Associate Manager - Operational Risk/Control/Audit (2-7 yrs)

Associate Manager - Operational Risk/Control/Audit

About:

- Extensive experience in Internal Audit, Control Business Partnership, Controls Assurance & Testing and Operational Risk Management.

- Controls Experience in areas viz. Markets, Markets Operations, KYC, Financial Crime, AML, Customer Due Diligence, Sanctions, Trade Operations, Credit Lending, Global Payments, Reference Data etc.

Basic/ Essential Qualifications:

- Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management/Graduate or Post Graduate with experience in Controls i.e. Controls Business Partner or Control Assurance and Tester and Operational Risk Management

- Extensive experience in Internal Audit, Control Business Partnership, Controls Assurance & Testing and Operational Risk Management.

- Comprehensive understanding of governance and control frameworks and processes, and all aspects of operational risk management. Highly motivated, business-focused and forward-thinking.

- Extensive experience in senior stakeholder management, ability to communicate internal control concepts clearly in a business context. Ability to manage reporting lines and relationships across multiple disciplines.

- Controls Experience in areas viz. Markets, Markets Operations, KYC, Financial Crime, AML, Customer Due Diligence, Sanctions, Trade Operations, Credit Lending, Global Payments, Reference Data etc.

Desirable skillsets/ good to have:

- Sound commercial judgment and overall understanding of the Financial Services Industry, particularly the business impact of the regulatory environment.

- Experience of designing, communicating & implementing internal control policies.

- Proficient in use of MS Office packages (Outlook, Word, Excel, PowerPoint etc.).

- Automation/Data Analysis skills (SQL, Python, Power Query etc.).

- Excellent communication skills, both written and oral.

- Excellent relationship building, networking, negotiation and influencing skills.

- Excellent time management, prioritization and multi-tasking skills.

- Excellent execution skills.

- Strong analytical and quantitative skills.

- Strong project and change management skills.

Location : Chennai.