-one 

(2 Questions)

  • Q1. Your experience in this sector
  • Q2. Investment safe side in this sector
  • Ans. 

    Investing in blue-chip stocks is considered a safe option in the equity sector.

    • Blue-chip stocks are shares of well-established, financially stable companies with a history of reliable performance.

    • These stocks are less volatile compared to small-cap or mid-cap stocks.

    • Investors can also consider diversifying their portfolio to reduce risk.

    • Researching and analyzing the company's financial health and market position is cru...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Bright future in this sector
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Are you ready to work under pressure?
  • Ans. 

    Yes, I thrive under pressure and have developed strategies to maintain focus and deliver results in high-stress situations.

    • I have experience managing multiple trades simultaneously during market volatility, ensuring timely execution.

    • In my previous role, I handled a sudden market downturn by quickly analyzing data and adjusting strategies to minimize losses.

    • I practice mindfulness techniques to stay calm and focused, whi...

  • Answered by AI
  • Q2. Are you interested in the broking fram
Round 3 - One-on-one 

(2 Questions)

  • Q1. What is the share market
  • Ans. 

    The share market is a platform where buying and selling of company stocks and securities take place.

    • Share market is a place where investors buy and sell shares of publicly listed companies.

    • It provides a platform for companies to raise capital by issuing shares to the public.

    • Prices of shares are determined by supply and demand in the market.

    • Investors can make profits by buying shares at a lower price and selling them at...

  • Answered by AI
  • Q2. Have you know about sbi securities working?
  • Ans. 

    Yes, SBI Securities is a subsidiary of State Bank of India offering a range of financial services including equity trading.

    • SBI Securities is a subsidiary of State Bank of India

    • It offers services like equity trading, mutual funds, IPOs, etc.

    • The company has a strong presence in the Indian financial market

  • Answered by AI

Equity Dealer Interview Questions & Answers

user image Diksha Varshney

posted on 19 Feb 2023

Interview experience
4
Good
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Campus Placement and was interviewed in Jan 2023. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Personal details , Equity, derivatives, current market value, Sensex, nifty 50, mutual funds
Round 3 - One-on-one 

(1 Question)

  • Q1. Explanation of job role

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident, communication skills should be very strong, must have NISM 8 certificate

Equity Dealer Interview Questions & Answers

user image Rajesh kumar

posted on 7 Jan 2023

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Jul 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Technical 

(1 Question)

  • Q1. About derivatives, stock market, client management skill
Round 3 - Technical 

(1 Question)

  • Q1. About stock market, experience had with stock market

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well on derivatives stock market and definitely need to Nism series 8 certification.

Equity Dealer Interview Questions & Answers

user image Mukesh Sahu

posted on 24 Aug 2022

Round 1 - One-on-one 

(2 Questions)

  • Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
  • Q2. If the volume is 30.00.000 lakh we can easily generate 15k brokerage per client .50 *30000 = 15000
  • Ans. 

    The brokerage generated per client is 15k when the volume is 30.00.000 lakh.

    • The volume of 30.00.000 lakh is multiplied by 0.50 to calculate the brokerage.

    • The result of the calculation is 15,000.

    • This indicates that for each client, the brokerage generated is 15,000.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - is easy asking qun for equity dealing and F&O related learn about derivaties

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 30 Jun 2022

Round 1 - One-on-one 

(3 Questions)

  • Q1. Equity and derivative releted question
  • Q2. Market related question
  • Q3. Stock releted question

Interview Preparation Tips

Interview preparation tips for other job seekers - Some question ask market and mutual fund releted

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 13 Jul 2021

Interview Questionnaire 

3 Questions

  • Q1. Nifty 50 top companies... Why you are interested in stock market... What is market cap
  • Q2. What you recommend people
  • Ans. 

    I recommend people to diversify their investment portfolio and stay updated with market trends.

