i
Angel One
Filter interviews by
Clear (1)
I applied via Naukri.com and was interviewed in Dec 2021. There were 3 interview rounds.
I have experience in handling SEBI/Exchange inspections and ensuring compliance with regulations.
I have worked closely with SEBI and Exchange officials during inspections.
I have ensured that all necessary documents and records are readily available for inspection.
I have conducted internal audits to identify and address any potential compliance issues.
I have implemented policies and procedures to ensure ongoing complian...
Laws applicable for a stock broker
Securities and Exchange Board of India (SEBI) Act, 1992
Securities Contracts (Regulation) Act, 1956
Depositories Act, 1996
Prevention of Money Laundering Act, 2002
Foreign Exchange Management Act, 1999
Income Tax Act, 1961
Yes, I have experience in filing and reporting submissions to regulators.
I have worked on various compliance projects where I had to file and report submissions to regulators.
I am familiar with the regulatory requirements and guidelines for filing and reporting.
I have experience in preparing and submitting regulatory reports and filings on time.
I have also worked on remediation projects where I had to file and report c...
Top trending discussions
I applied via LinkedIn and was interviewed in Oct 2023. There were 2 interview rounds.
I applied via Job Portal and was interviewed in May 2024. There were 3 interview rounds.
PPT Assignment comparing all APIs
I applied via Naukri.com and was interviewed before Apr 2022. There were 2 interview rounds.
Financial budgeting and analysis involves creating and managing a financial plan to achieve business goals.
Financial budgeting involves creating a plan for income and expenses over a specific period of time.
Financial analysis involves reviewing financial data to identify trends, opportunities, and potential risks.
Both budgeting and analysis are important for making informed financial decisions and achieving business ob...
The topic is best practices for senior associates.
One best practice is to prioritize tasks and manage time effectively.
Another best practice is to communicate clearly and effectively with team members and clients.
A third best practice is to continuously learn and stay updated on industry trends and developments.
Additionally, building strong relationships and networking with colleagues and clients is crucial.
Lastly, att...
Numerical logical round with market related questions
I applied via Referral and was interviewed before Dec 2023. There were 2 interview rounds.
Aptitude test and reasoning test very simple
NSE and BSE are the two main stock exchanges in India, where companies list their shares for trading.
NSE stands for National Stock Exchange and BSE stands for Bombay Stock Exchange
Both NSE and BSE facilitate trading of stocks, derivatives, and other financial instruments
Companies list their shares on NSE and BSE to raise capital from investors
NSE is headquartered in Mumbai while BSE is also located in Mumbai
I am a dedicated and experienced professional with a strong background in leadership and team management.
Over 5 years of experience in retail management
Proven track record of increasing sales and improving customer satisfaction
Strong communication and problem-solving skills
Ability to motivate and lead a team towards achieving goals
I applied via Campus Placement and was interviewed in Jan 2024. There were 2 interview rounds.
Nothing as such just basic
posted on 15 Sep 2024
OOPS (Object-Oriented Programming) is a programming paradigm based on the concept of objects, which can contain data and code.
OOPS focuses on creating objects that interact with each other to solve problems.
It involves concepts like classes, objects, inheritance, polymorphism, and encapsulation.
For example, a class 'Car' can have objects like 'Toyota', 'Honda', etc., each with their own properties and methods.
Inheritan...
based on 2 reviews
Rating in categories
Senior Executive
341
salaries
| ₹0 L/yr - ₹0 L/yr |
Relationship Manager
322
salaries
| ₹0 L/yr - ₹0 L/yr |
Assistant Manager
268
salaries
| ₹0 L/yr - ₹0 L/yr |
Equity Dealer
212
salaries
| ₹0 L/yr - ₹0 L/yr |
Deputy Manager
157
salaries
| ₹0 L/yr - ₹0 L/yr |
Zerodha
Upstox
Groww
5paisa Capital Ltd.