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Compliance Manager
Findoc Investmart
posted 1mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
Regulatory Liaison
Act as the primary point of contact and establish effective communication channels with RBI, MCA/ROC Engage in frequent interaction, dialogue, and correspondence to stay updated on regulatory changes and requirements
RBI Inspections and Queries
RBI Inspections and Queries
Manage and navigate RBI inspections, responding to routine queries and inquiries from regulators in a timely and comprehensive manner
Compliance Implementation Ensure strict adherence to all applicable RBI Master Directions for NBFCs, focusing particularly on KYC, FPC, AML, and other pertinent areas
Oversee the drafting, finalization, and implementation of policies mandated by RBI, conducting periodic reviews to guarantee alignment with regulatory standards
Guidance and Training Oversee the drafting, finalization, and implementation of policies mandated by RBI, conducting periodic reviews to guarantee alignment with regulatory standards
Provide guidance to the business units on emerging regulatory developments and drive the implementation of necessary changes
Conduct training sessions for employees, especially at branches, regarding compliance protocols, KYC procedures, and regulatory updates
Product Validation and Documentation Conduct training sessions for employees, especially at branches, regarding compliance protocols, KYC procedures, and regulatory updates
Validate product programs, customer interface documents, and marketing materials to ensure compliance with prevailing regulations
Regularly review and refine these materials to align with regulatory guidelines
Governance Strengthening Regularly review and refine these materials to align with regulatory guidelines
Develop robust systems and processes to fortify governance within the organization
Implement measures to enhance compliance, risk management, and internal controls
Implement measures to enhance compliance, risk management, and internal controls
- Posted On 01 April, 2024
- Location Gurgaon
Employment Type: Full Time, Permanent
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What people at Findoc Investmart are saying
What Findoc Investmart employees are saying about work life
based on 16 employees
Flexible timing
Monday to Friday
No travel
Day Shift
Findoc Investmart Benefits
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