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RCSA 1LOD Facilitator
Northern Trust Operating Services
posted 1d ago
Job Role Insights
Key skills for the job
Job Description
- Uses specific knowledge of a discipline to achieve goals through own work.
- Has specific knowledge or expertise typically gained through formal education or equivalent experience.
- Uses expertise to provide guidance to others as a project manager or consultant.
- Requires in-depth conceptual and practical knowledge in own job discipline and basic knowledge of related job disciplines.
- Solves complex problems.
- Works independently; receives minimal guidance.
- May lead projects or project steps within a broader project or may have accountability for on-going activities or objectives.
- Acts as a resource for colleagues with less experience
- The Senior Consultant is responsible for working with control practice managers to actively execute control best practices and advise on risk avoidance and control enhancements.
- Regular activities to be defined and executed by the senior consultant include a risk-based control review, effective test execution, participation in preparing the business continuity plan, and an in-depth analysis of incidents to identify key trends and solutions to prevent future reoccurrence.
Job Description
- Contribute to the periodic risk reviews of, operational processes, procedures, and client specific servicing deliverables. Ensure risk review results are documented and reviewed with the control manager and the global control executive overseeing the practice. Recommend control enhancements for high risk processes.
- Support the risk-based control test plan to identify excessive risk and/or control issues at an early stage. Report process test findings to control management, (via the agreed Control Testing report template).
- Participate with control project deliverables, as assigned, to implement enhanced controls and efficiency enhancements.
- Conduct periodic review of practice specific policies and ensure procedures are in place and follow organizational standards and regulatory requirements.
- Escalate risk and control related matters to the practice control manager.
- Evaluates incidents and operational losses and performs thorough analysis to identify trends and root cause. Prepares recommendations for process and control enhancements in alignment with the practice control manager and the practice management.
- Assist key Control programs such as the Audit Remediation, ASL, ATP Standards etc. Including the definition of the methodology, the execution of the programs, and to ensure the implementation and tracking of agreed actions.
- Assist with operational and/or corporate risk initiatives where directed. Knowledge :
- Professional with extensive business experience, multi-disciplinary functional experience with a focus on proactive activities within the Global Control group. Knowledge of the firm and industry.
- Ability to explain difficult or sensitive information; works to build consensus.
- Strong communication skills, verbal and written.
- Attention to detail.
- College or University degree is preferred.
- 5+ years of risk and control experience
Employment Type: Full Time, Permanent
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