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Angel One Compliance Associate Interview Questions and Answers

Updated 5 Jun 2022

Angel One Compliance Associate Interview Experiences

1 interview found

Compliance Associate Interview Questions & Answers

user image Anonymous

posted on 2 Jun 2022

I applied via Naukri.com and was interviewed in Dec 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(3 Questions)

  • Q1. Details regarding the recent circular SEBI/Exchange has released.
  • Ans. You must always visit the company's website for latest updates/news on capital markets or you can check in the circulars tab on SEBI's website (sebi.gov.in)
    • Answered Anonymously
    View 2 more answers
  • Q2. What's your experience in handling SEBI /Exchange inspection.
  • Ans. 

    I have experience in handling SEBI/Exchange inspections and ensuring compliance with regulations.

    • I have worked closely with SEBI and Exchange officials during inspections.

    • I have ensured that all necessary documents and records are readily available for inspection.

    • I have conducted internal audits to identify and address any potential compliance issues.

    • I have implemented policies and procedures to ensure ongoing complian...

    • Answered by AI
    Add your answer
  • Q3. Why do you want to join Angel One
    • Add your answer
Round 3 - One-on-one 

(2 Questions)

  • Q1. What are the Laws applicable for a stock broker
  • Ans. 

    Laws applicable for a stock broker

    • Securities and Exchange Board of India (SEBI) Act, 1992

    • Securities Contracts (Regulation) Act, 1956

    • Depositories Act, 1996

    • Prevention of Money Laundering Act, 2002

    • Foreign Exchange Management Act, 1999

    • Income Tax Act, 1961

    • Answered by AI
    Add your answer
  • Q2. Have you got any experience in filing or reporting of submissions to regulators
  • Ans. 

    Yes, I have experience in filing and reporting submissions to regulators.

    • I have worked on various compliance projects where I had to file and report submissions to regulators.

    • I am familiar with the regulatory requirements and guidelines for filing and reporting.

    • I have experience in preparing and submitting regulatory reports and filings on time.

    • I have also worked on remediation projects where I had to file and report c...

    • Answered by AI
    View 1 more answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident while you speak.
Ask questions related to your role which you've applied for.
Do not hesitate to say No, if you don't know the answer to any particular question.

Top trending discussions

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Interview Tips & Stories
2w
creamytaro
Verified Icon
·
works at
TCS
Advice for getting more calls from recruiters
Dear All, Currently, I am on notice period, only 45 days left for my last working day. I have been updating my resume with Keyskills and updating my profile in Naukri and LinkedIn. But I am not getting calls from the recruiters. Any tips or advice would be helpful 😊 Help me to get more calls
Got a question about Angel One?
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Interview questions from similar companies

Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 22 Feb 2022

I applied via Approached by Company and was interviewed before Feb 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. Basic end user understanding
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and share your experiences in correct way

Associate Interview Questions & Answers

HighRadius user image Anonymous

posted on 19 Jun 2022

I applied via Company Website and was interviewed before Jun 2021. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(1 Question)

  • Q1. Machine learning and Java programming questions
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Have a good knowledege about the work you are presenting in front of them.

Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 27 May 2021

Interview Questionnaire 

1 Question

  • Q1. About wireshark,linux common shell command
    • Add your answer

Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 23 Sep 2021

Interview Questionnaire 

1 Question

  • Q1. How are you and what's your qualifications
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be relax even if you are without skills they will hire you only thing is that they need underpaid workers

Senior Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 31 Mar 2021

I applied via Referral and was interviewed before Mar 2020. There was 1 interview round.

Interview Questionnaire 

5 Questions

  • Q1. Tell me about your self
    • Add your answer
  • Q2. Tell me about insurance
  • Ans. 

    Insurance is a contract between an individual and an insurance company to protect against financial loss.

    • Insurance provides financial protection against unexpected events

    • There are different types of insurance such as health, life, auto, and home insurance

    • Premiums are paid to the insurance company in exchange for coverage

    • Insurance policies have terms and conditions that must be followed to receive benefits

    • Insurance comp...

    • Answered by AI
    View 2 more answers
  • Q3. Types of insurance
  • Ans. 

    Types of insurance include life, health, auto, home, and travel insurance.

    • Life insurance provides financial protection to beneficiaries upon the insured's death.

    • Health insurance covers medical expenses and provides access to healthcare services.

    • Auto insurance protects against financial loss in case of accidents or theft involving a vehicle.

    • Home insurance provides coverage for damages or losses to a house and its conten...

    • Answered by AI
    View 1 more answer
  • Q4. Life insurance benefits sections
    • Add your answer
  • Q5. Why should we hire you on higher package
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - It's completely online

Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 8 May 2021

Interview Questionnaire 

1 Question

  • Q1. Tell me something about yourself?
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Your first answer decides that you are selected or not and most of the times a first question is about your introduction. So please introduce yourself in a proper manner. first your name and details then education than your ambitions and goals and then what you have achieved in your life (i.e. the skills you have). Please be confident in front of your interviewer.

