Sr Operations Specialist-NFRR

Shift: 1:30/2:30/3:30/4:30 PM shift

Hybrid

Role & responsibilities

• Reviewing Securities lending transactions reported to FINRA and resubmit upon FINRA rejections.
• Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.
• Working with Middle Office teams to understand and correct errors and late reporting.
• Identifying opportunities to improve productivity in the data management and reporting processes.
• Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.
• Testing of technology changes affecting systems instrumental in assigned areas of NFRR.
• Reviewing and understanding of relevant regulatory technical standards, rules, and regulations. 
• Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.
• Conducting analysis as part of an intake process for new NFRR that come into scope for the team.
• Presenting and maintaining program information and reporting in Confluence and Jira.
• Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.
• Assignment, scheduling, tracking, and reporting of the program control activities and projects.
• Working with others to build and test new reporting and controls

Preferred candidate profile

• 6+ years of Institutional Investment Operations experience
• University degree including coursework in financial markets
• Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
• Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs
• Experience in Securities Lending Operations
• Motivated learner and researcher with solid writing and presentation skills
• Education or experience with US securities and commodities regulations and compliance.
• Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
• Administrator, or advanced user, experience with Atlassian Confluence and Jira

Perks and benefits