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Director - Negative News Screening (Wealth Management)
6-9 years
Mumbai
1 vacancy
Director - Negative News Screening (Wealth Management)
Morgan Stanley
posted 3d ago
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Flexible timing
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Job Description
The Anti-Money Laundering Risk (AML Risk) team is embedded within the Firms business lines. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risks associated with higher risk client types. The AML Risk team is considered to be in the First Line of defense and supports the onboarding, client due diligence, enhanced due diligence and negative news processes.
Position Summary:
The AML Risk Director - NNS will be responsible for executing risk-relevant activities related to AML. The AML Risk Director - NNS will identify and assess potential Bank Secrecy Act (BSA), money laundering and reputational risk matters identified through the execution of the Firms NNS protocols for both new and existing customers. The Director will have responsibility for the identification and, as appropriate, escalation of negative news events or risks.
Key Responsibilities:
Key responsibilities will include but will not be limited to the following:
> Supervise a team of NNS professionals whose primary responsibilities include the following:
o Reviewing new and existing alerts on Morgan Stanley clients and related parties for potential matches to adverse media
o Performing research to confirm whether the alert is a positive match or false positive to the client, or whether the alert is deemed to be not risk-relevant, and document findings
> Escalate any possible true hits to the relevant onshore team
> Review the quality of work delivered by the team.
> Lead the team meetings.
> Having regular catch-ups with regional stakeholders.
> Drive a culture of efficiencies / productivity
> 6-9 years of Corporate Intelligence, due diligence; experience in the financial services industry
> Bachelors degree from an accredited college / university
>
Employment Type: Full Time, Permanent
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