Associate Interview Questions & Answers

Paytm user image Anonymous

posted on 21 Oct 2021

I applied via Referral and was interviewed before Oct 2020. There was 1 interview round.

Interview Questionnaire 

1 Question

  • Q1. First they ask tell me about yourself and second they give you any topic to speak continues for 5 minutes. They check only your grammer if someone is not comfortable to that topic you can tell them to give...
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Interview is so simple. Don't hesitate if someone looking for going to Paytm. They can free you in half n hour. All the documentation they can do on same day. Kindly get your marksheet and graduation degree certificate while you go for interview.

Senior Associate Interview Questions & Answers

Revolut user image Anonymous

posted on 13 Apr 2024

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Company Website and was interviewed in Oct 2023. There were 3 interview rounds.

Round 1 - HR 

(2 Questions)

  • Q1. Self introduction
    • Add your answer
  • Q2. Company related information
    • Add your answer
Round 2 - Aptitude Test 

General English, Aptitude and reasoning

Round 3 - One-on-one 

(2 Questions)

  • Q1. General screening with operation manager
    • Add your answer
  • Q2. Opinion on KPI metrics. Example: Quality, AHT, CSAT etc.
  • Ans. 

    KPI metrics are essential for measuring performance and identifying areas for improvement.

    • KPI metrics provide a clear understanding of performance against goals

    • Quality metrics can include error rates, compliance with standards, and customer satisfaction

    • AHT (Average Handle Time) measures efficiency in handling customer interactions

    • CSAT (Customer Satisfaction) metrics gauge customer happiness and loyalty

    • Regularly reviewi...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Think twice before applying in this organisation, they made huge expectation from the candidates and sometimes it will be hard to meet

Associate Interview Questions & Answers

Paytm user image Superstar Shailendra singh

posted on 23 Dec 2024

Interview experience
5
Excellent
Difficulty level
Hard
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Walk-in and was interviewed before Dec 2023. There were 3 interview rounds.

Round 1 - HR 

(3 Questions)

  • Q1. Tell me something about yourself.
  • Ans. 

    I am a dedicated and hardworking individual with a passion for learning and problem-solving.

    • I have a background in computer science and have experience working on various programming projects.

    • I am a quick learner and enjoy taking on new challenges.

    • I am a team player and have strong communication skills.

    • I am detail-oriented and strive for excellence in everything I do.

    • Answered by AI
    Add your answer
  • Q2. Where do you live ?
  • Ans. 

    I live in a cozy apartment in downtown Seattle.

    • I live in downtown Seattle

    • I have a cozy apartment

    • My neighborhood is vibrant and full of life

    • Answered by AI
    Add your answer
  • Q3. How you know about Paytm?
  • Ans. 

    Paytm is a popular Indian digital payment platform.

    • Paytm was founded in 2010 by Vijay Shekhar Sharma.

    • It offers services such as mobile recharging, bill payments, online shopping, and ticket booking.

    • Paytm has a digital wallet feature that allows users to store money and make quick payments.

    • The platform has grown to become one of the leading payment solutions in India.

    • Answered by AI
    Add your answer
Round 2 - One-on-one 

(3 Questions)

  • Q1. Introduce yourself.
  • Ans. 

    I am a dedicated and experienced professional with a background in marketing and sales.

    • Experienced in marketing and sales

    • Dedicated and hardworking

    • Strong communication skills

    • Answered by AI
    Add your answer
  • Q2. Why you want work with us (Paytm).
  • Ans. 

    I want to work with Paytm because of its innovative approach to digital payments and its strong presence in the market.

    • I am impressed by Paytm's innovative solutions in the digital payments space.

    • I believe Paytm's strong market presence will provide me with valuable experience and opportunities for growth.

    • I am excited about the prospect of contributing to Paytm's continued success and growth.

    • Answered by AI
    Add your answer
  • Q3. Questions asked from my hobbies. Example- Creative writing
    • Add your answer
Round 3 - HR 

(1 Question)

  • Q1. Salary discuss.
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be empathetic and real to your voice with eye contact.
More about working at Angel One

Angel One Interview FAQs

How many rounds are there in Angel One Compliance Associate interview?
Angel One interview process usually has 3 rounds. The most common rounds in the Angel One interview process are One-on-one Round and Resume Shortlist.
What are the top questions asked in Angel One Compliance Associate interview?

Some of the top questions asked at the Angel One Compliance Associate interview -

  1. Have you got any experience in filing or reporting of submissions to regulat...read more
  2. What's your experience in handling SEBI /Exchange inspecti...read more
  3. What are the Laws applicable for a stock bro...read more

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Angel One Compliance Associate Salary
based on 4 salaries
₹3.2 L/yr - ₹4 L/yr
43% less than the average Compliance Associate Salary in India
View more details

Angel One Compliance Associate Reviews and Ratings

based on 2 reviews

4.0/5

Rating in categories

4.5

Skill development

3.0

Work-life balance

3.0

Salary

4.0

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4.5

Company culture

3.4

Promotions

4.5

Work satisfaction

Explore 2 Reviews and Ratings
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