Technology Consulting-DT Regtech Assistant Manager

We are seeking a highly skilled and driven Assistant Manager to join our Technology Consulting team specializing in RegTech (Regulatory Technology) . This role offers the opportunity to work with leading financial services, fintech, and other regulated industries to help them leverage technology solutions that streamline compliance, mitigate regulatory risks, and improve operational efficiencies. As an Assistant Manager in RegTech, you will guide clients through the implementation and optimization of regulatory technology solutions, helping them stay ahead of evolving regulations and ensuring compliance with industry standards.

Key Responsibilities:

• RegTech Strategy & Advisory: Provide expert advice to clients on leveraging RegTech solutions to address complex regulatory challenges. Assist clients in developing strategies for automating compliance workflows, managing regulatory reporting, and improving risk management processes using advanced technology.

• Implementation of RegTech Solutions: Lead the deployment and configuration of RegTech solutions that align with client business objectives and regulatory requirements. Work closely with clients to understand their specific regulatory needs and help implement technology tools that automate compliance activities, such as KYC (Know Your Customer) , AML (Anti-Money Laundering) , Transaction Monitoring , and Regulatory Reporting .

• Regulatory Compliance & Risk Management: Help clients navigate the regulatory landscape by ensuring their RegTech solutions are aligned with applicable regulations such as GDPR , MiFID II , Basel III , FATCA , Dodd-Frank , and others. Assist clients in assessing their current compliance posture, identifying gaps, and recommending technology-driven improvements.

• System Integration & Automation: Collaborate with IT teams and vendors to ensure seamless integration of RegTech solutions with clients’ existing technology environments, such as core banking systems, CRM platforms, and risk management systems. Implement automation features to reduce manual efforts and improve the efficiency of compliance processes.

• Data Analytics & Reporting: Guide clients in leveraging data analytics within RegTech solutions to monitor compliance, track regulatory changes, and generate insightful reports. Assist clients in using dashboards and analytics tools to make data-driven decisions and manage regulatory risk.

• Process Optimization & Continuous Improvement: Review clients' current regulatory processes and recommend process optimizations through automation, enhanced workflows, and advanced analytics. Help clients continually improve their regulatory technology strategies to adapt to changing business needs and evolving regulations.

• Project Management & Delivery: Manage RegTech implementation projects, ensuring they are delivered on time, within budget, and aligned with client expectations. Provide regular project updates and collaborate with cross-functional teams to ensure smooth execution of deliverables.

• Training & Knowledge Transfer: Develop training materials and deliver training sessions for client teams to ensure they understand and can effectively use the RegTech solutions implemented. Provide ongoing support to ensure that clients continue to derive maximum value from their technology investments.

• Stakeholder Management: Build and maintain strong relationships with client stakeholders, including compliance officers, risk managers, IT teams, and senior executives. Regularly engage with clients to understand their evolving regulatory challenges and identify opportunities for additional value through RegTech solutions.

• Stay Ahead of Industry Trends: Keep up to date with the latest trends and developments in regulatory technology, compliance requirements, and industry best practices. Share relevant insights with clients to ensure they remain compliant and competitive in a rapidly changing regulatory environment.

Qualifications:

• Bachelor’s or Master’s degree in Information Technology, Computer Science, Business Administration, Finance, or a related field.
• 1-3 years of experience in regulatory technology, financial services consulting, or a related field with a strong focus on implementing RegTech solutions or regulatory compliance systems.
• In-depth knowledge of regulatory frameworks such as GDPR , AML , KYC , MiFID II , Basel III , FATCA , and Dodd-Frank .
• Hands-on experience in the implementation, configuration, and management of RegTech solutions , such as KYC/AML software, transaction monitoring systems, and regulatory reporting tools.
• Strong understanding of automation in regulatory compliance and experience with Robotic Process Automation (RPA) or other automation tools in the context of compliance workflows.
• Familiarity with financial services systems and technologies such as core banking systems , CRM platforms , risk management systems , and data analytics platforms .
• Project management experience , with the ability to manage multiple projects simultaneously, ensuring they are completed on time and meet client expectations.
• Strong analytical and problem-solving skills , with the ability to identify inefficiencies and recommend improvements in regulatory processes.
• Excellent communication skills , with the ability to articulate complex technical concepts to both technical and non-technical stakeholders.
• Experience in delivering client training and knowledge transfer to ensure clients fully understand and effectively use the solutions provided.

Preferred Skills:

• Certifications such as Certified Regulatory Compliance Manager (CRCM) , Certified Information Systems Auditor (CISA) , or Certified in Risk and Information Systems Control (CRISC) .
• Experience with cloud-based RegTech solutions and the challenges associated with their implementation in financial institutions or regulated industries.
• Familiarity with machine learning and AI-based solutions used in regulatory compliance, particularly for predictive analytics in risk detection and regulatory reporting.
• Knowledge of data privacy regulations and their implications for RegTech solutions (e.g., CCPA , GDPR ).
• Experience in data analytics tools (e.g., Power BI, Tableau, or other reporting tools) and leveraging them for regulatory reporting and decision-making.

Soft Skills:

• Client-centric mindset , with the ability to build and maintain strong relationships with clients by understanding their needs and delivering tailored solutions.
• Strong leadership and team collaboration skills , with the ability to work effectively across different teams, both internally and with client teams.
• Proactive problem-solver , with the ability to anticipate challenges and provide practical solutions.
• Detail-oriented and capable of managing complex processes and multiple deliverables simultaneously.
• Strong communication and presentation skills , with the ability to explain complex concepts in a clear, concise, and accessible manner to stakeholders at all levels.
• Adaptability to a fast-paced, ever-changing environment and evolving regulatory landscape.