74 Risk Mitigation Jobs in Mumbai

Dear Candidate,We are looking for CA freshers (Batch May2024 Nov2024) who have cleared CA finals in total 4 attempts.Please find below JD for the Compliance role -Purpose / key objective of role The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areasRegulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects.
Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.Agreement review- Review intermediary and service partner agreements.Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting.
Relook at existing processes and evaluate/implement automation to reduce people dependency and errors.
Ensure record keeping of Compliance departmental records in line with regulatory requirements.Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters.Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.IRDAI correspondence management, SOX compliance and other projects- Recording the to and fro correspondence with IRDAI, ensuring compliance to SOX and other projects as identified from time to time"