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Associate Manager II - Compliance
4-6 years
Bangalore / Bengaluru
1 vacancy
Associate Manager II - Compliance
Navi Technologies
posted 1d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Passionate about Navi s mission and vision
- Demonstrates dedication, perseverance and high ownership
- Goes above and beyond by taking on additional responsibilities
- Consistently creates value for the customers and stakeholders through high-quality outcomes
- Ensuring excellence in all aspects of work
- Efficiently manages time, prioritizes tasks, and achieves higher standards
- Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility
- Support the ( Mutual Fund ) business in remaining compliance within the regulatory environment and managing their risk
- Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.
- Participate in the review of new business initiatives and transactions requiring pre-approval
- Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.
- Manage regulatory inquiries and examinations in close coordination with the CCO and Business partners;
- Manage Scheme Information Documents filings, interactions with SEBI and provide compliance support the business team during launch of NFOs;
- Collaborating with other stakeholders like Business, Product, Operations,Technology, Legal etc. to address compliance issues which many impact the function/business and develop approaches/ action plans to manage current and emerging risks
- Advanced Degree preferred - Law, CA, CS, Law.
- Strong understanding of Compliance requirements and regulations.
- Exposure to requirements of multiple regulators viz. SEBI would be desirable
- Between 4+ years post qualification experience in Banking Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;
- Experience in managing regulatory inspections/ audits would be preferable;
- Strong analytical and problem solving skills and can thrive under pressure
- Good interpersonal skills and people management skills
- Exceptional communication (both written and verbal) skills
Exceptional communication (both written and verbal) skills;
Employment Type: Full Time, Permanent
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