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SMC Global Securities Interview Questions, Process, and Tips

Updated 27 Feb 2025

Top SMC Global Securities Interview Questions and Answers

View all 27 questions

SMC Global Securities Interview Experiences

Popular Designations

44 interviews found

Interview experience
2
Poor
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(2 Questions)

  • Q1. Difference between pms and aif
  • Q2. What is the meaning of derivatives

Interview Preparation Tips

Interview preparation tips for other job seekers - Good to go for freshers

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (7)
Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Company Website and was interviewed in Oct 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is your past experience
  • Q2. How many year experience

Equity Advisor Interview Questions asked at other Companies

Q1. 1. Introduction 2. Difference between financial markets and stock market 3. What is stock market 4. What is PE , PB , etc 5. What your goal 6. What is derivatives 7. What is future 8. What is option 9. What is SL 10. What types of stocks 11... read more
View answer (1)
SMC Global Securities Interview Questions and Answers for Freshers
illustration image

Interview Questions & Answers

user image Anonymous

posted on 29 Jun 2024

Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(2 Questions)

  • Q1. Profile of existing company
  • Q2. What are they looking for
Round 2 - One-on-one 

(2 Questions)

  • Q1. Handled how much of AuM
  • Q2. Your existing customer details
Round 3 - Behavioral 

(2 Questions)

  • Q1. Sharing job responsibilities
  • Q2. How soon can you join ?
  • Ans. 

    I can join within 2 weeks of receiving an offer.

    • I can start within 2 weeks of receiving an offer.

    • I need to give notice at my current job before starting.

    • I may need time to relocate if necessary.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Actively looking for candidates, Retail Type atmosphere, Small size AUM.
Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
-

I applied via Referral and was interviewed in Jun 2024. There was 1 interview round.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Question related to the current company and projects.
  • Q2. Scale a product from few users to millions of users.
  • Ans. 

    To scale a product from few users to millions, focus on infrastructure, performance optimization, and scalability.

    • Optimize database queries and indexing for faster retrieval

    • Implement caching mechanisms to reduce server load

    • Use load balancers to distribute traffic evenly across servers

    • Utilize cloud services for auto-scaling based on demand

    • Monitor performance metrics and continuously optimize for scalability

  • Answered by AI
  • Q3. Binary search implementation
  • Ans. 

    Binary search is a fast search algorithm that finds the position of a target value within a sorted array.

    • Divide the array in half and compare the target value with the middle element.

    • If the target value is smaller, search the left half. If larger, search the right half.

    • Repeat the process until the target value is found or the subarray is empty.

  • Answered by AI

Software Engineer Interview Questions asked at other Companies

Q1. Bridge and torch problem : Four people come to a river in the night. There is a narrow bridge, but it can only hold two people at a time. They have one torch and, because it's night, the torch has to be used when crossing the bridge. Person... read more
View answer (203)

SMC Global Securities interview questions for popular designations

 Equity Dealer

 (8)

 Relationship Manager

 (5)

 Relationship Manager Dealing

 (2)

 Relationship Officer

 (2)

 Assistant Manager

 (2)

 Senior Accounts Executive

 (2)

 Software Engineer

 (1)

 Product Manager

 (1)

Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Walk-in and was interviewed in Oct 2024. There was 1 interview round.

Round 1 - HR 

(2 Questions)

  • Q1. Why you choose Smc
  • Q2. What are your needs

Interview Preparation Tips

Interview preparation tips for other job seekers - Great place for starting

Relationship Manager Interview Questions asked at other Companies

Q1. How will you market banking products ? Are you willing to work at the ground level ? What are the challenges of marketing at ground level ? How different is it from other kinds of marketing? What did you learn in mba with respect to marketi... read more
View answer (47)

Get interview-ready with Top SMC Global Securities Interview Questions

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 15 May 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Apr 2024. There was 1 interview round.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Do you have required NISM Certificate?
  • Ans. 

    Yes, I have the required NISM Certificate.

    • Yes, I have completed the NISM Series VIII - Equity Derivatives Certification Examination.

    • I have also obtained the NISM Series VII - Securities Operations and Risk Management Certification.

