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Razorpay Senior Compliance Analyst Interview Questions and Answers

Updated 10 Apr 2021

Razorpay Senior Compliance Analyst Interview Experiences

1 interview found

I applied via Recruitment Consultant and was interviewed in Mar 2021. There were 4 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. What is the job profile. How you managed the emergency or critical time managed all the work. How did you handle people management?

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident your answer. Should be understandable what you're saying. Which position you applied should know.
If don't have proper answer manage your answer near to question.

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I applied via Naukri.com and was interviewed in Dec 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
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Round 2 - One-on-one 

(3 Questions)

  • Q1. Details regarding the recent circular SEBI/Exchange has released.
  • Ans. You must always visit the company's website for latest updates/news on capital markets or you can check in the circulars tab on SEBI's website (sebi.gov.in)
  • Answered Anonymously
  • Q2. What's your experience in handling SEBI /Exchange inspection.
  • Ans. 

    I have experience in handling SEBI/Exchange inspections and ensuring compliance with regulations.

    • I have worked closely with SEBI and Exchange officials during inspections.

    • I have ensured that all necessary documents and records are readily available for inspection.

    • I have conducted internal audits to identify and address any potential compliance issues.

    • I have implemented policies and procedures to ensure ongoing complian...

  • Answered by AI
  • Q3. Why do you want to join Angel One
Round 3 - One-on-one 

(2 Questions)

  • Q1. What are the Laws applicable for a stock broker
  • Ans. 

    Laws applicable for a stock broker

    • Securities and Exchange Board of India (SEBI) Act, 1992

    • Securities Contracts (Regulation) Act, 1956

    • Depositories Act, 1996

    • Prevention of Money Laundering Act, 2002

    • Foreign Exchange Management Act, 1999

    • Income Tax Act, 1961

  • Answered by AI
  • Q2. Have you got any experience in filing or reporting of submissions to regulators
  • Ans. 

    Yes, I have experience in filing and reporting submissions to regulators.

    • I have worked on various compliance projects where I had to file and report submissions to regulators.

    • I am familiar with the regulatory requirements and guidelines for filing and reporting.

    • I have experience in preparing and submitting regulatory reports and filings on time.

    • I have also worked on remediation projects where I had to file and report c...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident while you speak.
Ask questions related to your role which you've applied for.
Do not hesitate to say No, if you don't know the answer to any particular question.

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