21 Wave HR & Advisory Jobs
3-5 years
Company Secretary - Compliance & Administration - Fund Management Segment - LLB/LLM (3-5 yrs)
Wave HR & Advisory
posted 14hr ago
Key skills for the job
We are hiring for the role of a Compliance and Administration for the fund. The candidate will be responsible for ensuring the fund compliance with applicable laws and regulations.
Responsibilities:
Fund Compliances:
- Ensuring one-time regulatory registrations and their regular filings
- SEBI quarterly filings and other compliances. Periodic compliances towards trustees - monthly, quarterly and annual CTR compliances
- Maintaining & updating policies and SOPs and related documentation
- Updating of PPM and Contribution Agreement. Co-ordination for
- Co-ordination for yearly PPM Audit, merchant banker certificate for consolidated changes in PPM and portfolio valuation
- Any other compliances
Fund Administration and Operations:
- Onboarding investors and their KYC
- Sending out drawdown notices, statement of accounts and other reporting to investors
- Corporate action for allotment and redemption of units
- Seeking investor's consent for changes to memorandum/contribution agreement
Investment Manager's Compliance (LLP):
- Drafting and maintaining LLP minutes and other statutory records. Issuing CTC resolutions
- Changes to charter document such as LLP deed
- POSH compliances and annual filings
Deal Support:
- Support investment team in drafting, maintaining IC notes, minutes and approvals.
- Drafting / reviewing investment resolutions for the deal
- Compliances with the Trustee
Portfolio Monitoring:
- Ensuring secretarial compliances with respect to investee companies from fund perspective.
Required Qualifications / Skills:
- Company Secretary, law degree will be an added advantage.
- 3-4 years' experience handling compliances for AIF and/or a leading trustee company.
- Well versed with the AIF regulations, Company Law, LLP, FATCA compliances.
- Curiosity and interest in staying up to date with AIF developments.
Functional Areas: Accounting/Finance
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