Associate Analyst-Global Compliance

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Analyst - Global Compliance

About RMS

Risk Management Services (RMS) is an internal function within GDS, responsible for protecting the organization from the risks that may arise from its professional practice. We work closely with all parts of the organization to identify and manage risks, providing coordinated advice and assistance on Independence, Conflicts, Compliance, regulatory, policy and security issues as well as dealing with claims and queries regarding ethics. We offer over 60 competencies to support all EY Regions. Our team is based across four countries: India (Gurgaon, Kochi and Bangalore), Poland (Wroclaw), Philippines (Manila) and China (Dalian).

The opportunity

We re looking for an Analyst with 2-3 years of experience in gathering and analyzing information for AML client due diligence procedures including new client onboarding, screening, and ongoing client monitoring. The review will cover both individual and corporate clients requiring in-depth research to be performed to enable EY to maintain compliant records. This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.

Your key responsibilities

• Apply subject matter expertise in the execution of ongoing monitoring process for Anti-Money Laundering (AML)
• Initiate the review and update AML client due diligence records. This will include but not be limited to:
• Review of AML records and checking for material changes to a client s ownership, control, or risk profile (where the review is of a corporate entity)
• Conduct research into entities and individuals using publicly available information and subscription services
• Where required, conduct Enhanced Due Diligence for potentially high-risk clients
• Perform re-screening of clients using dedicated software and ruling out false positives with an accompanying explanatory note
• Identify Politically Exposed Persons (PEPs), sanctions connections and other red flags and highlight
• Coordinate with regional/local risk management teams post identifying any areas of the AML review which cannot be completed without outreach to the Engagement Team and/or client
• Maintain and adhere to the AML review schedule
• Work with the regional/local Risk Management team for further enhancements of the process
• Support the process documentation and ensure process trackers are current and accurate
• Support the execution of other compliance processes, as required (for example, Anti-Bribery and Corruption, Insider Trading)
• Ensure the process documentations are current
• Keep senior management informed about roadblocks and progress
• Co-ordinate with the team and assist in creating process management templates, trackers using excel to make the data management, reporting, monitoring steps seamless

Skills and attributes for success

• Capable of understanding regulatory processes and policies and interpreting those in line with the scenarios
• Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear, and concise manner
• Experience with applications or programs like MS Excel, MS Forms and SharePoint lists
• Experience in use of dedicated compliance systems (Worldcheck, Factiva, FinScan, Dun &
• Bradstreet)

To qualify for the role, you must have

• Should have strong understanding of KYC process, AML laws and regulations
• Bachelors or Master s degree from a reputed college
• At least 2-3 years of experience in:
• Research/Compliance processes
• AML KYC and client due diligence procedures
• Strong logical reasoning skills

Ideally, you ll also have

• Credible experience working in a fast-moving, client-driven environment
• Prior experience in tools/programs like Power BI, excel VBA will be an added advantage

What you can look for

• A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
• A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
• Opportunities to work with Global Executive risk management teams on strengthening compliance framework

What working at EY offers

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across five countries - Argentina, China, India, the Philippines and Poland - and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

EY is committed to being inclusive in all dimensions of diversity to ensure every employee is able to bring their authentic self to work, every day.

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