    • Diversify your investment portfolio to reduce risk

    • Stay updated with market trends and news

    • Consider long-term investment strategies

    • Consult with a financial advisor for personalized recommendations

  • Answered by AI
  • Q3. Why we have to invest in stock market

Interview Preparation Tips

Interview preparation tips for other job seekers - If you wanted to work in stock market... First you have to be basics of stock market like how stock market works... why it is up and down.. What factors impact the stock market... what is derivative... how derivative works.. You have to be aware of stock market every seconds... If you are interested in stock market then only try for jobs here... it is as simple as you thinking if you have basics... so watch videos on YouTube... how we placed an order... what are the different types of order.. Why we have to invest in stock market... etc..

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 10 Dec 2021

I applied via Referral and was interviewed in Jun 2021. There were 3 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Explain about In the money, At the money and out of the money call and put option with example?
  • Q2. Introduce yourself?
  • Ans. 

    I am an equity dealer with a strong background in financial markets, skilled in trading strategies and client relationship management.

    • Educational Background: I hold a degree in finance, which has provided me with a solid foundation in market analysis and investment strategies.

    • Experience: I have over 5 years of experience in equity trading, where I have successfully managed portfolios and executed trades for clients.

    • Mar...

  • Answered by AI
  • Q3. Why we should hire you?
  • Ans. 

    I bring a unique blend of analytical skills, market knowledge, and a passion for trading that aligns perfectly with your team's goals.

    • Strong analytical skills: I have a proven track record of analyzing market trends and making data-driven decisions.

    • Experience in trading: I have successfully managed a portfolio that outperformed the market by 15% over the last year.

    • Excellent communication: I can effectively convey compl...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and don't panic

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 28 Jun 2021

I applied via Referral and was interviewed before Jun 2020. There was 1 interview round.

Interview Questionnaire 

2 Questions

  • Q1. About me...? can i do cross sale..?
  • Q2. I have clear Nism 8..or not.

Interview Preparation Tips

Interview preparation tips for other job seekers - It was good

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I feel like I can't speak fluently during interviews. I do know english well and use it daily to communicate, but the moment I'm in an interview, I just get stuck. since it's not my first language, I struggle to express what I actually feel. I know the answer in my head, but I just can’t deliver it properly at that moment. Please guide me
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SBI Securities Interview FAQs

How many rounds are there in SBI Securities Equity Dealer interview?
SBI Securities interview process usually has 2-3 rounds. The most common rounds in the SBI Securities interview process are One-on-one Round, Resume Shortlist and Technical.
How to prepare for SBI Securities Equity Dealer interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at SBI Securities. The most common topics and skills that interviewers at SBI Securities expect are NISM, Trading, Equity, brokerage and Dealing.
What are the top questions asked in SBI Securities Equity Dealer interview?

Some of the top questions asked at the SBI Securities Equity Dealer interview -

  1. How we generate 15000k brokerage from clients If our brokerage is ....read more
  2. Explain about In the money, At the money and out of the money call and put opti...read more
  3. Have you know about sbi securities worki...read more

Tell us how to improve this page.

Overall Interview Experience Rating

4.1/5

based on 7 interview experiences

Difficulty level

Easy 67%
Moderate 33%

Duration

Less than 2 weeks 75%
2-4 weeks 25%
View more

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SBI Securities Equity Dealer Salary
based on 219 salaries
₹2.1 L/yr - ₹5.5 L/yr
17% more than the average Equity Dealer Salary in India
View more details

SBI Securities Equity Dealer Reviews and Ratings

based on 61 reviews

3.0/5

Rating in categories

3.1

Skill development

2.9

Work-life balance

3.3

Salary

2.8

Job security

2.7

Company culture

2.7

Promotions

2.6

Work satisfaction

Explore 61 Reviews and Ratings
SBI Securities| Hiring For Equity dealer- Delhi/ Jaipur/ Gorakhpur

Gorakhpur,

New Delhi

+1

1-6 Yrs

₹ 2.5-3.25 LPA

SBI Securities| Hiring For Equity dealer- Bangalore/ Hubli/ Belgaum

Hubli,

Bangalore / Bengaluru

+1

1-6 Yrs

₹ 2.4-5 LPA

Sbicap Securities | Equity Dealer | New Delhi & Jaipur

New Delhi,

Jaipur

1-5 Yrs

₹ 2.75-4.15 LPA

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