    • Having these certifications demonstrates my knowledge and expertise in equity trading.

  • Answered by AI
  • Q2. What is your total work experience?
  • Q3. How fast you can place client's orders punching?
  • Ans. 

    I can place client's orders punching quickly and accurately to ensure timely execution.

    • I am proficient in using trading platforms to quickly enter orders.

    • I have a strong attention to detail to avoid errors in order entry.

    • I prioritize speed and accuracy to meet client's needs efficiently.

  • Answered by AI

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (7)

Jobs at SMC Global Securities

View all

Equity Dealer Interview Questions & Answers

user image Hitesh Lokhande

posted on 27 Feb 2025

Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(2 Questions)

  • Q1. Normal Question they are asking
  • Q2. What's your past experience
  • Ans. 

    I have 5 years of experience working as an Equity Dealer at a reputable financial institution.

    • Managed client portfolios and executed trades on their behalf

    • Analyzed market trends and provided investment recommendations

    • Maintained relationships with clients and ensured their satisfaction

    • Stayed updated on financial news and regulations

    • Collaborated with research analysts to develop investment strategies

  • Answered by AI
Round 2 - HR 

(1 Question)

  • Q1. Salary Discussed with Manager

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (7)

Interview Questions & Answers

user image Anonymous

posted on 6 Aug 2024

Interview experience
2
Poor
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I was interviewed in Feb 2024.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Salary expectation?
  • Q2. Able to do sales work?
  • Ans. 

    Yes, I have experience in sales work and have successfully generated leads in the past.

    • Experienced in sales techniques and strategies

    • Proven track record of generating leads

    • Comfortable with cold calling and networking

    • Ability to close deals and meet sales targets

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Oct 2023. There were 4 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Start from basic questions till scenario based questions.
Round 2 - Technical 

(1 Question)

  • Q1. Start from basics till scenario based question
Round 3 - Technical 

(1 Question)

  • Q1. Real time experience Scenario based questions.
Round 4 - HR 

(1 Question)

  • Q1. Basic details about previous experience.

Leader Quality Assurance Engineer Interview Questions asked at other Companies

Q1. How to finalise an automation framework effectively
View answer (1)

Relationship Manager Dealing Interview Questions & Answers

user image SANDEEP VISHWAKARMA

posted on 10 Oct 2023

Interview experience
2
Poor
Difficulty level
Hard
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Referral

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all Resume tips
Round 2 - HR 

(1 Question)

  • Q1. Hr review my Resume Ask me about few Questions relating Accounts say PE ratio Shares EPS etc
Round 3 - One-on-one 

(1 Question)

  • Q1. Second Interview Taken By Area Manager Asking About target to fulfill after Joining Certificate of NISM CURRENCY
Round 4 - One-on-one 

(1 Question)

  • Q1. Final Interview Taken AVP Sir He ask about Also about Meeting the Branch Traget to Keep up Business Growing

Interview Preparation Tips

Interview preparation tips for other job seekers - Tough Interview

Relationship Manager Dealing Interview Questions asked at other Companies

Q1. How to You look These Equity Market in Coming Years ?
View answer (1)
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SMC Global Securities Interview FAQs

How many rounds are there in SMC Global Securities interview?
SMC Global Securities interview process usually has 1-2 rounds. The most common rounds in the SMC Global Securities interview process are One-on-one Round, HR and Resume Shortlist.
How to prepare for SMC Global Securities interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at SMC Global Securities. The most common topics and skills that interviewers at SMC Global Securities expect are NISM, Dealing, Sales, stock broking and Relationship Management.
What are the top questions asked in SMC Global Securities interview?

Some of the top questions asked at the SMC Global Securities interview -

  1. What is constructor and why we use construct...read more
  2. Difference between where clause and having clau...read more
  3. What is stock market ? What is mutual fun...read more
How long is the SMC Global Securities interview process?

The duration of SMC Global Securities interview process can vary, but typically it takes about less than 2 weeks to complete.

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SMC Global Securities Interview Process

based on 45 interviews

Interview experience

3.6
  
Good
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3.6/5

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